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Nasdaq · USD

HOOD

Robinhood Markets, Inc.

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Tapewire entity
584
SEC CIK
0001783879
Parsed reports
762

Last 12 months

Inside the activity.

3 purchase rows · 254 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025043
Dec 2025028
Jan 2026019
Feb 2026021
Mar 2026020
Apr 2026020
May 202619
Jun 2026215
Jul 2026028
Aug 2026010
Sep 2026035
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 5, 2022 00:07 UTC
Loop PaulaDirector
Exercise / conversionClass A Common Stock 2,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000078 · wf-form4_164911722928125.xml · nonDerivative · entry 1

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

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March 31, 2022 Filed Apr 4, 2022 20:07 UTC GrantClass A Common Stock 1,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000077 · wf-form4_164911721118962.xml · nonDerivative · entry 1

Frei Frances X · CIK 0001477837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,340

F1 · price: On March 31, 2022, the Reporting Person was automatically granted 1,267 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these shares were fully vested upon grant.

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March 31, 2022 Filed Apr 5, 2022 00:23 UTC GrantRestricted Stock Units · Derivative 1,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-022721 · doc4.xml · derivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,779

Underlying: Class A Common Stock · 1,387 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · price: On March 31, 2022, the Reporting Person was automatically granted 1,387 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.exercise_date: On March 31, 2022, the Reporting Person was automatically granted 1,387 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F2 · derivative.expiration_date: On March 31, 2022, the Reporting Person was automatically granted 1,387 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person at the earliest of (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 00:07 UTC GrantRestricted Stock Units · Derivative 1,859 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000079 · wf-form4_164911724744047.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

Underlying: Class A Common Stock · 1,859 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · price: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.exercise_date: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

F3 · derivative.expiration_date: On March 31, 2022, the Reporting Person was automatically granted 1,859 RSUs under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of RSUs, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these RSUs were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person on January 2, 2027 or, if earlier, upon (1) the termination of his service with Robinhood, (2) his death or disability, or (3) a change in control of Robinhood.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 00:00 UTC
Malka MeyerDirector
GrantClass A Common Stock 108 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-013483 · doc4.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108

F1 · price: On March 31, 2021, the Reporting Person was automatically granted 108 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and the Robinhood 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer any shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 01:15 UTC
Gallagher Daniel Martin JrChief Legal Officer
GrantRestricted Stock Units · Derivative 192,901 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000066 · wf-form4_164851653526563.xml · derivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,901

Underlying: Class A Common Stock · 192,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 01:15 UTC
Gallagher Daniel Martin JrChief Legal Officer
GrantRestricted Stock Units · Derivative 462,963 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000066 · wf-form4_164851653526563.xml · derivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,963

Underlying: Class A Common Stock · 462,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 01:15 UTC
Chennapragada AparnaChief Product Officer
GrantRestricted Stock Units · Derivative 192,901 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000065 · wf-form4_164851651762698.xml · derivative · entry 2

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,901

Underlying: Class A Common Stock · 192,901 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on July 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on July 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 01:15 UTC
Chennapragada AparnaChief Product Officer
GrantRestricted Stock Units · Derivative 385,802 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000065 · wf-form4_164851651762698.xml · derivative · entry 1

Chennapragada Aparna · CIK 0001733103 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,802

Underlying: Class A Common Stock · 385,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 01:16 UTC
Howard GretchenChief Operating Officer
GrantRestricted Stock Units · Derivative 77,160 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000067 · wf-form4_164851655334745.xml · derivative · entry 2

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,160

Underlying: Class A Common Stock · 77,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 01:16 UTC
Howard GretchenChief Operating Officer
GrantRestricted Stock Units · Derivative 385,802 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000067 · wf-form4_164851655334745.xml · derivative · entry 1

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,802

Underlying: Class A Common Stock · 385,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 01:16 UTC
Warnick JasonChief Financial Officer
GrantRestricted Stock Units · Derivative 77,160 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000068 · wf-form4_164851657444295.xml · derivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,160

Underlying: Class A Common Stock · 77,160 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 24, 2022 Filed Mar 29, 2022 01:16 UTC
Warnick JasonChief Financial Officer
GrantRestricted Stock Units · Derivative 385,802 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000068 · wf-form4_164851657444295.xml · derivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,802

Underlying: Class A Common Stock · 385,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 23, 2022 Filed Mar 26, 2022 01:28 UTC
Malka MeyerDirector
GrantRestricted Stock Units · Derivative 3,723 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-012390 · doc4.xml · derivative · entry 2

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Underlying: Class A Common Stock · 3,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · kind: This RSU award represents the Reporting Person's pro-rated annual grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board.

