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Nasdaq · USD

HON

HONEYWELL INTERNATIONAL INC

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2988
SEC CIK
0000773840
Parsed reports
1,019

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202605
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 6, 2026 23:01 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 306.3081 $195.88 $59,999.63
Disclosure

SEC source: 0001648929-26-000001 · wk-form4_1767740482.xml · derivative · entry 1

Williamson Stephen · CIK 0001648929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028.5077

Underlying: Common Stock · 306.3081 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:59 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 306.3081 $195.88 $59,999.63
Disclosure

SEC source: 0001188789-26-000001 · wk-form4_1767740351.xml · derivative · entry 1

AYER WILLIAM S · CIK 0001188789 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,724.6827

Underlying: Common Stock · 306.3081 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 23:00 UTC
BURKE KEVINDirector
GrantDeferred Compensation (Phantom Shares) · Derivative 306.3081 $195.88 $59,999.63
Disclosure

SEC source: 0001232006-26-000001 · wk-form4_1767740405.xml · derivative · entry 1

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,711.9605

Underlying: Common Stock · 306.3081 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:57 UTC
Watson RobinDirector
GrantDeferred Compensation (Phantom Shares) · Derivative 306.3081 $195.88 $59,999.63
Disclosure

SEC source: 0000773840-26-000002 · wk-form4_1767740248.xml · derivative · entry 1

Watson Robin · CIK 0001939541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,349.2908

Underlying: Common Stock · 306.3081 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:56 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 306.3081 $195.88 $59,999.63
Disclosure

SEC source: 0001279505-26-000001 · wk-form4_1767740193.xml · derivative · entry 1

LAMACH MICHAEL W · CIK 0001279505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941.2901

Underlying: Common Stock · 306.3081 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:54 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 484.9932 $195.88 $95,000.47
Disclosure

SEC source: 0000773840-26-000001 · wk-form4_1767740049.xml · derivative · entry 1

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,262.253

Underlying: Common Stock · 484.9932 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 22:53 UTC
ARNOLD CRAIGDirector
GrantDeferred Compensation (Phantom Shares) · Derivative 306.3081 $195.88 $59,999.63
Disclosure

SEC source: 0001188578-26-000001 · wk-form4_1767739981.xml · derivative · entry 1

ARNOLD CRAIG · CIK 0001188578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355.9238

Underlying: Common Stock · 306.3081 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:19 UTC GrantRestricted Stock Units · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0001183818-26-000003 · wk-form4_1767647988.xml · derivative · entry 2

NOOYI INDRA K · CIK 0001183818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255

Underlying: Common Stock · 255 shares

Expires not disclosed

F3 · derivative.exercise_price: Instrument converts to common stock on a one for one basis.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2026.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2026.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:19 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 306.05 $196.05 $60,001.10
Disclosure

SEC source: 0001183818-26-000003 · wk-form4_1767647988.xml · derivative · entry 1

NOOYI INDRA K · CIK 0001183818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306.05

Underlying: Common Stock · 306.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 21:15 UTC
Hammoud BillalPresident & CEO, BA
GrantRestricted Stock Units · Derivative 4,993 $0.00 $0.00
Disclosure

SEC source: 0001973103-25-000006 · wk-form4_1766092541.xml · derivative · entry 1

Hammoud Billal · CIK 0001973103 · President & CEO, BA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,993

Underlying: Common Stock · 4,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest on December 17, 2028.

F2 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest on December 17, 2028.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 22:06 UTC
Mailloux Robert D.Vice President & Controller
Exercise / conversionRestricted Stock Units · Derivative 2,879 $0.00 $0.00
Disclosure

SEC source: 0000773840-25-000122 · wk-form4_1766009213.xml · derivative · entry 4

Mailloux Robert D. · CIK 0001490146 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,817

Underlying: Common Stock · 2,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 61 additional restricted stock units.

F3 · shares: The Restricted Stock Units held by the Reporting Person were adjusted based on an applicable adjustment factor for the Solstice Advanced Materials spin-off that occurred on October 30, 2025.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest 50%, 25% and 25% on December 16, 2025, December 16, 2026 and December 16, 2027, respectively.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest 50%, 25% and 25% on December 16, 2025, December 16, 2026 and December 16, 2027, respectively.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 61 additional restricted stock units.

F3 · derivative.underlying_shares: The Restricted Stock Units held by the Reporting Person were adjusted based on an applicable adjustment factor for the Solstice Advanced Materials spin-off that occurred on October 30, 2025.

