Last 12 months
Inside the activity.
3 purchase rows · 254 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 43 |
| Dec 2025 | 0 | 28 |
| Jan 2026 | 0 | 19 |
| Feb 2026 | 0 | 21 |
| Mar 2026 | 0 | 20 |
| Apr 2026 | 0 | 20 |
| May 2026 | 1 | 9 |
| Jun 2026 | 2 | 15 |
| Jul 2026 | 0 | 28 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 35 |
| Oct 2026 | 0 | 6 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2024 Filed Dec 18, 2024 23:13 UTC |
Payne Christopher DDirector
|
GrantRestricted Stock Units · Derivative | 2,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000342 · wk-form4_1734563615.xml · derivative · entry 3 Payne Christopher D · CIK 0001612163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,739 Underlying: Class A Common Stock · 2,739 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · deemedExecutionDate: This RSU award represents the Reporting Person's pro-rated annual grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board. F5 · derivative.exercise_date: On December 16, 2024, the Reporting Person was granted 2,739 RSUs under the 2021 Plan. Of that amount, 222 RSUs are scheduled to vest on January 1, 2025, 1,251 RSUs are scheduled to vest on April 1, 2025 and 1,266 RSUs are scheduled to vest on July 1, 2025 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) 1/1/2035, (2) his death or disability, or (3) a change in control of Robinhood. F5 · derivative.expiration_date: On December 16, 2024, the Reporting Person was granted 2,739 RSUs under the 2021 Plan. Of that amount, 222 RSUs are scheduled to vest on January 1, 2025, 1,251 RSUs are scheduled to vest on April 1, 2025 and 1,266 RSUs are scheduled to vest on July 1, 2025 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) 1/1/2035, (2) his death or disability, or (3) a change in control of Robinhood. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 23:13 UTC |
Payne Christopher DDirector
|
GrantRestricted Stock Units · Derivative | 5,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000342 · wk-form4_1734563615.xml · derivative · entry 2 Payne Christopher D · CIK 0001612163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,208 Underlying: Class A Common Stock · 5,208 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · deemedExecutionDate: This RSU award represent the Reporting Person's initial equity grant pursuant to the Non-Employee Director Compensation Program and was granted automatically on the date the Reporting Person joined the Board of Directors (the "Board") of Robinhood Markets, Inc. ("Robinhood"). F3 · derivative.exercise_date: On December 16, 2024, the Reporting Person was granted 5,208 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) 1/1/2035, (2) his death or disability, or (3) a change in control of Robinhood. F3 · derivative.expiration_date: On December 16, 2024, the Reporting Person was granted 5,208 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-twelfth (1/12) of these RSUs are scheduled to vest on April 1, 2025, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) 1/1/2035, (2) his death or disability, or (3) a change in control of Robinhood. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 23:31 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 45,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000335 · wk-form4_1734391910.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,587,509 Underlying: Class A Common Stock · 45,077 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 23:31 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 45,077 | $40.02 | $1,803,981.54 |
DisclosureSEC source: 0001783879-24-000335 · wk-form4_1734391910.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 23:31 UTC |
Bhatt BaijuDirector
|
ConversionClass A Common Stock | 45,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000335 · wk-form4_1734391910.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 45,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:15 UTC |
Malka MeyerDirector
|
GiftClass A Common Stock | 21,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-136643 · ownership.xml · nonDerivative · entry 2 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Funds Disclosed balance after: 3,276,034 F3 · kind: Represents a bona fide gift of 21,571 shares from Ribbit Management Company, LLC ("Ribbit Management") to a donor-advised fund. Following the reported transaction, (i) 33,471 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 5,757 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 3,228,574 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 2,880 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 3,231 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,114 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 0 shares are held directly by Ribbit Management. F3 · ownership.nature: Represents a bona fide gift of 21,571 shares from Ribbit Management Company, LLC ("Ribbit Management") to a donor-advised fund. Following the reported transaction, (i) 33,471 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 5,757 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 3,228,574 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 2,880 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 3,231 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,114 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 0 shares are held directly by Ribbit Management. F4 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:15 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 32,894 | $36.48 | $1,200,019.17 |
DisclosureSEC source: 0000950170-24-136643 · ownership.xml · nonDerivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 5,200,042 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.32 to $37.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Shares held by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust"), of which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 23:29 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 186,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000333 · wk-form4_1734132554.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,632,586 Underlying: Class A Common Stock · 186,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on December 11, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 186,514 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on December 11, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 186,514 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on December 11, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 186,514 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 23:29 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 186,514 | $38.13 | $7,112,301.06 |
