Last 12 months
Inside the activity.
3 purchase rows · 254 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 43 |
| Dec 2025 | 0 | 28 |
| Jan 2026 | 0 | 19 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 20 |
| Apr 2026 | 0 | 20 |
| May 2026 | 1 | 9 |
| Jun 2026 | 2 | 15 |
| Jul 2026 | 0 | 28 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 35 |
| Oct 2026 | 0 | 6 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 00:07 UTC |
Loop PaulaDirector
|
Exercise / conversionClass A Common Stock | 2,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000078 · wf-form4_164911722928125.xml · nonDerivative · entry 1 Loop Paula · CIK 0001870529 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:07 UTC |
Frei Frances XDirector
|
GrantClass A Common Stock | 1,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000077 · wf-form4_164911721118962.xml · nonDerivative · entry 1 Frei Frances X · CIK 0001477837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,340 F1 · price: On March 31, 2022, the Reporting Person was automatically granted 1,267 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these shares were fully vested upon grant. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:23 UTC |
SANDELL SCOTT DDirector
|
GrantRestricted Stock Units · Derivative | 1,387 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-022721 · doc4.xml · derivative · entry 1 SANDELL SCOTT D · CIK 0001237289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,779 Underlying: Class A Common Stock · 1,387 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · price: On March 31, 2022, the Reporting Person was automatically granted 1,387 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood. F2 · derivative.exercise_date: On March 31, 2022, the Reporting Person was automatically granted 1,387 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood. F2 · derivative.expiration_date: On March 31, 2022, the Reporting Person was automatically granted 1,387 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:07 UTC |
RUBINSTEIN JONATHANDirector
|
GrantRestricted Stock Units · Derivative | 1,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000079 · wf-form4_164911724744047.xml · derivative · entry 3 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,616 Underlying: Class A Common Stock · 1,859 shares Expires not disclosed F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · price: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood. F3 · derivative.exercise_date: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood. F3 · derivative.expiration_date: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood. Read SEC document |
| March 31, 2022 Filed Apr 5, 2022 00:00 UTC |
Malka MeyerDirector
|
GrantClass A Common Stock | 108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-013483 · doc4.xml · nonDerivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108 F1 · price: On March 31, 2021, the Reporting Person was automatically granted 108 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and the Robinhood 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these shares were fully vested upon grant. F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer any shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:15 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
GrantRestricted Stock Units · Derivative | 192,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000066 · wf-form4_164851653526563.xml · derivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,901 Underlying: Class A Common Stock · 192,901 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:15 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
GrantRestricted Stock Units · Derivative | 462,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000066 · wf-form4_164851653526563.xml · derivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,963 Underlying: Class A Common Stock · 462,963 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:15 UTC |
Chennapragada AparnaChief Product Officer
|
GrantRestricted Stock Units · Derivative | 192,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000065 · wf-form4_164851651762698.xml · derivative · entry 2 Chennapragada Aparna · CIK 0001733103 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,901 Underlying: Class A Common Stock · 192,901 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on July 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on July 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:15 UTC |
Chennapragada AparnaChief Product Officer
|
GrantRestricted Stock Units · Derivative | 385,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000065 · wf-form4_164851651762698.xml · derivative · entry 1 Chennapragada Aparna · CIK 0001733103 · Chief Product Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,802 Underlying: Class A Common Stock · 385,802 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:16 UTC |
Howard GretchenChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 77,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000067 · wf-form4_164851655334745.xml · derivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,160 Underlying: Class A Common Stock · 77,160 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:16 UTC |
Howard GretchenChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 385,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000067 · wf-form4_164851655334745.xml · derivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,802 Underlying: Class A Common Stock · 385,802 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:16 UTC |
Warnick JasonChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 77,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000068 · wf-form4_164851657444295.xml · derivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,160 Underlying: Class A Common Stock · 77,160 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 24, 2022 Filed Mar 29, 2022 01:16 UTC |
Warnick JasonChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 385,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000068 · wf-form4_164851657444295.xml · derivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,802 Underlying: Class A Common Stock · 385,802 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 01:28 UTC |
Malka MeyerDirector
|
