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Nasdaq · USD

HOOD

Robinhood Markets, Inc.

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Tapewire entity
584
SEC CIK
0001783879
Parsed reports
762

Last 12 months

Inside the activity.

3 purchase rows · 254 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025043
Dec 2025028
Jan 2026019
Feb 2026021
Mar 2026020
Apr 2026020
May 202619
Jun 2026215
Jul 2026028
Aug 2026010
Sep 2026035
Oct 202606

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2025 Filed Oct 2, 2025 21:00 UTC
Malka MeyerDirector
Exercise / conversionRestricted Stock Units · Derivative 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-096146 · tm2527781-1_4seq1.xml · derivative · entry 6

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,402

Underlying: Class A Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F7 · price: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F7 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F7 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:00 UTC
Malka MeyerDirector
Exercise / conversionClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-096146 · tm2527781-1_4seq1.xml · nonDerivative · entry 2

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: RSUs convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 17:15 UTC Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000291 · wk-form4_1759439706.xml · derivative · entry 2

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,402

Underlying: Class A Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 17:15 UTC Exercise / conversionClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000291 · wk-form4_1759439706.xml · nonDerivative · entry 1

Zoellick Robert B. · CIK 0001696042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:14 UTC
Loop PaulaDirector
Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000286 · wk-form4_1759439673.xml · derivative · entry 2

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,402

Underlying: Class A Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:14 UTC
Loop PaulaDirector
Exercise / conversionClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000286 · wk-form4_1759439673.xml · nonDerivative · entry 1

Loop Paula · CIK 0001870529 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:06 UTC
Warnick JasonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 19,290 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000276 · wk-form4_1759439168.xml · derivative · entry 3

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,290

Underlying: Class A Common Stock · 19,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 77,160 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on April 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:06 UTC
Warnick JasonChief Financial Officer
Tax withholdingClass A Common Stock 7,826 $143.18 $1,120,526.68
Disclosure

SEC source: 0001783879-25-000276 · wk-form4_1759439168.xml · nonDerivative · entry 2

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,691

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 19,290 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:06 UTC
Warnick JasonChief Financial Officer
Exercise / conversionClass A Common Stock 19,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000276 · wk-form4_1759439168.xml · nonDerivative · entry 1

Warnick Jason · CIK 0001871212 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:56 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass B Common Stock · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000295 · wk-form4_1759524995.xml · derivative · entry 9

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,507,342

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on October 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on October 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on October 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:56 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 4,837 $143.03 $691,813.86
Disclosure

SEC source: 0001783879-25-000295 · wk-form4_1759524995.xml · nonDerivative · entry 7

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F8 · price: This transaction was executed in multiple trades during the day at prices ranging from $142.87 to $143.11. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:56 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 31,223 $142.22 $4,440,516.33
Disclosure

SEC source: 0001783879-25-000295 · wk-form4_1759524995.xml · nonDerivative · entry 6

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,837

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $141.83 to $142.76. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:56 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 133,300 $141.26 $18,829,931.34
Disclosure

SEC source: 0001783879-25-000295 · wk-form4_1759524995.xml · nonDerivative · entry 5

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,060

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $140.81 to $141.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:56 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 120,225 $140.40 $16,879,674.16
Disclosure

SEC source: 0001783879-25-000295 · wk-form4_1759524995.xml · nonDerivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,360

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $139.81 to $140.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:56 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 277,800 $139.21 $38,671,537.92
Disclosure

SEC source: 0001783879-25-000295 · wk-form4_1759524995.xml · nonDerivative · entry 3

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 289,585

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $138.81 to $139.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:56 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 182,615 $138.47 $25,285,840.76
Disclosure

SEC source: 0001783879-25-000295 · wk-form4_1759524995.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 567,385