F6 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 3,723 RSUs under the 2021 Plan. Of that amount, 335 RSUs are scheduled to vest on April 1, 2022, and 3,388 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 3,723 RSUs under the 2021 Plan. Of that amount, 335 RSUs are scheduled to vest on April 1, 2022, and 3,388 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer any shares issued upon vesting and settlement of RSUs to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
March 23, 2022 Filed Mar 26, 2022 01:28 UTC
Malka MeyerDirector
GrantRestricted Stock Units · Derivative 17,201 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-012390 · doc4.xml · derivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,201

Underlying: Class A Common Stock · 17,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · kind: This RSU award represents the Reporting Person's initial equity grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the board of directors (the "Board") of Robinhood Markets, Inc. ("Robinhood").

F3 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer any shares issued upon vesting and settlement of RSUs to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

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March 08, 2022 Filed Mar 10, 2022 23:36 UTC
Warnick JasonChief Financial Officer
SaleClass A Common Stock 20,000 $11.64 $232,866.00
Disclosure

SEC source: 0001783879-22-000058 · wf-form4_164695538852818.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,557

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021.

F2 · price: 2.This transaction was executed in multiple trades during the day at prices ranging from $11.05 to $12.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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March 04, 2022 Filed Mar 8, 2022 23:38 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $10.24 $0.00
Disclosure

SEC source: 0001783879-22-000056 · wf-form4_164678269652091.xml · derivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,595

Underlying: Class A Common Stock · 25,000 shares

Expires 2030-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of the Common Stock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:38 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionClass A Common Stock 25,000 $10.24 $256,000.00
Disclosure

SEC source: 0001783879-22-000056 · wf-form4_164678269652091.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:46 UTC Exercise / conversionRestricted Stock Units · Derivative 536 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000050 · wf-form4_164635118414314.xml · derivative · entry 2

Frei Frances X · CIK 0001477837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,899

Underlying: Class A Common Stock · 536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On November 15, 2021 the Reporting Person was granted 6,435 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on March 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On November 15, 2021 the Reporting Person was granted 6,435 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on March 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:46 UTC Exercise / conversionClass A Common Stock 536 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000050 · wf-form4_164635118414314.xml · nonDerivative · entry 1

Frei Frances X · CIK 0001477837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:47 UTC Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000051 · wf-form4_164635120937394.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,863

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:47 UTC Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000051 · wf-form4_164635120937394.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:47 UTC Exercise / conversionRestricted Stock Units · Derivative 2,264 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000052 · wf-form4_164635123050788.xml · derivative · entry 2

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,432

Underlying: Class A Common Stock · 2,264 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:47 UTC Exercise / conversionClass A Common Stock 2,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000052 · wf-form4_164635123050788.xml · nonDerivative · entry 1

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:48 UTC
Howard GretchenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 30,381 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · derivative · entry 5

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,670

Underlying: Class A Common Stock · 30,381 shares

Expires 2027-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 486,102 RSUs under the 2013 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:48 UTC
Howard GretchenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 8,214 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · derivative · entry 4

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,143

Underlying: Class A Common Stock · 8,214 shares

Expires 2026-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which awards was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:48 UTC
Howard GretchenChief Operating Officer
Tax withholdingClass A Common Stock 19,136 $11.77 $225,230.72
Disclosure

SEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · nonDerivative · entry 2

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,480

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 38,595 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:48 UTC
Howard GretchenChief Operating Officer
Exercise / conversionClass A Common Stock 38,595 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000053 · wf-form4_164635129146392.xml · nonDerivative · entry 1

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:48 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 43,714 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000054 · wf-form4_164635131756377.xml · derivative · entry 4

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,002

Underlying: Class A Common Stock · 43,714 shares

Expires 2027-01-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under Robinhood's 2020 Equity Incentive Plan. One-fourth (1/4) of these RSUs were scheduled to vest on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:48 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 14,584 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000054 · wf-form4_164635131756377.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Class A Common Stock · 14,584 shares

Expires 2025-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 15, 2018, the Reporting Person was granted 700,000 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on December 4, 2019, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:48 UTC
Warnick JasonChief Financial Officer
Tax withholdingClass A Common Stock 22,531 $11.77 $265,189.87
Disclosure

SEC source: 0001783879-22-000054 · wf-form4_164635131756377.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,557

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 58,298 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:48 UTC
Warnick JasonChief Financial Officer
Exercise / conversionClass A Common Stock 58,298 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000054 · wf-form4_164635131756377.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
February 18, 2022 Filed Feb 23, 2022 23:38 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 31,307 $11.88 $371,905.25
Disclosure