GrantRestricted Stock Units · Derivative | 3,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012390 · doc4.xml · derivative · entry 2 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723 Underlying: Class A Common Stock · 3,723 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · kind: This RSU award represents the Reporting Person's pro-rated annual grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board. F6 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 3,723 RSUs under the 2021 Plan. Of that amount, 335 RSUs are scheduled to vest on April 1, 2022, and 3,388 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 3,723 RSUs under the 2021 Plan. Of that amount, 335 RSUs are scheduled to vest on April 1, 2022, and 3,388 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer any shares issued upon vesting and settlement of RSUs to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| March 23, 2022 Filed Mar 26, 2022 01:28 UTC |
Malka MeyerDirector
|
GrantRestricted Stock Units · Derivative | 17,201 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012390 · doc4.xml · derivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,201 Underlying: Class A Common Stock · 17,201 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · kind: This RSU award represents the Reporting Person's initial equity grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the board of directors (the "Board") of Robinhood Markets, Inc. ("Robinhood"). F3 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer any shares issued upon vesting and settlement of RSUs to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 23:36 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 20,000 | $11.64 | $232,866.00 |
DisclosureSEC source: 0001783879-22-000058 · wf-form4_164695538852818.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,557 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021. F2 · price: 2.This transaction was executed in multiple trades during the day at prices ranging from $11.05 to $12.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 23:38 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $10.24 | $0.00 |
DisclosureSEC source: 0001783879-22-000056 · wf-form4_164678269652091.xml · derivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,595 Underlying: Class A Common Stock · 25,000 shares Expires 2030-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of the Common Stock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 23:38 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionClass A Common Stock | 25,000 | $10.24 | $256,000.00 |
DisclosureSEC source: 0001783879-22-000056 · wf-form4_164678269652091.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:46 UTC |
Frei Frances XDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000050 · wf-form4_164635118414314.xml · derivative · entry 2 Frei Frances X · CIK 0001477837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,899 Underlying: Class A Common Stock · 536 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On November 15, 2021 the Reporting Person was granted 6,435 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on March 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On November 15, 2021 the Reporting Person was granted 6,435 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on March 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:46 UTC |
Frei Frances XDirector
|
Exercise / conversionClass A Common Stock | 536 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000050 · wf-form4_164635118414314.xml · nonDerivative · entry 1 Frei Frances X · CIK 0001477837 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:47 UTC |
RUBINSTEIN JONATHANDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000051 · wf-form4_164635120937394.xml · derivative · entry 3 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,863 Underlying: Class A Common Stock · 4,528 shares Expires 2028-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:47 UTC |
RUBINSTEIN JONATHANDirector
|
Exercise / conversionClass A Common Stock | 4,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000051 · wf-form4_164635120937394.xml · nonDerivative · entry 1 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:47 UTC |
Zoellick Robert B.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000052 · wf-form4_164635123050788.xml · derivative · entry 2 Zoellick Robert B. · CIK 0001696042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,432 Underlying: Class A Common Stock · 2,264 shares Expires 2028-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 18:47 UTC |
Zoellick Robert B.Director
|
Exercise / conversionClass A Common Stock | 2,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000052 · wf-form4_164635123050788.xml · nonDerivative · entry 1 Zoellick Robert B. · CIK 0001696042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Howard GretchenChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 30,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · derivative · entry 5 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,670 Underlying: Class A Common Stock · 30,381 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Howard GretchenChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,143 Underlying: Class A Common Stock · 8,214 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which awards was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Howard GretchenChief Operating Officer
|
Tax withholdingClass A Common Stock | 19,136 | $11.77 | $225,230.72 |
DisclosureSEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,480 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 38,595 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Howard GretchenChief Operating Officer
|
Exercise / conversionClass A Common Stock | 38,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · nonDerivative · entry 1 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 43,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000054 · wf-form4_164635131756377.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,002 Underlying: Class A Common Stock · 43,714 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under Robinhood's 2020 Equity Incentive Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000054 · wf-form4_164635131756377.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,250 Underlying: Class A Common Stock · 14,584 shares Expires 2025-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On December 15, 2018, the Reporting Person was granted 700,000 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on December 4, 2019, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Warnick JasonChief Financial Officer
|