DisclosureSEC source: 0001783879-24-000333 · wk-form4_1734132554.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $37.77 to $38.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 23:29 UTC |
Bhatt BaijuDirector
|
ConversionClass A Common Stock | 186,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000333 · wk-form4_1734132554.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 186,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on December 11, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 186,514 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| December 09, 2024 Filed Dec 12, 2024 00:04 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 150,000 | $40.12 | $6,018,195.00 |
DisclosureSEC source: 0001783879-24-000330 · wk-form4_1733961892.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 860,846 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $39.26 to $42.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 05, 2024 Filed Dec 7, 2024 01:26 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 115,980 | $42.57 | $4,937,268.60 |
DisclosureSEC source: 0000950170-24-134301 · ownership.xml · nonDerivative · entry 4 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Funds Disclosed balance after: 3,297,605 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Bullfrog Capital, L.P. ("Bullfrog") on May 10, 2024. F10 · shares: Represents 115,980 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,228,574 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. F10 · balance_after: Represents 115,980 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,228,574 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. F5 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. F10 · ownership.nature: Represents 115,980 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,228,574 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. Read SEC document |
| December 05, 2024 Filed Dec 7, 2024 01:26 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 495,774 | $41.22 | $20,434,019.49 |
DisclosureSEC source: 0000950170-24-134301 · ownership.xml · nonDerivative · entry 3 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Funds Disclosed balance after: 3,413,585 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Bullfrog Capital, L.P. ("Bullfrog") on May 10, 2024. F8 · shares: Represents 495,774 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,344,554 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F8 · balance_after: Represents 495,774 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,344,554 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. F5 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. F8 · ownership.nature: Represents 495,774 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,344,554 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. Read SEC document |
| December 05, 2024 Filed Dec 7, 2024 01:26 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 1,064,879 | $40.55 | $43,179,565.60 |
DisclosureSEC source: 0000950170-24-134301 · ownership.xml · nonDerivative · entry 2 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Funds Disclosed balance after: 3,909,359 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Bullfrog Capital, L.P. ("Bullfrog") on May 10, 2024. F6 · shares: Represents 1,064,879 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,840,328 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F6 · balance_after: Represents 1,064,879 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,840,328 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. F5 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. F6 · ownership.nature: Represents 1,064,879 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,840,328 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. Read SEC document |
| December 04, 2024 Filed Dec 7, 2024 01:26 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 1,535,681 | $40.11 | $61,596,472.05 |
DisclosureSEC source: 0000950170-24-134301 · ownership.xml · nonDerivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Funds Disclosed balance after: 4,974,238 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Bullfrog Capital, L.P. ("Bullfrog") on May 10, 2024. F2 · shares: Represents 1,535,681 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"). Following the reported transaction, (i) 33,471 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 5,757 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,905,207 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 3,231 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,114 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N")and (viii) 21,571 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Represents 1,535,681 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"). Following the reported transaction, (i) 33,471 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 5,757 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,905,207 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 3,231 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,114 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N")and (viii) 21,571 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). F4 · balance_after: The reported amounts reflect 1,545,984 shares received by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and 21,571 shares received by Ribbit Management in prior distributions-in-kind made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Represents 1,535,681 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"). Following the reported transaction, (i) 33,471 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 5,757 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,905,207 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 3,231 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,114 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N")and (viii) 21,571 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). F5 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| December 03, 2024 Filed Dec 5, 2024 23:09 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 12,500 | $38.22 | $477,793.75 |
