Last 12 months
Inside the activity.
3 purchase rows · 254 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 43 |
| Dec 2025 | 0 | 28 |
| Jan 2026 | 0 | 19 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 20 |
| Apr 2026 | 0 | 20 |
| May 2026 | 1 | 9 |
| Jun 2026 | 2 | 15 |
| Jul 2026 | 0 | 28 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 35 |
| Oct 2026 | 0 | 6 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2024 Filed Jan 3, 2024 23:51 UTC |
Treseder Oluwadara JohnsonDirector
|
Exercise / conversionClass A Common Stock | 5,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000013 · wk-form4_1704325893.xml · nonDerivative · entry 1 Treseder Oluwadara Johnson · CIK 0001817425 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 18:55 UTC |
Frei Frances XDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000019 · wk-form4_1704326091.xml · derivative · entry 3 Frei Frances X · CIK 0001477837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Class A Common Stock · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 18:55 UTC |
Frei Frances XDirector
|
Exercise / conversionClass A Common Stock | 5,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000019 · wk-form4_1704326091.xml · nonDerivative · entry 2 Frei Frances X · CIK 0001477837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:56 UTC |
RUBINSTEIN JONATHANDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000021 · wk-form4_1704326178.xml · derivative · entry 4 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Class A Common Stock · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:56 UTC |
RUBINSTEIN JONATHANDirector
|
Exercise / conversionClass A Common Stock | 5,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000021 · wk-form4_1704326178.xml · nonDerivative · entry 2 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:47 UTC |
Malka MeyerDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-001307 · ownership.xml · derivative · entry 6 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Class A Common Stock · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F9 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F9 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · ownership.direct: As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. The reported amounts reflect previous transfers of (i) 9,784 shares of Class A Common Stock to Ribbit Capital II, L.P. ("Fund II"), for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:47 UTC |
Malka MeyerDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,433 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-001307 · ownership.xml · derivative · entry 5 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,168 Underlying: Class A Common Stock · 1,433 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F8 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under the 2021 Plan. One-twelfth (1/12) of these RSUs vested on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F8 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under the 2021 Plan. One-twelfth (1/12) of these RSUs vested on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · ownership.direct: As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. The reported amounts reflect previous transfers of (i) 9,784 shares of Class A Common Stock to Ribbit Capital II, L.P. ("Fund II"), for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:47 UTC |
Malka MeyerDirector
|
Exercise / conversionClass A Common Stock | 7,058 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-001307 · ownership.xml · nonDerivative · entry 2 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · ownership.direct: As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. The reported amounts reflect previous transfers of (i) 9,784 shares of Class A Common Stock to Ribbit Capital II, L.P. ("Fund II"), for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), F3 · ownership.direct: (continued) (ii) 1,683 shares of Class A Common Stock to Ribbit Capital III, L.P. ("Fund III"), for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,753 shares of Class A Common Stock to Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 1,190 shares of Class A Common Stock to RH Ribbit Opportunity II, LLC ("RH"), (v) 945 shares of Class A Common Stock to RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 873 shares of Class A Common Stock to RH-E Ribbit Opportunity II, LLC ("RH-E") and (vii) 2 shares of Class A Common Stock to RH-N Bullfrog Opportunity, LLC ("RH-N"). Such transfers were effected in accordance with Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 18:50 UTC |
Zoellick Robert B.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000011 · wk-form4_1704325796.xml · derivative · entry 2 Zoellick Robert B. · CIK 0001696042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Class A Common Stock · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood Markets Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood Markets Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 18:50 UTC |
Zoellick Robert B.Director
|
GrantClass A Common Stock | 5,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000011 · wk-form4_1704325796.xml · nonDerivative · entry 1 Zoellick Robert B. · CIK 0001696042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,929 F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:54 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 40,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000017 · wk-form4_1704326040.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,290 Underlying: Class A Common Stock · 40,323 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:54 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000017 · wk-form4_1704326040.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,645 Underlying: Class A Common Stock · 20,162 shares Expires 2027-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:54 UTC |
Warnick JasonChief Financial Officer
|
Tax withholdingClass A Common Stock | 25,266 | $12.74 | $321,888.84 |
DisclosureSEC source: 0001783879-24-000017 · wk-form4_1704326040.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 926,267 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,485 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:54 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 60,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000017 · wk-form4_1704326040.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 951,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:53 UTC |
Loop PaulaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000015 · wk-form4_1704325960.xml · derivative · entry 3 Loop Paula · CIK 0001870529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,250 Underlying: Class A Common Stock · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:53 UTC |
