HOOD

SEC source: 0001783879-21-000062 · wf-form4_163555653300733.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001209191-21-062097 · doc4.xml · nonDerivative · entry 4

New Enterprise Associates 15, L.P. · CIK 0001629794 · Director

NEA Partners 15, L.P. · CIK 0001640031 · Director

NEA 15 GP, LLC · CIK 0001640033 · Director

New Enterprise Associates 17, L.P. · CIK 0001768564 · Director

NEA Partners 17, L.P. · CIK 0001796820 · Director

NEA 17 GP, LLC · CIK 0001796821 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEA Partners 17, L.P.

Disclosed balance after: 10,872

F7 · kind: NEA Partners 17 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on October 27, 2021.

F8 · ownership.nature: The securities are directly held by NEA Partners 17 and indirectly held by NEA 17 GP, the sole general partner of NEA Partners 17, and the NEA 17 Managers (NEA 17 GP and the NEA 17 Managers together, the "NEA Partners 17 Indirect Reporting Persons"). The NEA Partners 17 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the NEA Partners 17 Indirect Reporting Persons have no pecuniary interest.

SEC source: 0001209191-21-062097 · doc4.xml · nonDerivative · entry 3

New Enterprise Associates 15, L.P. · CIK 0001629794 · Director

NEA Partners 15, L.P. · CIK 0001640031 · Director

NEA 15 GP, LLC · CIK 0001640033 · Director

New Enterprise Associates 17, L.P. · CIK 0001768564 · Director

NEA Partners 17, L.P. · CIK 0001796820 · Director

NEA 17 GP, LLC · CIK 0001796821 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By New Enterprise Associates 17, L.P.

Disclosed balance after: 6,811,008

F5 · kind: New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F6 · ownership.nature: The securities are directly held by NEA 17 and are indirectly held by NEA Partners 17, L.P. ("NEA Partners 17"), the sole general partner of NEA 17, NEA 17 GP, LLC ("NEA 17 GP"), the sole general partner of NEA Partners 17, and the individual managers of NEA 17 GP (NEA Partners 17, NEA 17 GP and the individual managers of NEA 17 GP (collectively, the "NEA 17 Managers"), together, the "NEA 17 Indirect Reporting Persons"). The managers of NEA 17 GP are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony Florence, Jr., Liza Landsman, Mohamad Makhzoumi, Edward Mathers, Scott Sandell, Peter Sonsini, Paul Walker and Rick Yang. The NEA 17 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the NEA 17 Indirect Reporting Persons have no pecuniary interest.

SEC source: 0001209191-21-062097 · doc4.xml · nonDerivative · entry 2

New Enterprise Associates 15, L.P. · CIK 0001629794 · Director

NEA Partners 15, L.P. · CIK 0001640031 · Director

NEA 15 GP, LLC · CIK 0001640033 · Director

New Enterprise Associates 17, L.P. · CIK 0001768564 · Director

NEA Partners 17, L.P. · CIK 0001796820 · Director

NEA 17 GP, LLC · CIK 0001796821 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By NEA Partners 15, L.P.

Disclosed balance after: 10,872

F3 · kind: NEA Partners 15 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on October 27, 2021.

F4 · ownership.nature: The securities are directly held by NEA Partners 15 and indirectly held by NEA 15 GP, the sole general partner of NEA Partners 15, and the NEA 15 Managers (NEA 15 GP and the NEA 15 Managers together, the "NEA Partners 15 Indirect Reporting Persons"). The NEA Partners 15 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the NEA Partners 15 Indirect Reporting Persons have no pecuniary interest.