DisclosureSEC source: 0001783879-24-000328 · wk-form4_1733440191.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,106,955 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2023. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $36.85 to $38.69. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 23:37 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
GiftClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000326 · wk-form4_1733355418.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person elected to convert 150,000 shares of Class B common stock held by him into the same number of shares of Class A common stock in November 2024. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 24,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · derivative · entry 5 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,383 Underlying: Class A Common Stock · 24,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 66,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · derivative · entry 4 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 598,405 Underlying: Class A Common Stock · 66,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 28,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · derivative · entry 3 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,676 Underlying: Class A Common Stock · 28,936 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
SaleClass A Common Stock | 57,884 | $37.54 | $2,172,965.36 |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · nonDerivative · entry 2 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,119,455 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 119,839 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC |
Gallagher Daniel Martin JrChief Legal Officer
|
Exercise / conversionClass A Common Stock | 119,839 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000320 · wk-form4_1733269431.xml · nonDerivative · entry 1 Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,177,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC |
RUBINSTEIN JONATHANDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000318 · wk-form4_1733269378.xml · derivative · entry 3 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,056 Underlying: Class A Common Stock · 4,528 shares Expires 2028-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:43 UTC |
RUBINSTEIN JONATHANDirector
|
Exercise / conversionClass A Common Stock | 4,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000318 · wk-form4_1733269378.xml · nonDerivative · entry 1 RUBINSTEIN JONATHAN · CIK 0001209522 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 16,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000321 · wk-form4_1733269454.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,886 Underlying: Class A Common Stock · 16,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 27,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000321 · wk-form4_1733269454.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,961 Underlying: Class A Common Stock · 27,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Quirk Steven M.Chief Brokerage Officer
|
SaleClass A Common Stock | 19,861 | $37.54 | $745,581.94 |
DisclosureSEC source: 0001783879-24-000321 · wk-form4_1733269454.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,166 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 44,832 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Quirk Steven M.Chief Brokerage Officer
|
Exercise / conversionClass A Common Stock | 44,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000321 · wk-form4_1733269454.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 415,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 18:43 UTC |
Zoellick Robert B.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 2,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000319 · wk-form4_1733269403.xml · derivative · entry 2 Zoellick Robert B. · CIK 0001696042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,528 Underlying: Class A Common Stock · 2,264 shares Expires 2028-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 18:43 UTC |
Zoellick Robert B.Director
|
Exercise / conversionClass A Common Stock | 2,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000319 · wk-form4_1733269403.xml · nonDerivative · entry 1 Zoellick Robert B. · CIK 0001696042 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 22,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000322 · wk-form4_1733269478.xml · derivative · entry 6 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,495 Underlying: Class A Common Stock · 22,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 27,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000322 · wk-form4_1733269478.xml · derivative · entry 5 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,996 Underlying: Class A Common Stock · 27,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 48,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000322 · wk-form4_1733269478.xml · derivative · entry 4 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 440,930 Underlying: Class A Common Stock · 48,992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 24,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000322 · wk-form4_1733269478.xml · derivative · entry 3 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,564 Underlying: Class A Common Stock · 24,112 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Warnick JasonChief Financial Officer
|
Tax withholdingClass A Common Stock | 50,017 | $37.54 | $1,877,638.18 |
DisclosureSEC source: 0001783879-24-000322 · wk-form4_1733269478.xml · nonDerivative · entry 2 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,010,846 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 123,831 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC |
Warnick JasonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 123,831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000322 · wk-form4_1733269478.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,060,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 23:25 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 25,000 | $37.94 | $948,615.00 |
DisclosureSEC source: 0001783879-24-000312 · wk-form4_1732749941.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 937,032 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2024. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $37.32 to $39.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:00 UTC |