Loop PaulaDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000015 · wk-form4_1704325960.xml · derivative · entry 2 Loop Paula · CIK 0001870529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,584 Underlying: Class A Common Stock · 2,264 shares Expires 2028-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 23:53 UTC |
Loop PaulaDirector
|
GrantClass A Common Stock | 7,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000015 · wk-form4_1704325960.xml · nonDerivative · entry 1 Loop Paula · CIK 0001870529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,889 F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 18:55 UTC |
Frei Frances XDirector
|
GrantClass A Common Stock | 1,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000019 · wk-form4_1704326091.xml · nonDerivative · entry 1 Frei Frances X · CIK 0001477837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,038 F1 · price: On December 31, 2023, the Reporting Person was automatically granted 1,569 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 29, 2023 closing price of $12.74 per share of Class A Common Stock, and these shares were fully vested upon grant. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:56 UTC |
RUBINSTEIN JONATHANDirector
|
GrantClass A Common Stock | 2,462 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000021 · wk-form4_1704326178.xml · nonDerivative · entry 1 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,221 F1 · price: On December 31, 2023, the Reporting Person was automatically granted 2,462 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 29, 2023 closing price of $12.74 per share of Class A Common Stock, and these shares were fully vested upon grant. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 23:47 UTC |
Malka MeyerDirector
|
GrantClass A Common Stock | 1,147 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-001307 · ownership.xml · nonDerivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,497 F1 · price: On December 31, 2023, the Reporting Person was automatically granted 1,147 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 29, 2023 closing price of $12.74 per share of Class A Common Stock, and these shares were fully vested upon grant. F2 · balance_after: As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. The reported amounts reflect previous transfers of (i) 9,784 shares of Class A Common Stock to Ribbit Capital II, L.P. ("Fund II"), for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), F3 · balance_after: (continued) (ii) 1,683 shares of Class A Common Stock to Ribbit Capital III, L.P. ("Fund III"), for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,753 shares of Class A Common Stock to Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 1,190 shares of Class A Common Stock to RH Ribbit Opportunity II, LLC ("RH"), (v) 945 shares of Class A Common Stock to RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 873 shares of Class A Common Stock to RH-E Ribbit Opportunity II, LLC ("RH-E") and (vii) 2 shares of Class A Common Stock to RH-N Bullfrog Opportunity, LLC ("RH-N"). Such transfers were effected in accordance with Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F2 · ownership.direct: As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. The reported amounts reflect previous transfers of (i) 9,784 shares of Class A Common Stock to Ribbit Capital II, L.P. ("Fund II"), for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), F3 · ownership.direct: (continued) (ii) 1,683 shares of Class A Common Stock to Ribbit Capital III, L.P. ("Fund III"), for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,753 shares of Class A Common Stock to Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 1,190 shares of Class A Common Stock to RH Ribbit Opportunity II, LLC ("RH"), (v) 945 shares of Class A Common Stock to RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 873 shares of Class A Common Stock to RH-E Ribbit Opportunity II, LLC ("RH-E") and (vii) 2 shares of Class A Common Stock to RH-N Bullfrog Opportunity, LLC ("RH-N"). Such transfers were effected in accordance with Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 23:38 UTC |
Bhatt BaijuDirector · Chief Creative Officer
|
SaleClass A Common Stock | 227,859 | $11.56 | $2,633,662.68 |
DisclosureSEC source: 0001783879-23-000297 · wk-form4_1702683480.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 226,374 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.13 to $12.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. F3 · balance_after: Reflects the prior transfer of 158,128 shares of Class A Common Stock from the Reporting Person to the Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 23:37 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 20,000 | $12.00 | $240,000.00 |
DisclosureSEC source: 0001783879-23-000295 · wk-form4_1702683422.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 891,048 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022 Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 23:34 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 250,000 | $11.60 | $2,900,450.00 |
DisclosureSEC source: 0001783879-23-000293 · wk-form4_1702510439.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 291,134 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.34 to $11.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 05, 2023 Filed Dec 8, 2023 00:10 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 12,500 | $10.30 | $128,726.25 |
DisclosureSEC source: 0001783879-23-000291 · wk-form4_1701994240.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 698,369 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.69 to $10.62. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 66,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · derivative · entry 5 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 864,362 Underlying: Class A Common Stock · 66,490 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 76,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,427 Underlying: Class A Common Stock · 76,142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 28,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,417 Underlying: Class A Common Stock · 28,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Tax withholdingClass A Common Stock | 82,868 | $9.32 | $772,329.76 |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 710,869 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 171,567 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionClass A Common Stock | 171,567 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000288 · wk-form4_1701819776.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 793,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 18:42 UTC |