F5 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 22:06 UTC
Mailloux Robert D.Vice President & Controller
Tax withholdingCommon Stock 1,256 $197.73 $248,348.88
Disclosure

SEC source: 0000773840-25-000122 · wk-form4_1766009213.xml · nonDerivative · entry 2

Mailloux Robert D. · CIK 0001490146 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,803

Read SEC document
December 16, 2025 Filed Dec 17, 2025 22:06 UTC
Mailloux Robert D.Vice President & Controller
Exercise / conversionCommon Stock 2,879 Not disclosed Not disclosed
Disclosure

SEC source: 0000773840-25-000122 · wk-form4_1766009213.xml · nonDerivative · entry 1

Mailloux Robert D. · CIK 0001490146 · Vice President & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:33 UTC
ARNOLD CRAIGDirector
GrantRestricted Stock Units · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001188578-25-000005 · wk-form4_1762378406.xml · derivative · entry 2

ARNOLD CRAIG · CIK 0001188578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355

Underlying: Common Stock · 355 shares

Expires not disclosed

F3 · derivative.exercise_price: Instrument converts to common stock on a one for one basis.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2026.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Plan for Non-Employee Directors of Honeywell International Inc. and vest on April 15, 2026.

Read SEC document
November 03, 2025 Filed Nov 5, 2025 21:33 UTC
ARNOLD CRAIGDirector
GrantDeferred Compensation (Phantom Shares) · Derivative 48.67 $199.28 $9,698.96
Disclosure

SEC source: 0001188578-25-000005 · wk-form4_1762378406.xml · derivative · entry 1

ARNOLD CRAIG · CIK 0001188578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48.67

Underlying: Common Stock · 48.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

Read SEC document
October 30, 2025 Filed Oct 30, 2025 12:32 UTC
Lee RoseDirector
Disposition to issuerRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001681150-25-000008 · wk-form4_1761827534.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 580 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.

F2 · derivative.exercise_date: The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.

F2 · derivative.expiration_date: The Restricted Stock Units including all accrued dividends were converted to a Solstice Advanced Materials Inc. award of equivalent value on October 30, 2025. The vesting remains unchanged and all units will vest on April 15, 2026.

Read SEC document
October 28, 2025 Filed Oct 29, 2025 20:16 UTC
West Kenneth JPresident and CEO, ESS
Exercise / conversionRestricted Stock Units · Derivative 2,344 $0.00 $0.00
Disclosure

SEC source: 0000773840-25-000106 · wk-form4_1761768962.xml · derivative · entry 4

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,891

Underlying: Common Stock · 2,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 47 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vested on 10/28/2025.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vested on 10/28/2025.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 47 additional restricted stock units.

F4 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
October 28, 2025 Filed Oct 29, 2025 20:16 UTC
West Kenneth JPresident and CEO, ESS
Tax withholdingCommon Stock 1,092 $214.33 $234,048.36
Disclosure

SEC source: 0000773840-25-000106 · wk-form4_1761768962.xml · nonDerivative · entry 2

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,272

Read SEC document
October 28, 2025 Filed Oct 29, 2025 20:16 UTC
West Kenneth JPresident and CEO, ESS
Exercise / conversionCommon Stock 2,344 Not disclosed Not disclosed
Disclosure

SEC source: 0000773840-25-000106 · wk-form4_1761768962.xml · nonDerivative · entry 1

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
October 13, 2025 Filed Oct 15, 2025 20:16 UTC
LAU PETER JAMESPresident and CEO, IA
GrantRestricted Stock Units · Derivative 2,352 $0.00 $0.00
Disclosure

SEC source: 0001821482-25-000003 · wk-form4_1760559372.xml · derivative · entry 2

LAU PETER JAMES · CIK 0001821482 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,352

Underlying: Common Stock · 2,352 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 776 units vesting on 10/13/27; 776 units vesting on 10/13/28 and 800 units vesting on n 10/13/29.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 776 units vesting on 10/13/27; 776 units vesting on 10/13/28 and 800 units vesting on n 10/13/29.

Read SEC document
October 13, 2025 Filed Oct 15, 2025 20:16 UTC
LAU PETER JAMESPresident and CEO, IA
GrantEmployee Stock Options · Derivative 12,441 $0.00 Strike: $201.93 $0.00
Disclosure

SEC source: 0001821482-25-000003 · wk-form4_1760559372.xml · derivative · entry 1

LAU PETER JAMES · CIK 0001821482 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,441

Underlying: Common Stock · 12,441 shares

Expires 2035-10-12

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 3,110 options vesting on each of 10/13/26; 10/13/27 and 10/13/28; with 3,111 options vesting on 10/13/29.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 23:56 UTC
West Kenneth JPresident and CEO, ESS
Exercise / conversionRestricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0000773840-25-000092 · wk-form4_1759795012.xml · derivative · entry 6