SEC source: 0001783879-22-000042 · wf-form4_164565952349129.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,818

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.65 to $12.43. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:52 UTC
Warnick JasonChief Financial Officer
SaleClass A Common Stock 20,000 $13.34 $266,772.00
Disclosure

SEC source: 0001783879-22-000038 · wf-form4_164453714846718.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,790

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.06 to $13.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 23:58 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 113,484 $14.09 $1,599,148.44
Disclosure

SEC source: 0001783879-22-000035 · wf-form4_164393264424869.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137,905

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs reported above.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.56 to $14.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 23:56 UTC
Bhatt BaijuDirector · Chief Creative Officer
SaleClass A Common Stock 113,479 $14.09 $1,599,089.33
Disclosure

SEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,655

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs and PSUs reported above

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.56 to $14.85. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Tenev VladimirDirector · Chief Executive Officer
Exercise / conversionMarket-Based Performance Stock Units · Derivative 57,632 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000035 · wf-form4_164393264424869.xml · derivative · entry 5

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641,790

Underlying: Class A Common Stock · 57,632 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and preferred stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Tenev VladimirDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 181,502 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000035 · wf-form4_164393264424869.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,003

Underlying: Class A Common Stock · 181,502 shares

Expires 2026-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") and preferred stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:58 UTC
Tenev VladimirDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 239,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000035 · wf-form4_164393264424869.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") and preferred stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:56 UTC
Bhatt BaijuDirector · Chief Creative Officer
Exercise / conversionMarket-Based Performance Stock Units · Derivative 57,632 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · derivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641,790

Underlying: Class A Common Stock · 57,632 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F7 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:56 UTC
Bhatt BaijuDirector · Chief Creative Officer
Exercise / conversionRestricted Stock Units · Derivative 181,502 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · derivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,003

Underlying: Class A Common Stock · 181,502 shares

Expires 2026-10-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F6 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:56 UTC
Bhatt BaijuDirector · Chief Creative Officer
Exercise / conversionClass A Common Stock 239,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:56 UTC Exercise / conversionRestricted Stock Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000031 · wf-form4_164393255253122.xml · derivative · entry 2

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,918

Underlying: Class A Common Stock · 538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:56 UTC Exercise / conversionClass A Common Stock 538 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000031 · wf-form4_164393255253122.xml · nonDerivative · entry 1

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 23:56 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 83,251 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000033 · wf-form4_164393259431044.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,259

Underlying: Class A Common Stock · 83,251 shares

Expires 2027-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On September 3, 2020, the Reporting Person was granted 1,332,014 RSUs under the 2020 Plan. One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

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February 01, 2022 Filed Feb 3, 2022 23:56 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 19,276 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000033 · wf-form4_164393259431044.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,486

Underlying: Class A Common Stock · 19,276 shares

Expires 2027-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On June 16, 2020, the Reporting Person was granted 308,419 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on May 12, 2021, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On September 8, 2021, the RSU award was amended to move each subsequent vesting date to the first day of the calendar month in which it was otherwise scheduled to occur.

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February 01, 2022 Filed Feb 3, 2022 23:56 UTC
Gallagher Daniel Martin JrChief Legal Officer
Tax withholdingClass A Common Stock 43,546 $14.65 $637,948.90
Disclosure

SEC source: 0001783879-22-000033 · wf-form4_164393259431044.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,742

F3 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 102,527 RSUs and does not represent a sale by the Reporting Person.

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February 01, 2022 Filed Feb 3, 2022 23:56 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionClass A Common Stock 102,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-22-000033 · wf-form4_164393259431044.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · balance_after: The total reported in Column 5 has been adjusted by 94,674 shares to correct an understatement of total holdings first reflected in the Form 4 filed on December 3, 2021.

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February 01, 2022 Filed Feb 3, 2022 23:57 UTC
Howard GretchenChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 8,214 $0.00 $0.00
Disclosure

SEC source: 0001783879-22-000034 · wf-form4_164393262023522.xml · derivative · entry 4

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,357

Underlying: Class A Common Stock · 8,214 shares

Expires 2026-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs were scheduled to vest on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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February 01, 2022 Filed Feb 3, 2022 23:57 UTC
Howard GretchenChief Operating Officer
Tax withholdingClass A Common Stock 4,073 $14.65 $59,669.45
Disclosure

SEC source: 0001783879-22-000034 · wf-form4_164393262023522.xml · nonDerivative · entry 2

Howard Gretchen · CIK 0001867437 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,021

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 8,214 RSUs and does not represent a sale by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.