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Nasdaq · USD

HOOD

Robinhood Markets, Inc.

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Tapewire entity
584
SEC CIK
0001783879
Parsed reports
762

Last 12 months

Inside the activity.

3 purchase rows · 254 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025043
Dec 2025028
Jan 2026019
Feb 2026021
Mar 2026020
Apr 2026020
May 202619
Jun 2026215
Jul 2026028
Aug 2026010
Sep 2026035
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2024 Filed Nov 6, 2024 00:02 UTC Exercise / conversionRestricted Stock Units · Derivative 538 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000300 · wk-form4_1730851342.xml · derivative · entry 2

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On November 1, 2021, the Reporting Person was granted 6,456 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-twelfth (1/12) of these RSUs vested on February 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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November 01, 2024 Filed Nov 6, 2024 00:02 UTC Exercise / conversionClass A Common Stock 538 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000300 · wk-form4_1730851342.xml · nonDerivative · entry 1

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
November 01, 2024 Filed Nov 6, 2024 00:02 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionRestricted Stock Units · Derivative 43,403 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000302 · wk-form4_1730851363.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,014

Underlying: Class A Common Stock · 43,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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November 01, 2024 Filed Nov 6, 2024 00:02 UTC
Quirk Steven M.Chief Brokerage Officer
Tax withholdingClass A Common Stock 19,228 $23.49 $451,665.72
Disclosure

SEC source: 0001783879-24-000302 · wk-form4_1730851363.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,195

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person.

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November 01, 2024 Filed Nov 6, 2024 00:02 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionClass A Common Stock 43,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000302 · wk-form4_1730851363.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
November 01, 2024 Filed Nov 6, 2024 00:02 UTC
Warnick JasonChief Financial Officer
SaleClass A Common Stock 125,000 $23.57 $2,945,950.00
Disclosure

SEC source: 0001783879-24-000301 · wk-form4_1730851352.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,062,032

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $23.4650 to $23.7150. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 22:21 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 98,404 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000291 · wk-form4_1729549264.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 57,928,064

Underlying: Class A Common Stock · 98,404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on October 17, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 98,404 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on October 17, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 98,404 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on October 17, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 98,404 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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October 17, 2024 Filed Oct 21, 2024 22:21 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 98,404 $26.40 $2,597,895.12
Disclosure

SEC source: 0001783879-24-000291 · wk-form4_1729549264.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $26.10 to $27.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 17, 2024 Filed Oct 21, 2024 22:21 UTC
Bhatt BaijuDirector
ConversionClass A Common Stock 98,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000291 · wk-form4_1729549264.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 98,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on October 17, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 98,404 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
October 08, 2024 Filed Oct 10, 2024 20:30 UTC
Malka MeyerDirector
SaleClass A Common Stock 3,225,806 $25.07 $80,878,698.35
Disclosure

SEC source: 0000950170-24-114086 · ownership.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Funds

Disclosed balance after: 29,357,336

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Bullfrog Capital, L.P. ("Bullfrog") on May 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 1,439,887 shares received by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and 19,904 shares received by Ribbit Management Company, LLC ("Ribbit Management") in prior distributions-in-kind made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: Represents (i) 13,274,379 shares held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 2,283,037 shares held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 9,653,202 shares held directly by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 1,614,110 shares held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 1,281,447 shares held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 1,184,623 shares held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 6,092 shares held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 60,446 shares held by Ribbit Management.

F5 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

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October 08, 2024 Filed Oct 10, 2024 22:40 UTC
Quirk Steven M.Chief Brokerage Officer
SaleClass A Common Stock 208,291 $24.98 $5,202,942.55
Disclosure

SEC source: 0001783879-24-000289 · wk-form4_1728599996.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 346,020

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $24.96 to $25.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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October 08, 2024 Filed Nov 21, 2024 21:00 UTC Amendment
Malka MeyerDirector
SaleClass A Common Stock 3,225,806 $25.07 $80,878,698.35
Disclosure

SEC source: 0000950170-24-129704 · ownership.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Funds

Disclosed balance after: 29,357,336

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Bullfrog Capital, L.P. ("Bullfrog") on May 10, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 1,439,887 shares received by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and 19,904 shares received by Ribbit Management Company, LLC ("Ribbit Management") in prior distributions-in-kind made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: Represents (i) 13,274,379 shares held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 2,283,037 shares held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 9,653,202 shares held directly by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 1,614,110 shares held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 1,281,447 shares held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 1,184,623 shares held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 6,092 shares held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 60,446 shares held by Ribbit Management.