Frei Frances XDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000286 · wk-form4_1701819753.xml · derivative · entry 2 Frei Frances X · CIK 0001477837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,145 Underlying: Class A Common Stock · 537 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On November 15, 2021 the Reporting Person was granted 6,435 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on March 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On November 15, 2021 the Reporting Person was granted 6,435 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on March 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 18:42 UTC |
Frei Frances XDirector
|
Exercise / conversionClass A Common Stock | 537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000286 · wk-form4_1701819753.xml · nonDerivative · entry 1 Frei Frances X · CIK 0001477837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC |
RUBINSTEIN JONATHANDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000285 · wk-form4_1701819738.xml · derivative · entry 3 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,168 Underlying: Class A Common Stock · 4,528 shares Expires 2028-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC |
RUBINSTEIN JONATHANDirector
|
Exercise / conversionClass A Common Stock | 4,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000285 · wk-form4_1701819738.xml · nonDerivative · entry 1 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 27,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000287 · wk-form4_1701819764.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,943 Underlying: Class A Common Stock · 27,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 50,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000287 · wk-form4_1701819764.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,285 Underlying: Class A Common Stock · 50,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Tax withholdingClass A Common Stock | 34,890 | $9.32 | $325,174.80 |
DisclosureSEC source: 0001783879-23-000287 · wk-form4_1701819764.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,564 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 78,756 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionClass A Common Stock | 78,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000287 · wk-form4_1701819764.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 18:42 UTC |
Zoellick Robert B.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000284 · wk-form4_1701819723.xml · derivative · entry 2 Zoellick Robert B. · CIK 0001696042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,584 Underlying: Class A Common Stock · 2,264 shares Expires 2028-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 18:42 UTC |
Zoellick Robert B.Director
|
Exercise / conversionClass A Common Stock | 2,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000284 · wk-form4_1701819723.xml · nonDerivative · entry 1 Zoellick Robert B. · CIK 0001696042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 27,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · derivative · entry 6 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,979 Underlying: Class A Common Stock · 27,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 48,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · derivative · entry 5 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 636,899 Underlying: Class A Common Stock · 48,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,875 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 24,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,014 Underlying: Class A Common Stock · 24,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 43,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 43,715 shares Expires 2027-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On January 13, 2020, the Reporting Person was granted 699,432 RSUs under Robinhood 's 2013 Equity Incentive Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Warnick JasonChief Financial Officer
|
Tax withholdingClass A Common Stock | 58,882 | $9.32 | $548,780.24 |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 911,048 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 144,815 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:43 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 144,815 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000289 · wk-form4_1701819789.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 969,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 23:28 UTC |
Bhatt BaijuDirector · Chief Creative Officer
|
SaleClass A Common Stock | 106,319 | $8.31 | $883,617.21 |
DisclosureSEC source: 0001783879-23-000274 · wk-form4_1700090917.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 296,105 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Living Trust on August 11, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.13 to $8.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 06, 2023 Filed Nov 8, 2023 23:36 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 83,333 | $9.61 | $800,771.80 |
DisclosureSEC source: 0001783879-23-000272 · wk-form4_1699486559.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 541,134 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.53 to $9.81. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 23:37 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 12,500 | $9.69 | $121,178.75 |
DisclosureSEC source: 0001783879-23-000270 · wk-form4_1699400212.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 622,170 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.58 to $9.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 22:33 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 27,829 | $9.35 | $260,301.33 |
DisclosureSEC source: 0001783879-23-000257 · wk-form4_1699050814.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 624,467 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.19 to $9.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 02, 2023 Filed Nov 3, 2023 22:34 UTC |
Bhatt BaijuDirector · Chief Creative Officer
|
SaleClass A Common Stock | 27,832 | $9.35 | $260,307.13 |
DisclosureSEC source: 0001783879-23-000259 · wk-form4_1699050836.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 158,128 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2022, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,633 PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.19 to $9.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.