HOOD

SEC source: 0001209191-22-006069 · doc4.xml · nonDerivative · entry 7

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

F11 · kind: The Reporting Person received 3,288 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 15 on January 28, 2022.

SEC source: 0001209191-22-006069 · doc4.xml · nonDerivative · entry 6

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 9

Disclosed balance after: 0

F10 · kind: NEA Partners 17 made a distribution for no consideration of an aggregate of 52,175 shares of Class A Common Stock of the Issuer to a limited partner on January 28, 2022.

F9 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-006069 · doc4.xml · nonDerivative · entry 5

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 9

Disclosed balance after: 52,175

F8 · kind: NEA Partners 17 received 30,431 shares of Class A Common Stock of the Issuer in the distribution by NEA 17 on January 28, 2022.

F9 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, which is the sole general partner of NEA Partners 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-006069 · doc4.xml · nonDerivative · entry 4

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 7

Disclosed balance after: 4,057,472

F6 · kind: New Enterprise Associates 17, L.P. ("NEA 17") made a pro rata distribution for no consideration of an aggregate of 2,028,736 shares of Class A Common Stock of the Issuer to its general partner and limited partners on January 28, 2022.

F7 · ownership.nature: The Reporting Person is a manager of NEA 17 GP, LLC ("NEA 17 GP"), which is the sole general partner of NEA Partners 17, L.P. ("NEA Partners 17"). NEA Partners 17 is the sole general partner of NEA 17, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-006069 · doc4.xml · nonDerivative · entry 3

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 0

F5 · kind: NEA Partners 15 made a pro rata distribution for no consideration of an aggregate of 348,657 shares of Class A Common Stock of the Issuer to its limited partners on January 28, 2022.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-006069 · doc4.xml · nonDerivative · entry 2

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 348,657

F3 · kind: NEA Partners 15 received 326,913 shares of Class A Common Stock of the Issuer in the distribution by NEA 15 on January 28, 2022.

F4 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001209191-22-006069 · doc4.xml · nonDerivative · entry 1

Makhzoumi Mohamad · CIK 0001630226 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 43,588,345

F1 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 21,794,173 shares of Class A Common Stock of the Issuer to its general partner and limited partners on January 28, 2022.

F2 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.

SEC source: 0001783879-22-000018 · wf-form4_164203481198826.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,277

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $14.77 to $15.62. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F3 · balance_after: The total reported in Column 5 has been adjusted by 549 shares to correct an understatement of total holdings first reflected in the Form 4 filed on December 3, 2021.

SEC source: 0001783879-22-000014 · wf-form4_164134852019043.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,087

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 22,581 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000013 · wf-form4_164133996861545.xml · nonDerivative · entry 2

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,278

F3 · shares: Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting of 120,968 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · nonDerivative · entry 2

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,880

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 65,340 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000016 · wf-form4_164134857021453.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,728

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 34,745 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-22-000012 · wf-form4_164133994059888.xml · derivative · entry 2

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

Underlying: Class A Common Stock · 985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On November 1, 2021, the Reporting Person was granted 3,909 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. Of that amount, 985 RSUs vested on January 1, 2022, 1,454 RSUs are scheduled to vest on April 1, 2022, and 1,470 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On November 1, 2021, the Reporting Person was granted 3,909 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. Of that amount, 985 RSUs vested on January 1, 2022, 1,454 RSUs are scheduled to vest on April 1, 2022, and 1,470 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000012 · wf-form4_164133994059888.xml · nonDerivative · entry 1

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000014 · wf-form4_164134852019043.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,065

Underlying: Class A Common Stock · 22,581 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 270,968 RSUs under Robinhood's 2020 Equity Incentive Plan. One-twelfth (1/12) of these RSUs were scheduled to vest on January 1, 2021, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000014 · wf-form4_164134852019043.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000009 · wf-form4_164133984248948.xml · derivative · entry 3

Frei Frances X · CIK 0001477837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897