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,822

Underlying: Common Stock · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: Includes the reinvestment of dividend equivalents into 39 additional restricted stock units.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 911 units vesting on each of October 2, 2025, October 2, 2026 and October 2, 2027.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 911 units vesting on each of October 2, 2025, October 2, 2026 and October 2, 2027.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 39 additional restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 23:56 UTC
West Kenneth JPresident and CEO, ESS
Tax withholdingCommon Stock 443 $211.55 $93,716.65
Disclosure

SEC source: 0000773840-25-000092 · wk-form4_1759795012.xml · nonDerivative · entry 2

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,020

Read SEC document
October 02, 2025 Filed Oct 6, 2025 23:56 UTC
West Kenneth JPresident and CEO, ESS
Exercise / conversionCommon Stock 950 Not disclosed Not disclosed
Disclosure

SEC source: 0000773840-25-000092 · wk-form4_1759795012.xml · nonDerivative · entry 1

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:54 UTC
Lee RoseDirector
GrantDeferred Compensation (Phantom Shares) · Derivative 154.6252 $210.18 $32,499.12
Disclosure

SEC source: 0001681150-25-000007 · wk-form4_1759438470.xml · derivative · entry 1

Lee Rose · CIK 0001681150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,974.2361

Underlying: Common Stock · 154.6252 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F1 · derivative.expiration_date: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:53 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 66.6074 $210.18 $13,999.54
Disclosure

SEC source: 0001790630-25-000005 · wk-form4_1759438430.xml · derivative · entry 1

Flint Deborah · CIK 0001790630 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,785.4326

Underlying: Common Stock · 66.6074 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F1 · derivative.expiration_date: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

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October 01, 2025 Filed Oct 2, 2025 20:53 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 160.5778 $210.18 $33,750.24
Disclosure

SEC source: 0001648929-25-000007 · wk-form4_1759438395.xml · derivative · entry 1

Williamson Stephen · CIK 0001648929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676.3872

Underlying: Common Stock · 160.5778 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F1 · derivative.expiration_date: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

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October 01, 2025 Filed Oct 2, 2025 20:52 UTC GrantDeferred Compensation (Phantom Shares) · Derivative 166.5185 $210.18 $34,998.86
Disclosure

SEC source: 0001215356-25-000005 · wk-form4_1759438321.xml · derivative · entry 1

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,220.4789

Underlying: Common Stock · 166.5185 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Compensation (Phantom Shares) are allocated based on the price of Common Stock on the contribution date by dividing the dollar amount of the contribution by the price per share of Common Stock. Common Stock prices are based on the mean of the highest and lowest sales price on the last trading day before the contribution or settlement. Phantom Shares are settled in cash based on the price of Common Stock at settlement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash based on elections by the Reporting Person as permitted under the Plan.

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September 23, 2025 Filed Oct 6, 2025 23:56 UTC
West Kenneth JPresident and CEO, ESS
OtherCommon Stock 3 $209.63 $628.89
Disclosure

SEC source: 0000773840-25-000092 · wk-form4_1759795012.xml · nonDerivative · entry 4

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,020

F2 · kind: These transactions were erroneously executed by a broker managing the Reporting Person's managed investment account and reversed.

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September 18, 2025 Filed Oct 6, 2025 23:56 UTC
West Kenneth JPresident and CEO, ESS
OtherCommon Stock 3 $212.41 $637.23
Disclosure

SEC source: 0000773840-25-000092 · wk-form4_1759795012.xml · nonDerivative · entry 3

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,023

F2 · kind: These transactions were erroneously executed by a broker managing the Reporting Person's managed investment account and reversed.

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August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
Exercise / conversionEmployee Stock Options · Derivative 6,684 $0.00 Strike: $197.68 $0.00
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · derivative · entry 11

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,050

Underlying: Common Stock · 6,684 shares

Expires 2034-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 6,684 options fully vested and 6,683 options vesting on each of February 16, 2026 and February 16, 2027 and 6,684 options vesting on February 16, 2028.

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August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
Exercise / conversionEmployee Stock Options · Derivative 11,903 $0.00 Strike: $199.60 $0.00
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · derivative · entry 10

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,902

Underlying: Common Stock · 11,903 shares

Expires 2033-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 11,903 options fully vested and 5,951 options vesting on each of February 10, 2026 and February 10, 2027.

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August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
Exercise / conversionEmployee Stock Options · Derivative 17,594 $0.00 Strike: $171.73 $0.00
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · derivative · entry 9

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,593

Underlying: Common Stock · 17,594 shares

Expires 2032-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 17,594 options fully vested and 8,796 options vesting on October 3, 2025 and 8,797 options vesting on October 3, 2026.