F2 · kind: This transaction was effected pursuant to the Tenev 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $137.81 to $138.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:56 UTC
Tenev VladimirDirector · Chief Executive Officer
ConversionClass A Common Stock 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000295 · wk-form4_1759524995.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 750,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on October 1, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2024 ("Tenev 10b5-1 plan"), the Reporting Person sold 750,000 shares of his Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 22:28 UTC
SEGAL SUSANDirector
GrantClass A Common Stock 137 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000294 · wk-form4_1759444124.xml · nonDerivative · entry 1

SEGAL SUSAN · CIK 0001097963 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137

F1 · price: On September 30, 2025, the Reporting Person was automatically granted 137 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and the Robinhood 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) the termination of their service with Robinhood, (2) their death or disability, or (3) a change in control of Robinhood.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:14 UTC
Bhatt BaijuDirector
GrantClass A Common Stock 87 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000289 · wk-form4_1759439694.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87

F1 · price: On September 30, 2025, the Reporting Person was automatically granted 87 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:14 UTC GrantClass A Common Stock 116 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000288 · wk-form4_1759439688.xml · nonDerivative · entry 1

Payne Christopher D · CIK 0001612163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126

F1 · price: On September 30, 2025, the Reporting Person was automatically granted 116 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) January 1, 2035, (2) their death or disability, or (3) a change in control of Robinhood.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:15 UTC GrantClass A Common Stock 204 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000290 · wk-form4_1759439700.xml · nonDerivative · entry 1

RUBINSTEIN JONATHAN · CIK 0001209522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204

F1 · price: On September 30, 2025, the Reporting Person was automatically granted 204 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:00 UTC
Malka MeyerDirector
GrantClass A Common Stock 102 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-096146 · tm2527781-1_4seq1.xml · nonDerivative · entry 1

Malka Meyer · CIK 0001571355 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,112

F1 · price: On September 30, 2025, the Reporting Person was automatically granted 102 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2 · ownership.direct: The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:14 UTC GrantClass A Common Stock 102 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000285 · wk-form4_1759439667.xml · nonDerivative · entry 1

Hegeman John William · CIK 0002059531 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102

F1 · price: On September 30, 2025, the Reporting Person was automatically granted 102 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) December 1, 2035, (2) termination, (3) their death or disability, or (4) a change in control of Robinhood.

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September 22, 2025 Filed Sep 24, 2025 21:38 UTC
Pinner Jeffrey TsviChief Technology Officer
SaleClass A Common Stock 19 $125.93 $2,392.67
Disclosure

SEC source: 0001783879-25-000274 · wk-form4_1758749907.xml · nonDerivative · entry 4

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,816

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F5 · price: This transaction was executed in a single trade during the day at a price of $125.93. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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September 22, 2025 Filed Sep 24, 2025 21:38 UTC
Pinner Jeffrey TsviChief Technology Officer
SaleClass A Common Stock 1,038 $125.33 $130,095.45
Disclosure

SEC source: 0001783879-25-000274 · wk-form4_1758749907.xml · nonDerivative · entry 3

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,835

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $124.88 to $125.79. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 21:38 UTC
Pinner Jeffrey TsviChief Technology Officer
SaleClass A Common Stock 3,607 $124.06 $447,490.55
Disclosure

SEC source: 0001783879-25-000274 · wk-form4_1758749907.xml · nonDerivative · entry 2

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,873

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $123.70 to $124.67. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 21:38 UTC
Pinner Jeffrey TsviChief Technology Officer
SaleClass A Common Stock 1,200 $123.24 $147,893.04
Disclosure

SEC source: 0001783879-25-000274 · wk-form4_1758749907.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,480

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $122.58 to $123.57. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 16, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
GrantClass B Common Stock · Derivative 3,389,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · derivative · entry 10

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,257,342

Underlying: Class A Common Stock · 3,389,982 shares

Expires not disclosed

F10 · derivative.exercise_price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Charter or (ii) August 2, 2036.

F8 · kind: In connection with Robinhood Markets, Inc. ("Robinhood")'s initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on September 15, 2025 for 3,389,982 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

F8 · price: In connection with Robinhood Markets, Inc. ("Robinhood")'s initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on September 15, 2025 for 3,389,982 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

F10 · derivative.exercise_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Charter or (ii) August 2, 2036.