Malka MeyerDirector
|
GiftClass A Common Stock | 81,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-131103 · ownership.xml · nonDerivative · entry 2 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Funds Disclosed balance after: 16,284,451 F4 · kind: Represents a bona fide gift of 81,881 shares from Ribbit Management to a donor-advised fund. Following the reported transaction, (i) 6,653,925 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 1,144,397 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 6,440,888 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 809,090 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 642,339 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 593,805 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 0 shares are held directly by Ribbit Management. F4 · price: Represents a bona fide gift of 81,881 shares from Ribbit Management to a donor-advised fund. Following the reported transaction, (i) 6,653,925 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 1,144,397 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 6,440,888 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 809,090 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 642,339 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 593,805 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 0 shares are held directly by Ribbit Management. F2 · balance_after: The reported amounts reflect 1,538,311 shares received by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and 21,435 shares received by Ribbit Management Company, LLC ("Ribbit Management") in prior distributions-in-kind made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F4 · balance_after: Represents a bona fide gift of 81,881 shares from Ribbit Management to a donor-advised fund. Following the reported transaction, (i) 6,653,925 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 1,144,397 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 6,440,888 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 809,090 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 642,339 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 593,805 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 0 shares are held directly by Ribbit Management. F4 · ownership.nature: Represents a bona fide gift of 81,881 shares from Ribbit Management to a donor-advised fund. Following the reported transaction, (i) 6,653,925 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 1,144,397 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 6,440,888 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 809,090 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 642,339 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 593,805 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 0 shares are held directly by Ribbit Management. F5 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:00 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 555,000 | $34.90 | $19,371,664.50 |
DisclosureSEC source: 0000950170-24-131103 · ownership.xml · nonDerivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 3,686,952 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.39 to $35.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: The reported amounts reflect 1,538,311 shares received by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and 21,435 shares received by Ribbit Management Company, LLC ("Ribbit Management") in prior distributions-in-kind made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held by the Malka Trust, of which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| November 18, 2024 Filed Nov 21, 2024 01:34 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 50,000 | $35.00 | $1,750,000.00 |
DisclosureSEC source: 0001783879-24-000310 · wk-form4_1732152884.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 962,032 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2024. Read SEC document |
| November 08, 2024 Filed Nov 8, 2024 23:28 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 2,791,306 | $30.25 | $84,426,957.80 |
DisclosureSEC source: 0000950170-24-124301 · ownership.xml · nonDerivative · entry 3 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Funds Disclosed balance after: 26,138,937 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plans adopted by Bullfrog Capital, L.P. ("Bullfrog") and RH-N Bullfrog Opportunity, LLC ("RH-N") on May 10, 2024 and December 14, 2023, respectively. F7 · shares: Represents 2,791,306 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 13,274,379 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 2,283,037 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 6,440,888 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH, (v) 1,281,447 shares are held directly by RH-D, (vi) 1,184,623 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F7 · balance_after: Represents 2,791,306 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 13,274,379 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 2,283,037 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 6,440,888 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH, (v) 1,281,447 shares are held directly by RH-D, (vi) 1,184,623 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management. F4 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. F7 · ownership.nature: Represents 2,791,306 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 13,274,379 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 2,283,037 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 6,440,888 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH, (v) 1,281,447 shares are held directly by RH-D, (vi) 1,184,623 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 23:28 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 105,875 | $30.00 | $3,176,578.21 |