SEC source: 0001209191-21-062097 · doc4.xml · nonDerivative · entry 1

New Enterprise Associates 15, L.P. · CIK 0001629794 · Director

NEA Partners 15, L.P. · CIK 0001640031 · Director

NEA 15 GP, LLC · CIK 0001640033 · Director

New Enterprise Associates 17, L.P. · CIK 0001768564 · Director

NEA Partners 17, L.P. · CIK 0001796820 · Director

NEA 17 GP, LLC · CIK 0001796821 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,107,318

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F2 · ownership.direct: The securities are directly held by NEA 15 and are indirectly held by NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP (collectively, the "NEA 15 Managers"), together, the "NEA 15 Indirect Reporting Persons"). The managers of NEA 15 GP are Forest Baskett, Anthony A. Florence, Jr., Mohamad Makhzoumi, Scott D. Sandell and Peter W. Sonsini. The NEA 15 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the NEA 15 Indirect Reporting Persons have no pecuniary interest.

SEC source: 0001783879-21-000063 · wf-form4_163555655395988.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,761

Underlying: Class A Common Stock · 83,250 shares

Expires 2027-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under the 2020 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000063 · wf-form4_163555655395988.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,039

Underlying: Class A Common Stock · 19,276 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 308,419 RSUs under the 2020 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000063 · wf-form4_163555655395988.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,646

Underlying: Class A Common Stock · 22,580 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 270,968 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-twelfth (1/12) of these RSUs were scheduled to vest on January 1, 2021, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000063 · wf-form4_163555655395988.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,273

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 125,106 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-21-000063 · wf-form4_163555655395988.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001209191-21-062104 · doc4.xml · nonDerivative · entry 4

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 8

Disclosed balance after: 10,872

F7 · kind: NEA Partners 17 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on October 27, 2021.

F8 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062104 · doc4.xml · nonDerivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 6,811,008

F5 · kind: New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F6 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062104 · doc4.xml · nonDerivative · entry 2

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 10,872

F3 · kind: NEA Partners 15 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on October 27, 2021.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062104 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 66,107,318

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F2 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062099 · doc4.xml · nonDerivative · entry 4

BASKETT FOREST · CIK 0001277631 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 8

Disclosed balance after: 10,872

F7 · kind: NEA Partners 17 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on October 27, 2021.

F8 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062099 · doc4.xml · nonDerivative · entry 3

BASKETT FOREST · CIK 0001277631 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 6,811,008

F5 · kind: New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F6 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062099 · doc4.xml · nonDerivative · entry 2

BASKETT FOREST · CIK 0001277631 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 10,872

F3 · kind: NEA Partners 15 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on October 27, 2021.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062099 · doc4.xml · nonDerivative · entry 1

BASKETT FOREST · CIK 0001277631 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 66,107,318

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F2 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062106 · doc4.xml · nonDerivative · entry 4

Sonsini Peter W. · CIK 0001559807 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 8

Disclosed balance after: 10,872

F7 · kind: NEA Partners 17 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on October 27, 2021.

F8 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062106 · doc4.xml · nonDerivative · entry 3

Sonsini Peter W. · CIK 0001559807 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 6,811,008

F5 · kind: New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F6 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062106 · doc4.xml · nonDerivative · entry 2

Sonsini Peter W. · CIK 0001559807 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 10,872

F3 · kind: NEA Partners 15 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on October 27, 2021.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062106 · doc4.xml · nonDerivative · entry 1

Sonsini Peter W. · CIK 0001559807 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 66,107,318

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F2 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062100 · doc4.xml · nonDerivative · entry 4

Florence Anthony A. Jr. · CIK 0001559827 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 8

Disclosed balance after: 10,872

F7 · kind: NEA Partners 17 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on October 27, 2021.

F8 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062100 · doc4.xml · nonDerivative · entry 3

Florence Anthony A. Jr. · CIK 0001559827 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 6,811,008

F5 · kind: New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F6 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062100 · doc4.xml · nonDerivative · entry 2

Florence Anthony A. Jr. · CIK 0001559827 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 10,872

F3 · kind: NEA Partners 15 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on October 27, 2021.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062100 · doc4.xml · nonDerivative · entry 1

Florence Anthony A. Jr. · CIK 0001559827 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 66,107,318

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F2 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062101 · doc4.xml · nonDerivative · entry 4

Makhzoumi Mohamad · CIK 0001630226 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 8

Disclosed balance after: 10,872

F7 · kind: NEA Partners 17 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on October 27, 2021.