F10 · derivative.expiration_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Charter or (ii) August 2, 2036.

Read SEC document
September 16, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
Disposition to issuerClass A Common Stock 3,389,982 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 7

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F8 · kind: In connection with Robinhood Markets, Inc. ("Robinhood")'s initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on September 15, 2025 for 3,389,982 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

F8 · price: In connection with Robinhood Markets, Inc. ("Robinhood")'s initial public offering ("IPO"), Robinhood entered into an equity exchange right agreement with the Reporting Person and related entities. Pursuant to the equity exchange right agreement, the Reporting Person has a right (an "Equity Exchange Right") to require Robinhood to exchange, for shares of Class B Common Stock, any shares of Class A Common Stock received by him upon the vesting and settlement of restricted stock units ("RSUs"). The Equity Exchange Right applies only to RSUs granted to the Reporting Person prior to the closing of Robinhood's IPO on July 29, 2021. Such RSUs include the PSUs that settled on September 15, 2025 for 3,389,982 shares of Class A Common Stock and for which the Reporting Person has exercised his right to require Robinhood to exchange for shares of Class B Common Stock on a one-for-one basis pursuant to the equity exchange right agreement.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 3,038 $116.48 $353,852.27
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 6

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,389,982

F2 · kind: Represents a mandatory sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 6,915,914 PSUs reported above. Sale occurred for purposes of satisfying tax obligations and does not represent a discretionary sale by the Reporting Person.

F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $116.45 to $116.50. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 335,819 $115.76 $38,873,601.47
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 5

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,393,020

F2 · kind: Represents a mandatory sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 6,915,914 PSUs reported above. Sale occurred for purposes of satisfying tax obligations and does not represent a discretionary sale by the Reporting Person.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $115.45 to $116.43. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 1,768,531 $114.88 $203,175,384.84
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 4

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,728,839

F2 · kind: Represents a mandatory sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 6,915,914 PSUs reported above. Sale occurred for purposes of satisfying tax obligations and does not represent a discretionary sale by the Reporting Person.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $114.45 to $115.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 1,128,877 $114.11 $128,810,961.64
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 3

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,497,370

F2 · kind: Represents a mandatory sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 6,915,914 PSUs reported above. Sale occurred for purposes of satisfying tax obligations and does not represent a discretionary sale by the Reporting Person.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $113.45 to $114.445. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 15, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
SaleClass A Common Stock 289,667 $113.10 $32,760,092.13
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 2

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,626,247

F2 · kind: Represents a mandatory sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 6,915,914 PSUs reported above. Sale occurred for purposes of satisfying tax obligations and does not represent a discretionary sale by the Reporting Person.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $112.45 to $113.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
Exercise / conversionMarket-Based Performance Stock Units · Derivative 6,915,914 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · derivative · entry 9

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,915,914 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: On October 8, 2019, the Reporting Person was granted 13,831,829 PSUs under Robinhood's Amended and Restated 2013 Stock Plan. Portions of the award become eligible to vest based on share- price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). Following the IPO, these goals are tested based on our trailing 60-trading-day average daily VWAP. When a share price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half vesting on a time-based service schedule ending on August 1, 2024, subject to the Reporting Person's continued service through the applicable share price goal achievement date. Because the time-based vesting schedule has been satisfied, the Reporting Person becomes vested in full in any tranche that satisfies the share price goal, subject to his continued service as of such achievement. This transaction reflects the settlement on September 15, 2025 of 6,915,914 PSUs allocated to $101.50 share price goal.