DisclosureSEC source: 0000950170-24-124301 · ownership.xml · nonDerivative · entry 2 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Funds Disclosed balance after: 28,930,243 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plans adopted by Bullfrog Capital, L.P. ("Bullfrog") and RH-N Bullfrog Opportunity, LLC ("RH-N") on May 10, 2024 and December 14, 2023, respectively. F5 · shares: Represents 105,875 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 13,274,379 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 2,283,037 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 9,232,194 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH, (v) 1,281,447 shares are held directly by RH-D, (vi) 1,184,623 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.035, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F5 · balance_after: Represents 105,875 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 13,274,379 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 2,283,037 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 9,232,194 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH, (v) 1,281,447 shares are held directly by RH-D, (vi) 1,184,623 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management. F4 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. F5 · ownership.nature: Represents 105,875 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 13,274,379 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 2,283,037 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 9,232,194 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH, (v) 1,281,447 shares are held directly by RH-D, (vi) 1,184,623 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 23:28 UTC |
Malka MeyerDirector
|
SaleClass A Common Stock | 321,218 | $30.01 | $9,638,274.58 |
DisclosureSEC source: 0000950170-24-124301 · ownership.xml · nonDerivative · entry 1 Malka Meyer · CIK 0001571355 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Funds Disclosed balance after: 29,036,118 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plans adopted by Bullfrog Capital, L.P. ("Bullfrog") and RH-N Bullfrog Opportunity, LLC ("RH-N") on May 10, 2024 and December 14, 2023, respectively. F2 · shares: Represents 315,133 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF") and 6,085 shares sold by RH-N. Following the reported transaction, (i) 13,274,379 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 2,283,037 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 9,338,069 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 1,281,447 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 1,184,623 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Represents 315,133 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF") and 6,085 shares sold by RH-N. Following the reported transaction, (i) 13,274,379 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 2,283,037 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 9,338,069 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 1,281,447 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 1,184,623 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). F2 · ownership.nature: Represents 315,133 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF") and 6,085 shares sold by RH-N. Following the reported transaction, (i) 13,274,379 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 2,283,037 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 9,338,069 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,614,110 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 1,281,447 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 1,184,623 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N and (viii) 60,446 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). F4 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 22:53 UTC |
Warnick JasonChief Financial Officer
|
SaleClass A Common Stock | 50,000 | $30.00 | $1,500,000.00 |
DisclosureSEC source: 0001783879-24-000308 · wk-form4_1731106431.xml · nonDerivative · entry 1 Warnick Jason · CIK 0001871212 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,012,032 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2024. Read SEC document |
| November 05, 2024 Filed Nov 8, 2024 01:03 UTC |
Bhatt BaijuDirector
|
ConversionClass B Common Stock · Derivative | 108,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000306 · wk-form4_1731027809.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,819,100 Underlying: Class A Common Stock · 108,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on November 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 108,964 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on November 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 108,964 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on November 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 108,964 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| November 05, 2024 Filed Nov 8, 2024 01:03 UTC |
Bhatt BaijuDirector
|
SaleClass A Common Stock | 108,964 | $24.92 | $2,715,393.78 |
DisclosureSEC source: 0001783879-24-000306 · wk-form4_1731027809.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $24.50 to $25.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 05, 2024 Filed Nov 8, 2024 01:03 UTC |
Bhatt BaijuDirector
|
ConversionClass A Common Stock | 108,964 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000306 · wk-form4_1731027809.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 108,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on November 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 108,964 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 23:39 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
ConversionClass B Common Stock · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000304 · wk-form4_1730936369.xml · derivative · entry 4 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,223,144 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on November 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on November 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on November 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 23:39 UTC |
Tenev VladimirDirector · Chief Executive Officer
|
SaleClass A Common Stock | 250,000 | $24.21 | $6,052,800.00 |
DisclosureSEC source: 0001783879-24-000304 · wk-form4_1730936369.xml · nonDerivative · entry 2 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $23.56 to $24.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 23:39 UTC |
Tenev VladimirDirector · Chief Executive Officer
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ConversionClass A Common Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000304 · wk-form4_1730936369.xml · nonDerivative · entry 1 Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on November 4, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023 ("Tenev 10b5-1 plan"), the Reporting Person sold 250,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.