Tax withholdingClass A Common Stock | 22,531 | $11.77 | $265,189.87 |
DisclosureSEC source: 0001783879-22-000054 · wf-form4_164635131756377.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,557 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 58,298 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:48 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 58,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000054 · wf-form4_164635131756377.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 23:38 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 31,307 | $11.88 | $371,905.25 |
DisclosureSEC source: 0001783879-22-000042 · wf-form4_164565952349129.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,818 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.65 to $12.43. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 23:52 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 20,000 | $13.34 | $266,772.00 |
DisclosureSEC source: 0001783879-22-000038 · wf-form4_164453714846718.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,790 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.06 to $13.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 23:58 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 113,484 | $14.09 | $1,599,148.44 |
DisclosureSEC source: 0001783879-22-000035 · wf-form4_164393264424869.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137,905 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.56 to $14.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 23:56 UTC |
Bhatt BaijuDirector · Chief Creative Officer
|
SaleClass A Common Stock | 113,479 | $14.09 | $1,599,089.33 |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,655 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs and PSUs reported above F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.56 to $14.85. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:58 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000035 · wf-form4_164393264424869.xml · derivative · entry 5 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,641,790 Underlying: Class A Common Stock · 57,632 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and preferred stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:58 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 181,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000035 · wf-form4_164393264424869.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,003 Underlying: Class A Common Stock · 181,502 shares Expires 2026-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and preferred stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:58 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
Exercise / conversionClass A Common Stock | 239,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000035 · wf-form4_164393264424869.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") and preferred stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Bhatt BaijuDirector · Chief Creative Officer
|
Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · derivative · entry 6 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,641,790 Underlying: Class A Common Stock · 57,632 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F7 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Bhatt BaijuDirector · Chief Creative Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 181,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · derivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,003 Underlying: Class A Common Stock · 181,502 shares Expires 2026-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Bhatt BaijuDirector · Chief Creative Officer
|
Exercise / conversionClass A Common Stock | 239,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Treseder Oluwadara JohnsonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 538 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000031 · wf-form4_164393255253122.xml · derivative · entry 2 Treseder Oluwadara Johnson · CIK 0001817425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,918 Underlying: Class A Common Stock · 538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Treseder Oluwadara JohnsonDirector
|
Exercise / conversionClass A Common Stock | 538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000031 · wf-form4_164393255253122.xml · nonDerivative · entry 1 Treseder Oluwadara Johnson · CIK 0001817425 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 83,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000033 · wf-form4_164393259431044.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,259 Underlying: Class A Common Stock · 83,251 shares Expires 2027-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under the 2020 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 19,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000033 · wf-form4_164393259431044.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,486 Underlying: Class A Common Stock · 19,276 shares Expires 2027-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 308,419 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Tax withholdingClass A Common Stock | 43,546 | $14.65 | $637,948.90 |
DisclosureSEC source: 0001783879-22-000033 · wf-form4_164393259431044.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,742 F3 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 102,527 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionClass A Common Stock | 102,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000033 · wf-form4_164393259431044.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · balance_after: The total reported in Column 5 has been adjusted by 94,674 shares to correct an understatement of total holdings first reflected in the Form 4 filed on December 3, 2021. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:57 UTC |
Howard GretchenChief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000034 · wf-form4_164393262023522.xml · derivative · entry 4 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,357 Underlying: Class A Common Stock · 8,214 shares Expires 2026-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:57 UTC |
Howard GretchenChief Operating Officer
|
Tax withholdingClass A Common Stock | 4,073 | $14.65 | $59,669.45 |
DisclosureSEC source: 0001783879-22-000034 · wf-form4_164393262023522.xml · nonDerivative · entry 2 Howard Gretchen · CIK 0001867437 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,021 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 8,214 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.