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Nasdaq · USD

HOOD

Robinhood Markets, Inc.

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Tapewire entity
584
SEC CIK
0001783879
Parsed reports
762

Last 12 months

Inside the activity.

3 purchase rows · 254 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025043
Dec 2025028
Jan 2026019
Feb 2026021
Mar 2026020
Apr 2026020
May 202619
Jun 2026215
Jul 2026028
Aug 2026010
Sep 2026035
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2025 Filed Mar 24, 2025 22:05 UTC
Pinner Jeffrey TsviChief Technology Officer
SaleClass A Common Stock 5,853 $43.36 $253,791.93
Disclosure

SEC source: 0001783879-25-000088 · wk-form4_1742853933.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,706

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $42.22 to $44.14. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 22:05 UTC
Gallagher Daniel Martin JrChief Legal Officer
GrantRestricted Stock Units · Derivative 219,962 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000087 · wk-form4_1742853923.xml · derivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,962

Underlying: Class A Common Stock · 219,962 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 22:05 UTC
Quirk Steven M.Chief Brokerage Officer
GrantRestricted Stock Units · Derivative 263,954 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000086 · wk-form4_1742853913.xml · derivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,954

Underlying: Class A Common Stock · 263,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 22:05 UTC
Warnick JasonChief Financial Officer
GrantRestricted Stock Units · Derivative 263,954 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000085 · wk-form4_1742853904.xml · derivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,954

Underlying: Class A Common Stock · 263,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:50 UTC
Pinner Jeffrey TsviChief Technology Officer
SaleClass A Common Stock 5,853 $46.81 $273,981.86
Disclosure

SEC source: 0001783879-25-000079 · wk-form4_1741387841.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,559

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $45.22 to $48.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:15 UTC
Quirk Steven M.Chief Brokerage Officer
SaleClass A Common Stock 14,279 $45.27 $646,378.92
Disclosure

SEC source: 0001783879-25-000077 · wk-form4_1741299309.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 309,518

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $42.22 to $48.17. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 22:24 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 25,000 $49.02 $1,225,465.00
Disclosure

SEC source: 0001783879-25-000075 · wk-form4_1741213484.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 822,893

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $46.71 to $54.70. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC
Pinner Jeffrey TsviChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 47,658 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000068 · wk-form4_1741127489.xml · derivative · entry 3

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667,212

Underlying: Class A Common Stock · 47,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On September 18, 2024, the Reporting Person was granted 762,528 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on December 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On September 18, 2024, the Reporting Person was granted 762,528 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on December 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC
Pinner Jeffrey TsviChief Technology Officer
Tax withholdingClass A Common Stock 24,246 $50.10 $1,214,724.60
Disclosure

SEC source: 0001783879-25-000068 · wk-form4_1741127489.xml · nonDerivative · entry 2

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,412

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 47,658 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC
Pinner Jeffrey TsviChief Technology Officer
Exercise / conversionClass A Common Stock 47,658 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000068 · wk-form4_1741127489.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 24,414 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,969

Underlying: Class A Common Stock · 24,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 66,490 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,915

Underlying: Class A Common Stock · 66,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 28,935 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,741

Underlying: Class A Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 462,963 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Gallagher Daniel Martin JrChief Legal Officer
Tax withholdingClass A Common Stock 57,883 $50.10 $2,899,938.30
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847,893

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 119,839 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionClass A Common Stock 119,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000073 · wk-form4_1741127544.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000070 · wk-form4_1741127510.xml · derivative · entry 3

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,528

Underlying: Class A Common Stock · 4,528 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 72,446 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC Exercise / conversionClass A Common Stock 4,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000070 · wk-form4_1741127510.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionRestricted Stock Units · Derivative 16,838 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000069 · wk-form4_1741127499.xml · derivative · entry 4

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,048

Underlying: Class A Common Stock · 16,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionRestricted Stock Units · Derivative 27,996 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000069 · wk-form4_1741127499.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,965

Underlying: Class A Common Stock · 27,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC
Quirk Steven M.Chief Brokerage Officer
Tax withholdingClass A Common Stock 19,863 $50.10 $995,136.30
Disclosure

SEC source: 0001783879-25-000069 · wk-form4_1741127499.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,797

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 44,834 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC
Quirk Steven M.Chief Brokerage Officer
Exercise / conversionClass A Common Stock 44,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000069 · wk-form4_1741127499.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 17:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,264 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000071 · wk-form4_1741127521.xml · derivative · entry 2

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,264

Underlying: Class A Common Stock · 2,264 shares

Expires 2028-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On May 28, 2021, the Reporting Person was granted 36,223 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on September 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 17:32 UTC Exercise / conversionClass A Common Stock 2,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000071 · wk-form4_1741127521.xml · nonDerivative · entry 1

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 22,730 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000072 · wk-form4_1741127533.xml · derivative · entry 6

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,765

Underlying: Class A Common Stock · 22,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F6 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 363,686 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 27,996 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000072 · wk-form4_1741127533.xml · derivative · entry 5