F8 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062101 · doc4.xml · nonDerivative · entry 3

Makhzoumi Mohamad · CIK 0001630226 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 6

Disclosed balance after: 6,811,008

F5 · kind: New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F6 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062101 · doc4.xml · nonDerivative · entry 2

Makhzoumi Mohamad · CIK 0001630226 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 10,872

F3 · kind: NEA Partners 15 received 10,872 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on October 27, 2021.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-21-062101 · doc4.xml · nonDerivative · entry 1

Makhzoumi Mohamad · CIK 0001630226 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 66,107,318

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 724,800 shares of Class A Common Stock of the Issuer to its general partner and limited partners on October 27, 2021.

F2 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001783879-21-000061 · wf-form4_163555650808217.xml · derivative · entry 3

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,549

Underlying: Class A Common Stock · 120,968 shares

Expires 2028-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On May 6, 2021, the Reporting Person was granted 1,935,484 RSUs under Robinhood's 2020 Equity Incentive Plan. One sixteenth (1/16) of these RSUs were scheduled to vest on July 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000061 · wf-form4_163555650808217.xml · nonDerivative · entry 2

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,992

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 120,968 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-21-000061 · wf-form4_163555650808217.xml · nonDerivative · entry 1

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · derivative · entry 7

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,097

Underlying: Class A Common Stock · 20,161 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F6 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · derivative · entry 6

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,433

Underlying: Class A Common Stock · 30,381 shares

Expires 2027-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · derivative · entry 5

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,749

Underlying: Class A Common Stock · 36,964 shares

Expires 2026-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · derivative · entry 4

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,214

Underlying: Class A Common Stock · 24,643 shares

Expires 2026-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · nonDerivative · entry 2

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,844

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 112,149 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-21-000064 · wf-form4_163555657705663.xml · nonDerivative · entry 1

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-21-000065 · wf-form4_163555659851840.xml · derivative · entry 5

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,097

Underlying: Class A Common Stock · 20,161 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000065 · wf-form4_163555659851840.xml · derivative · entry 4

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,431

Underlying: Class A Common Stock · 43,714 shares

Expires 2027-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000065 · wf-form4_163555659851840.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,167

Underlying: Class A Common Stock · 43,750 shares

Expires 2025-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 15, 2018, the Reporting Person was granted 700,000 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on December 4, 2019, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000065 · wf-form4_163555659851840.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,275

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 107,625 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-21-000065 · wf-form4_163555659851840.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-21-000041 · wf-form4_163346652925881.xml · derivative · entry 2

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,960

Underlying: Class A Common Stock · 2,263 shares

Expires 2028-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000041 · wf-form4_163346652925881.xml · nonDerivative · entry 1

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001209191-21-059049 · doc4.xml · derivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317

Underlying: Class A Common Stock · 317 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · price: On September 30, 2021, the Reporting Person was automatically granted 317 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.exercise_date: On September 30, 2021, the Reporting Person was automatically granted 317 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.expiration_date: On September 30, 2021, the Reporting Person was automatically granted 317 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

SEC source: 0001783879-21-000039 · wf-form4_163338106245675.xml · derivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362

Underlying: Class A Common Stock · 362 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · price: On September 30, 2021, the Reporting Person was automatically granted 362 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.exercise_date: On September 30, 2021, the Reporting Person was automatically granted 362 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.expiration_date: On September 30, 2021, the Reporting Person was automatically granted 362 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2021 closing price of $42.08 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

SEC source: 0001783879-21-000037 · wf-form4_163175706990078.xml · derivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,595

Underlying: Class A Common Stock · 9,765 shares

Expires 2030-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common stock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-21-000037 · wf-form4_163175706990078.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.