F9 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 PSUs under Robinhood's Amended and Restated 2013 Stock Plan. Portions of the award become eligible to vest based on share- price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). Following the IPO, these goals are tested based on our trailing 60-trading-day average daily VWAP. When a share price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half vesting on a time-based service schedule ending on August 1, 2024, subject to the Reporting Person's continued service through the applicable share price goal achievement date. Because the time-based vesting schedule has been satisfied, the Reporting Person becomes vested in full in any tranche that satisfies the share price goal, subject to his continued service as of such achievement. This transaction reflects the settlement on September 15, 2025 of 6,915,914 PSUs allocated to $101.50 share price goal.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 19:51 UTC
Tenev VladimirDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 6,915,914 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000272 · wk-form4_1758052257.xml · nonDerivative · entry 1

Tenev Vladimir · CIK 0001871006 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,915,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:35 UTC
Bhatt BaijuDirector
ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000008 · wk-form4_1757716509.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 49,430,852

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on September 10, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on September 10, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on September 10, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:35 UTC
Bhatt BaijuDirector
SaleClass A Common Stock 418,338 $119.42 $49,959,890.15
Disclosure

SEC source: 0001870914-25-000008 · wk-form4_1757716509.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $116.75 to $123.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:35 UTC
Bhatt BaijuDirector
ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-25-000008 · wk-form4_1757716509.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on September 10, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 22:01 UTC
Gallagher Daniel Martin JrChief Legal Officer
GiftClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001705560-25-000008 · wk-form4_1757541683.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 590,949

F1 · kind: Represents a bona fide gift of 20,000 shares to a donor advised fund.

Read SEC document
September 05, 2025 Filed Sep 9, 2025 21:45 UTC
Pinner Jeffrey TsviChief Technology Officer
SaleClass A Common Stock 5,865 $99.83 $585,514.09
Disclosure

SEC source: 0002049077-25-000004 · wk-form4_1757454306.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,680

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $96.39 to $105.82. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 21:33 UTC
Gallagher Daniel Martin JrChief Legal Officer
SaleClass A Common Stock 25,000 $100.92 $2,522,880.00
Disclosure

SEC source: 0001705560-25-000006 · wk-form4_1757107988.xml · nonDerivative · entry 1

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,949

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.52 to $102.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 21:33 UTC
Quirk Steven M.Chief Brokerage Officer
SaleClass A Common Stock 60,113 $100.91 $6,066,032.89
Disclosure

SEC source: 0001659211-25-000006 · wk-form4_1757108037.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,454

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.59 to $102.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:21 UTC
Pinner Jeffrey TsviChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 6,186 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000267 · wk-form4_1756934466.xml · derivative · entry 4

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,611

Underlying: Class A Common Stock · 6,186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 98,983 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 98,983 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:21 UTC
Pinner Jeffrey TsviChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 47,658 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000267 · wk-form4_1756934466.xml · derivative · entry 3

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,896

Underlying: Class A Common Stock · 47,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On September 18, 2024, the Reporting Person was granted 762,528 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on December 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On September 18, 2024, the Reporting Person was granted 762,528 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on December 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:21 UTC
Pinner Jeffrey TsviChief Technology Officer
Tax withholdingClass A Common Stock 27,343 $104.03 $2,844,492.29
Disclosure

SEC source: 0001783879-25-000267 · wk-form4_1756934466.xml · nonDerivative · entry 2

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,545

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 53,844 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:21 UTC
Pinner Jeffrey TsviChief Technology Officer
Exercise / conversionClass A Common Stock 53,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000267 · wk-form4_1756934466.xml · nonDerivative · entry 1

Pinner Jeffrey Tsvi · CIK 0002049077 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:31 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 13,748 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · derivative · entry 6

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,467

Underlying: Class A Common Stock · 13,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F6 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F6 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:31 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 24,414 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · derivative · entry 5

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,141

Underlying: Class A Common Stock · 24,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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September 01, 2025 Filed Sep 3, 2025 21:31 UTC
Gallagher Daniel Martin JrChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 66,489 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000270 · wk-form4_1756935116.xml · derivative · entry 4

Gallagher Daniel Martin Jr · CIK 0001705560 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,937

Underlying: Class A Common Stock · 66,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.