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 223,965 RSUs under the 2021 Plan. One-eighth (1/8) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 48,992 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000072 · wk-form4_1741127533.xml · derivative · entry 4

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,938

Underlying: Class A Common Stock · 48,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 783,785 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,113 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000072 · wk-form4_1741127533.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,451

Underlying: Class A Common Stock · 24,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Warnick JasonChief Financial Officer
Tax withholdingClass A Common Stock 50,018 $50.10 $2,505,901.80
Disclosure

SEC source: 0001783879-25-000072 · wk-form4_1741127533.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945,356

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 123,831 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:32 UTC
Warnick JasonChief Financial Officer
Exercise / conversionClass A Common Stock 123,831 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000072 · wk-form4_1741127533.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 22:00 UTC
Malka MeyerDirector
SaleClass A Common Stock 64,951 $49.64 $3,224,271.56
Disclosure

SEC source: 0000950170-25-030980 · ownership.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Funds

Disclosed balance after: 3,235,585

F1 · shares: Represents (i) 45,292 shares sold by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 7,790 shares sold by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,318 shares sold by RH Ribbit Opportunity II, LLC ("RH"), (iv) 4,372 shares sold by RH-D Ribbit Opportunity II, LLC ("RH-D"), (v) 3,169 shares sold by RH-E Ribbit Opportunity II, LLC ("RH-E") and (vi) 10 shares sold by RH-N Bullfrog Opportunity, LLC ("RH-N"). Following the reported transaction, none of Fund II, Fund III, RH, RH-D, RH-E and RH-N hold any shares of Class A Common Stock of the Issuer and 3,235,585 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF").

F2 · shares: As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The reported amounts reflect previous transfers of (i) 11,821 shares to Fund II, for itself and as nominee for FF II, (ii) 2,033 shares to Fund III, for itself and as nominee for FF III, (iii) 7,011 shares to Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,438 shares to RH, (v) 1,141 shares to RH-D, (vi) 1,055 shares to RH-E and (vii) 3 shares to RH-N. Such transfers were effected in accordance with Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.48 to $49.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2 · balance_after: As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The reported amounts reflect previous transfers of (i) 11,821 shares to Fund II, for itself and as nominee for FF II, (ii) 2,033 shares to Fund III, for itself and as nominee for FF III, (iii) 7,011 shares to Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,438 shares to RH, (v) 1,141 shares to RH-D, (vi) 1,055 shares to RH-E and (vii) 3 shares to RH-N. Such transfers were effected in accordance with Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F2 · ownership.nature: As previously reported, the Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The reported amounts reflect previous transfers of (i) 11,821 shares to Fund II, for itself and as nominee for FF II, (ii) 2,033 shares to Fund III, for itself and as nominee for FF III, (iii) 7,011 shares to Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 1,438 shares to RH, (v) 1,141 shares to RH-D, (vi) 1,055 shares to RH-E and (vii) 3 shares to RH-N. Such transfers were effected in accordance with Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F4 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:00 UTC
Malka MeyerDirector
SaleCall option (obligation to sell) · Derivative 2,828,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-030980 · ownership.xml · derivative · entry 6

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bullfrog Funds

Disclosed balance after: 2,828,430

Underlying: Class A Common Stock · 2,828,430 shares

Expires not disclosed

F7 · derivative.exercise_price: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F7 · price: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F8 · price: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

F7 · derivative.exercise_date: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F7 · derivative.expiration_date: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F4 · ownership.direct: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F8 · ownership.direct: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

F4 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F8 · ownership.nature: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:00 UTC
Malka MeyerDirector
PurchasePut option (right to sell) · Derivative 2,828,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-030980 · ownership.xml · derivative · entry 5

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bullfrog Funds

Disclosed balance after: 2,828,430

Underlying: Class A Common Stock · 2,828,430 shares

Expires not disclosed

F7 · derivative.exercise_price: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F7 · price: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F8 · price: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

F7 · derivative.exercise_date: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F7 · derivative.expiration_date: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F4 · ownership.direct: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F8 · ownership.direct: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

F4 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F8 · ownership.nature: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
February 27, 2025 Filed Mar 3, 2025 22:00 UTC
Malka MeyerDirector
SalePut option (obligation to buy) · Derivative 2,828,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-030980 · ownership.xml · derivative · entry 4

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bullfrog Funds

Disclosed balance after: 2,828,430

Underlying: Class A Common Stock · 2,828,430 shares

Expires not disclosed

F7 · derivative.exercise_price: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F7 · price: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F8 · price: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

F7 · derivative.exercise_date: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F7 · derivative.expiration_date: On February 27, 2025, Bullfrog and RH-N, each funds affiliated with the Reporting Person (collectively, the "Bullfrog Funds"), entered into a "zero-cost" put spread collar warrant hedging arrangement (the "Contract") relating to the Class A common stock, $0.0001 par value per share (the "Common Stock"), of Robinhood Markets, Inc. Pursuant to the Contract, which includes an initial hedge period beginning on February 27, 2025, the Bullfrog Funds (i) sold European put options on the Common Stock with a strike price equal to $26.60 (the "Warrant Strike Price"), (ii) purchased European put options on the Shares with a strike price higher than the Warrant Strike Price (the "Upper Put Strike") and (iii) sold European call options on the Shares with a strike price higher than the Warrant Strike Price and the Upper Put Strike. The Contract is expected to mature on one or more expiration dates, on or before, February 12, 2031.

