HOOD

SEC source: 0001783879-25-000043 · wk-form4_1739316179.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 90,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on February 7, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000039 · wk-form4_1738794862.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 706,642

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $48.53 to $52.29. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-25-000037 · wk-form4_1738711683.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,611

Underlying: Class A Common Stock · 43,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000037 · wk-form4_1738711683.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,098

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-25-000037 · wk-form4_1738711683.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-25-000032 · wk-form4_1738193433.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $46.79 to $50.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-25-000029 · wk-form4_1737756680.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,823,144

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000029 · wk-form4_1737756680.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $50.75 to $50.88. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-25-000029 · wk-form4_1737756680.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 500,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000030 · wk-form4_1737756693.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 57,260,380

Underlying: Class A Common Stock · 90,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000030 · wk-form4_1737756693.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

SEC source: 0001783879-25-000030 · wk-form4_1737756693.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 90,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000026 · wk-form4_1737153965.xml · derivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 57,351,246

Underlying: Class A Common Stock · 90,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on January 15, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on January 15, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on January 15, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000026 · wk-form4_1737153965.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $45.27 to $45.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-25-000026 · wk-form4_1737153965.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 45,789

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

SEC source: 0001783879-25-000026 · wk-form4_1737153965.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 90,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on January 15, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000024 · wk-form4_1736379611.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,876

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $41.92 to $43.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-25-000022 · wk-form4_1736294287.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 57,442,112

Underlying: Class A Common Stock · 228,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on January 3, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 228,645 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on January 3, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 228,645 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on January 3, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 228,645 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F4 · balance_after: Reflects the prior transfer of 83,248 shares of Class B Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

SEC source: 0001783879-25-000022 · wk-form4_1736294287.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $39.05 to $41.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-25-000022 · wk-form4_1736294287.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 228,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on January 3, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 228,645 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000021 · wk-form4_1736294277.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 731,642

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $39.04 to $41.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-25-000016 · wk-form4_1735935065.xml · derivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,323,144

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on January 2, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on January 2, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on January 2, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000016 · wk-form4_1735935065.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $37.37 to $39.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-25-000016 · wk-form4_1735935065.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on January 2, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

SEC source: 0001783879-25-000012 · wk-form4_1735935017.xml · derivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000012 · wk-form4_1735935017.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-25-000014 · wk-form4_1735935037.xml · derivative · entry 2

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000014 · wk-form4_1735935037.xml · nonDerivative · entry 1

Treseder Oluwadara Johnson · CIK 0001817425 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-25-000010 · wk-form4_1735934996.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,226

Underlying: Class A Common Stock · 48,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 192,901 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on July 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000010 · wk-form4_1735934996.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,642

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 48,225 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-25-000010 · wk-form4_1735934996.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 855,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-25-000018 · wk-form4_1735935092.xml · derivative · entry 4

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000018 · wk-form4_1735935092.xml · nonDerivative · entry 2

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0000950170-25-001488 · ownership.xml · derivative · entry 7

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F10 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F10 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting andsettlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

SEC source: 0000950170-25-001488 · ownership.xml · derivative · entry 6

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,434

Underlying: Class A Common Stock · 1,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F9 · derivative.exercise_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under the 2021 Plan. One-twelfth (1/12) of these RSUs vested on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F9 · derivative.expiration_date: On March 23, 2022, the Reporting Person was granted 17,201 RSUs under the 2021 Plan. One-twelfth (1/12) of these RSUs vested on July 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting andsettlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

SEC source: 0000950170-25-001488 · ownership.xml · nonDerivative · entry 2

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting andsettlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

SEC source: 0001783879-25-000017 · wk-form4_1735935081.xml · derivative · entry 2

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000017 · wk-form4_1735935081.xml · nonDerivative · entry 1

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-25-000015 · wk-form4_1735935051.xml · derivative · entry 4

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,323 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000015 · wk-form4_1735935051.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,162 shares

Expires 2027-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the Robinhood 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000015 · wk-form4_1735935051.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,543

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,485 RSUs and does not represent a sale by the Reporting Person.

SEC source: 0001783879-25-000015 · wk-form4_1735935051.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 921,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-25-000011 · wk-form4_1735935006.xml · derivative · entry 3

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,043

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000011 · wk-form4_1735935006.xml · derivative · entry 2

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,528

Underlying: Class A Common Stock · 2,264 shares

Expires 2028-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 17, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on October 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

SEC source: 0001783879-25-000011 · wk-form4_1735935006.xml · nonDerivative · entry 1

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

SEC source: 0001783879-25-000013 · wk-form4_1735935027.xml · nonDerivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78

F1 · price: On December 31, 2024, the Reporting Person was automatically granted 68 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2024 closing price of $37.26 per share of Class A Common Stock, and these shares were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1)1/1/2035, (2) his death or disability, or (3) a change in control of Robinhood.

SEC source: 0001783879-25-000018 · wk-form4_1735935092.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,631

F1 · price: On December 31, 2024, the Reporting Person was automatically granted 785 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 31, 2024 closing price of $37.26 per share of Class A Common Stock, and these shares were fully vested upon grant.

SEC source: 0000950170-25-001488 · ownership.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,548

F1 · price: On December 31, 2024, the Reporting Person was automatically granted 426 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the December 31, 2024 closing price of $37.26 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2 · balance_after: The amount also reflects an inclusion of 53 shares of Class A Common Stock that were automatically granted on September 30, 2024 under Robinhood's Non-Employee Director Compensation Program, as part of the grant made in lieu ofthe Reporting Person's third quarter cash fees, based on the September 30, 2024 closing price of 23.42 per share of Class A Common Stock and fully vested upon grant. These 53 shares were not reflected in the Form 4 filed on October 2, 2024 by the Reporting Person.

F3 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting andsettlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 ("Section 16") except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

SEC source: 0001783879-24-000348 · wk-form4_1735338176.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 806,955

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $37.09 to $38.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

SEC source: 0001783879-24-000346 · wk-form4_1734994957.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,752

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $34.64 to $38.41. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.