Underlying: Class A Common Stock · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On November 15, 2021, the Reporting Person was granted 3,649 RSUs under Robinhood's 2021 Omnibus Incentive Plan. Of that amount, 752 RSUs vested on January 1, 2022, 1,440 RSUs are scheduled to vest on April 1, 2022, and 1,457 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders). In each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On November 15, 2021, the Reporting Person was granted 3,649 RSUs under Robinhood's 2021 Omnibus Incentive Plan. Of that amount, 752 RSUs vested on January 1, 2022, 1,440 RSUs are scheduled to vest on April 1, 2022, and 1,457 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders). In each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000009 · wf-form4_164133984248948.xml · nonDerivative · entry 2

Frei Frances X · CIK 0001477837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000013 · wf-form4_164133996861545.xml · derivative · entry 3

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,581

Underlying: Class A Common Stock · 120,968 shares

Expires 2028-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On May 6, 2021, the Reporting Person was granted 1,935,484 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on July 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000013 · wf-form4_164133996861545.xml · nonDerivative · entry 1

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · balance_after: Reflects the acquisition of 643 shares in November 2021 under the Robinhood Markets, Inc. ("Robinhood") 2021 Employee Share Purchase Plan.

SEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · derivative · entry 6

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,935

Underlying: Class A Common Stock · 20,162 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · derivative · entry 5

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,785

Underlying: Class A Common Stock · 36,964 shares

Expires 2026-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Stock Plan which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · derivative · entry 4

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,571

Underlying: Class A Common Stock · 8,214 shares

Expires 2026-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which awards was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000015 · wf-form4_164134853976851.xml · nonDerivative · entry 1

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000010 · wf-form4_164133989450725.xml · derivative · entry 2

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,696

Underlying: Class A Common Stock · 2,264 shares

Expires 2028-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000010 · wf-form4_164133989450725.xml · nonDerivative · entry 1

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000016 · wf-form4_164134857021453.xml · derivative · entry 4

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,935

Underlying: Class A Common Stock · 20,162 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-sixteenth (1/16) of these RSUs were scheduled to vest on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000016 · wf-form4_164134857021453.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,417

Underlying: Class A Common Stock · 14,583 shares

Expires 2027-01-12

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-22-000016 · wf-form4_164134857021453.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-22-000009 · wf-form4_164133984248948.xml · nonDerivative · entry 1

Frei Frances X · CIK 0001477837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,785

F1 · price: On December 31, 2021, the Reporting Person was automatically granted 492 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2 · balance_after: Reflects the acquisition of 4,461 shares for no consideration pursuant to a pro-rata distribution that is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, under Rule 16a-9(a). The Reporting Person received the shares in November 2021 from a limited liability company in which she beneficially holds a non-managing membership interest.

SEC source: 0001209191-22-001256 · doc4.xml · derivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,392

Underlying: Class A Common Stock · 1,075 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · price: On December 31, 2021, the Reporting Person was automatically granted 1,075 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.exercise_date: On December 31, 2021, the Reporting Person was automatically granted 1,075 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.expiration_date: On December 31, 2021, the Reporting Person was automatically granted 1,075 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

SEC source: 0001783879-22-000011 · wf-form4_164133992422520.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,757

Underlying: Class A Common Stock · 1,395 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · price: On December 31, 2021, the Reporting Person was automatically granted 1,395 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.exercise_date: On December 31, 2021, the Reporting Person was automatically granted 1,395 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.expiration_date: On December 31, 2021, the Reporting Person was automatically granted 1,395 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2021 closing price of $17.76 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

SEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 16, 2021, the Reporting Person donated 2,200,000 shares of Class A Common Stock to a donor advised fund. The donation was made pursuant to a Rule 10b5-1 instruction adopted by the Reporting Person on September 3, 2021.

F2 · balance_after: Reflects the prior transfer of 2,200,000 shares of Class A Common Stock to the Reporting Person from his Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

SEC source: 0001783879-21-000108 · wf-form4_163944533495958.xml · derivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 58,591,600

Underlying: Class A Common Stock · 2,200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036.

F1 · kind: On December 9, 2021, the Reported Person's Living Trust converted 2,200,000 shares of Class B Common Stock into Class A Common Stock. This transaction was effected pursuant to a Rule 10b5-1 instruction adopted by the Living Trust on September 3, 2021.