F5 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 22:36 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000287 · wk-form4_1728426953.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,473,144

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on October 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on October 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on October 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 22:36 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 250,000 $22.88 $5,720,375.00
Disclosure

SEC source: 0001783879-24-000287 · wk-form4_1728426953.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $22.62 to $23.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Remarks:

Read SEC document
October 04, 2024 Filed Oct 8, 2024 22:36 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000287 · wk-form4_1728426953.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on October 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 21:59 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 12,500 $22.37 $279,621.25
Disclosure

SEC source: 0001783879-24-000285 · wk-form4_1728338375.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,057,500

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $22.11 to $22.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:31 UTC
Bhatt BaijuDirector
Exercise / conversionRestricted Stock Units · Derivative 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000277 · wk-form4_1727908304.xml · derivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:31 UTC
Bhatt BaijuDirector
Exercise / conversionClass A Common Stock 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000277 · wk-form4_1727908304.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000280 · wk-form4_1727908395.xml · derivative · entry 2

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:33 UTC Exercise / conversionClass A Common Stock 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000280 · wk-form4_1727908395.xml · nonDerivative · entry 1

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:34 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 48,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000282 · wk-form4_1727908440.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,451

Underlying: Class A Common Stock · 48,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:34 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 23,293 $23.42 $545,522.06
Disclosure

SEC source: 0001783879-24-000282 · wk-form4_1727908440.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,000

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 48,225 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:34 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionClass A Common Stock 48,225 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000282 · wk-form4_1727908440.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,093,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000279 · wk-form4_1727908365.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:32 UTC Exercise / conversionClass A Common Stock 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000279 · wk-form4_1727908365.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 23:00 UTC
Malka MeyerDirector
Exercise / conversionRestricted Stock Units · Derivative 2,521 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111815 · ownership.xml · derivative · entry 7

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F9 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F9 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 23:00 UTC
Malka MeyerDirector
Exercise / conversionRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-111815 · ownership.xml · derivative · entry 6

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,867

Underlying: Class A Common Stock · 1,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F8 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under the 2021 Plan. One-twelfth (1/12) of these RSUs vested on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F8 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under the 2021 Plan. One-twelfth (1/12) of these RSUs vested on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 23:00 UTC
Malka MeyerDirector
Exercise / conversionClass A Common Stock 3,955 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-111815 · ownership.xml · nonDerivative · entry 2

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 18:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000281 · wk-form4_1727908417.xml · derivative · entry 2

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 18:33 UTC Exercise / conversionClass A Common Stock 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000281 · wk-form4_1727908417.xml · nonDerivative · entry 1

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:34 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 40,322 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000283 · wk-form4_1727908462.xml · derivative · entry 4

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,323

Underlying: Class A Common Stock · 40,322 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:34 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 20,161 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000283 · wk-form4_1727908462.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,162

Underlying: Class A Common Stock · 20,161 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the Robinhood 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:34 UTC
Warnick JasonChief Financial Officer
Tax withholdingClass A Common Stock 24,525 $23.42 $574,375.50
Disclosure

SEC source: 0001783879-24-000283 · wk-form4_1727908462.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,187,032

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,483 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:34 UTC
Warnick JasonChief Financial Officer
Exercise / conversionClass A Common Stock 60,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000283 · wk-form4_1727908462.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:32 UTC
Loop PaulaDirector
Exercise / conversionRestricted Stock Units · Derivative 2,521 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000278 · wk-form4_1727908335.xml · derivative · entry 3

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:32 UTC
Loop PaulaDirector
Exercise / conversionRestricted Stock Units · Derivative 2,264 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000278 · wk-form4_1727908335.xml · derivative · entry 2

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,792

Underlying: Class A Common Stock · 2,264 shares

Expires 2028-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:32 UTC
Loop PaulaDirector
Exercise / conversionClass A Common Stock 4,785 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000278 · wk-form4_1727908335.xml · nonDerivative · entry 1

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:32 UTC GrantClass A Common Stock 1,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000279 · wk-form4_1727908365.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,708

F1 · price: On September 30, 2024, the Reporting Person was automatically granted 1,334 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2024 closing price of $23.42 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 23:00 UTC
Malka MeyerDirector
GrantClass A Common Stock 624 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-111815 · ownership.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,114

F1 · price: On September 30, 2024, the Reporting Person was automatically granted 624 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2024 closing price of $23.42 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 22:30 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 139,916 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000263 · wk-form4_1726093825.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 58,026,468

Underlying: Class A Common Stock · 139,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 22:30 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 139,916 $19.55 $2,735,091.96
Disclosure

SEC source: 0001783879-24-000263 · wk-form4_1726093825.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $19.05 to $19.82. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 09, 2024 Filed Sep 11, 2024 22:30 UTC
Bhatt BaijuDirector
ConversionClass A Common Stock 139,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000263 · wk-form4_1726093825.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 139,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 21:13 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000261 · wk-form4_1725657180.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,723,144

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on September 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on September 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on September 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 21:13 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 250,000 $19.26 $4,814,225.00
Disclosure

SEC source: 0001783879-24-000261 · wk-form4_1725657180.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.84 to $19.60. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 21:13 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-24-000261 · wk-form4_1725657180.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on September 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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September 03, 2024 Filed Sep 5, 2024 21:20 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 12,500 $19.33 $241,566.25
Disclosure

SEC source: 0001783879-24-000259 · wk-form4_1725571205.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,045,068

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $19.23 to $19.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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September 01, 2024 Filed Sep 5, 2024 00:51 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 24,414 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · derivative · entry 6

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,797

Underlying: Class A Common Stock · 24,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F6 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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September 01, 2024 Filed Sep 5, 2024 00:51 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 66,490 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,894

Underlying: Class A Common Stock · 66,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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September 01, 2024 Filed Sep 5, 2024 00:51 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 76,143 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 76,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 609,137 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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September 01, 2024 Filed Sep 5, 2024 00:51 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000256 · wk-form4_1725495488.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,612

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.