F4 · ownership.direct: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F8 · ownership.direct: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

F4 · ownership.nature: Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III and BF UGP, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

F8 · ownership.nature: Represents (i) warrants to purchase 1,405,827 shares of the Common Stock at the Warrant Strike Price held directly by Bullfrog, for itself and as nominee for Bullfrog FF and (ii) warrants to purchase 1,422,603 shares of the Common Stock at the Warrant Strike Price held directly by RH-N. The warrants are fully exercisable as of the date hereof. The Reporting Person disclaims beneficial ownership of the securities for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the securities are beneficially owned by him for Section 16 or any other purpose.

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February 25, 2025 Filed Feb 27, 2025 21:47 UTC
Warnick JasonChief Financial Officer
SaleClass A Common Stock 25,000 $45.91 $1,147,755.00
Disclosure

SEC source: 0001783879-25-000061 · wk-form4_1740692820.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 871,543

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $44.19 to $48.67. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:21 UTC
Quirk Steven M.Chief Brokerage Officer
SaleClass A Common Stock 123,272 $55.80 $6,878,935.09
Disclosure

SEC source: 0001783879-25-000059 · wk-form4_1740525693.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 298,826

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $51.46 to $57.82. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 22:48 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 79,295 $0.00 Strike: $10.24 $0.00
Disclosure

SEC source: 0001783879-25-000057 · wk-form4_1740437289.xml · derivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,300

Underlying: Class A Common Stock · 79,295 shares

Expires 2030-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common ctock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan. This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. The underlying shares of common stock were automatically reclassified as shares of Class A Common Stock upon the filing of Robinhood's Amended and Restated Certificate of Incorporation immediately prior to Robinhood's initial public offering.

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February 20, 2025 Filed Feb 24, 2025 22:48 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionClass A Common Stock 79,295 $10.24 $811,980.80
Disclosure

SEC source: 0001783879-25-000057 · wk-form4_1740437289.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 785,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:22 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.24 $0.00
Disclosure

SEC source: 0001783879-25-000055 · wk-form4_1740093773.xml · derivative · entry 3

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,595

Underlying: Class A Common Stock · 50,000 shares

Expires 2030-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On July 6, 2020, the Reporting Person was granted an option to purchase 264,360 shares of common ctock under the Robinhood Markets, Inc. ("Robinhood") 2020 Equity Incentive Plan . This option vested and became exercisable as to one-fourth (1/4) of those shares on May 12, 2021, with the remainder scheduled to vest and become exercisable in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. The underlying shares of common stock were automatically reclassified as shares of Class A Common Stock upon the filing of Robinhood's Amended and Restated Certificate of Incorporation immediately prior to Robinhood's initial public offering.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:22 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 50,000 $60.77 $3,038,625.00
Disclosure

SEC source: 0001783879-25-000055 · wk-form4_1740093773.xml · nonDerivative · entry 2

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,642

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $60.75 to $60.88. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:22 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionClass A Common Stock 50,000 $10.24 $512,000.00
Disclosure

SEC source: 0001783879-25-000055 · wk-form4_1740093773.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:22 UTC
Warnick JasonChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001783879-25-000053 · wk-form4_1740007337.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2028-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:22 UTC
Warnick JasonChief Financial Officer
SaleClass A Common Stock 150,000 $63.72 $9,558,090.00
Disclosure

SEC source: 0001783879-25-000053 · wk-form4_1740007337.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,543

F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $63.50 to $64.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:22 UTC
Warnick JasonChief Financial Officer
Exercise / conversionClass A Common Stock 150,000 $5.93 $889,500.00
Disclosure

SEC source: 0001783879-25-000053 · wk-form4_1740007337.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,046,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 23:33 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 522,180 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · derivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 56,647,334

Underlying: Class A Common Stock · 522,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on February 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 522,180 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on February 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 522,180 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on February 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 522,180 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 23:33 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 418,338 $62.87 $26,299,738.71
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $61.25 to $65.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 23:33 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 52,326 $62.04 $3,246,137.60
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $62.00 to $62.55. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 23:33 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 51,516 $62.00 $3,193,992.00
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 470,664

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 23:33 UTC
Bhatt BaijuDirector
ConversionClass A Common Stock 522,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 522,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on February 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 522,180 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 23:23 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 90,866 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000043 · wk-form4_1739316179.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 57,169,514

Underlying: Class A Common Stock · 90,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on February 7, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on February 7, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on February 7, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 23:23 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 90,866 $55.34 $5,028,524.44
Disclosure

SEC source: 0001783879-25-000043 · wk-form4_1739316179.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.