F2 · derivative.exercise_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036.

F2 · derivative.expiration_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036.

SEC source: 0001783879-21-000108 · wf-form4_163944533495958.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 3,212,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 9, 2021, the Reported Person's Living Trust converted 2,200,000 shares of Class B Common Stock into Class A Common Stock. This transaction was effected pursuant to a Rule 10b5-1 instruction adopted by the Living Trust on September 3, 2021.

F2 · price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036.

SEC source: 0001783879-21-000106 · wf-form4_163918595601151.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,521

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.80 to $23.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Living Trust

Disclosed balance after: 1,012,254

F4 · kind: This transfer reflects a contribution of shares from the Reporting Person to his living trust, which transfer is exempt under Rule 16a-13 because it effects only a change in the form of beneficial ownership without changing the Reporting Person's pecuniary interest in the shares.

SEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: This transfer reflects a contribution of shares from the Reporting Person to his living trust, which transfer is exempt under Rule 16a-13 because it effects only a change in the form of beneficial ownership without changing the Reporting Person's pecuniary interest in the shares.

SEC source: 0001783879-21-000096 · wf-form4_163858206664022.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,255

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs and PSUs reported above.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $23.37 to $24.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,254

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs and PSUs reported above

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $23.34 to $24.26 The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-21-000093 · wf-form4_163858201729310.xml · nonDerivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,423

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $23.3700 to $24.2450. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-21-000096 · wf-form4_163858206664022.xml · derivative · entry 5

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,699,422

Underlying: Class A Common Stock · 57,633 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSU"s) convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F7 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's IPO price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

F8 · derivative.underlying_shares: The settlement transaction reported on this line represents the portion of PSUs allocated to the $30.45 price level (which was satisfied by the IPO price) that vested upon satisfaction of the time-based service condition on November 1, 2021, for which Robinhood delayed settlement until the expiration of its IPO lock-up period.

SEC source: 0001783879-21-000096 · wf-form4_163858206664022.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,505

Underlying: Class A Common Stock · 181,501 shares

Expires 2026-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSU"s) convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.underlying_shares: The settlement transaction reported on this line represents RSUs that vested on November 1, 2021, for which Robinhood delayed settlement until the expiration of its initial public offering ("IPO") lock-up period.

SEC source: 0001783879-21-000096 · wf-form4_163858206664022.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSU"s) convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · derivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,699,422

Underlying: Class A Common Stock · 57,633 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F7 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's IPO price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

F8 · derivative.underlying_shares: The settlement transaction reported on this line represents the portion of PSUs allocated to the $30.45 price level (which was satisfied by the IPO price) that vested upon satisfaction of the time-based service condition on November 1, 2021, for which Robinhood delayed settlement until the expiration of its IPO lock-up period.

SEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · derivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,505

Underlying: Class A Common Stock · 181,501 shares

Expires 2026-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.underlying_shares: The settlement transaction reported on this line represents RSUs that vested on November 1, 2021, for which Robinhood delayed settlement until the expiration of its initial public offering ("IPO") lock-up period.

SEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-21-000093 · wf-form4_163858201729310.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,510

Underlying: Class A Common Stock · 83,251 shares

Expires 2027-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F7 · derivative.exercise_date: On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under the 2020 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

F6 · derivative.underlying_shares: The settlement transaction reported on this line represents RSUs that vested on November 1, 2021, for which Robinhood delayed settlement until the expiration of its initial public offering lock-up period.

SEC source: 0001783879-21-000093 · wf-form4_163858201729310.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,762

Underlying: Class A Common Stock · 19,277 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 308,419 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 plan"). One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

F6 · derivative.underlying_shares: The settlement transaction reported on this line represents RSUs that vested on November 1, 2021, for which Robinhood delayed settlement until the expiration of its initial public offering lock-up period.

SEC source: 0001783879-21-000093 · wf-form4_163858201729310.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,605

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 102,528 RSUs and does not represent a sale by the Reporting Person.