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August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
SaleCommon Stock 5,968 $221.44 $1,321,556.31
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · nonDerivative · entry 7

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,334

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
SaleCommon Stock 6,684 $221.60 $1,481,198.46
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · nonDerivative · entry 6

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,302

F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.2250 to $$221.9300, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc, any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
Exercise / conversionCommon Stock 6,684 $197.68 $1,321,293.12
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · nonDerivative · entry 5

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
SaleCommon Stock 11,903 $221.60 $2,637,747.65
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · nonDerivative · entry 4

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,302

F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.2250 to $$221.9300, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc, any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
Exercise / conversionCommon Stock 11,903 $199.60 $2,375,838.80
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · nonDerivative · entry 3

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
SaleCommon Stock 17,594 $221.60 $3,898,893.74
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · nonDerivative · entry 2

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,302

F1 · price: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.2250 to $$221.9300, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc, any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 27, 2025 Filed Aug 28, 2025 20:21 UTC
BOLDEA LUCIANPresident and CEO, IA
Exercise / conversionCommon Stock 17,594 $171.73 $3,021,417.62
Disclosure

SEC source: 0001679130-25-000004 · wk-form4_1756412505.xml · nonDerivative · entry 1

BOLDEA LUCIAN · CIK 0001679130 · President and CEO, IA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:50 UTC
Lu Su PingSrVP, General Counsel, CorpSec
Exercise / conversionRestricted Stock Units · Derivative 710 $0.00 $0.00
Disclosure

SEC source: 0001748614-25-000003 · wk-form4_1754340607.xml · derivative · entry 4

Lu Su Ping · CIK 0001748614 · SrVP, General Counsel, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,383

Underlying: Common Stock · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 29 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 681 units vested on August 1, 2025; 681 units vesting on August 1, 2026; and 702 units vesting on August 1, 2027.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 681 units vested on August 1, 2025; 681 units vesting on August 1, 2026; and 702 units vesting on August 1, 2027.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 29 additional restricted stock units.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:50 UTC
Lu Su PingSrVP, General Counsel, CorpSec
Tax withholdingCommon Stock 310 $219.40 $68,014.00
Disclosure

SEC source: 0001748614-25-000003 · wk-form4_1754340607.xml · nonDerivative · entry 2

Lu Su Ping · CIK 0001748614 · SrVP, General Counsel, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,128

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:50 UTC
Lu Su PingSrVP, General Counsel, CorpSec
Exercise / conversionCommon Stock 710 Not disclosed Not disclosed
Disclosure

SEC source: 0001748614-25-000003 · wk-form4_1754340607.xml · nonDerivative · entry 1

Lu Su Ping · CIK 0001748614 · SrVP, General Counsel, CorpSec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:48 UTC
Currier James EPres & CEO, AERO Technologies
Exercise / conversionRestricted Stock Units · Derivative 1,375 $0.00 $0.00
Disclosure

SEC source: 0001986198-25-000004 · wk-form4_1754340492.xml · derivative · entry 4

Currier James E · CIK 0001986198 · Pres & CEO, AERO Technologies

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,679

Underlying: Common Stock · 1,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 56 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 1,319 units vested on August 1, 2025; 1,320 units vesting on August 1, 2026; and 1,359 units vesting on August 1, 2027.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates with 1,319 units vested on August 1, 2025; 1,320 units vesting on August 1, 2026; and 1,359 units vesting on August 1, 2027.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 56 additional restricted stock units.

F4 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:48 UTC
Currier James EPres & CEO, AERO Technologies
Tax withholdingCommon Stock 576 $219.40 $126,374.40
Disclosure

SEC source: 0001986198-25-000004 · wk-form4_1754340492.xml · nonDerivative · entry 2

Currier James E · CIK 0001986198 · Pres & CEO, AERO Technologies

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,468

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:48 UTC
Currier James EPres & CEO, AERO Technologies
Exercise / conversionCommon Stock 1,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001986198-25-000004 · wk-form4_1754340492.xml · nonDerivative · entry 1

Currier James E · CIK 0001986198 · Pres & CEO, AERO Technologies

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:46 UTC
Stepniak MichalSrVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 745 $0.00 $0.00
Disclosure

SEC source: 0002056381-25-000005 · wk-form4_1754340361.xml · derivative · entry 4

Stepniak Michal · CIK 0002056381 · SrVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 30 additional restricted stock units.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 715 units vested on August 1, 2025; 715 units vesting on August 1, 2026 and 737 units vesting on August 1, 2027.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 715 units vested on August 1, 2025; 715 units vesting on August 1, 2026 and 737 units vesting on August 1, 2027.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 30 additional restricted stock units.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:46 UTC
Stepniak MichalSrVP & Chief Financial Officer
Tax withholdingCommon Stock 326 $219.40 $71,524.40
Disclosure

SEC source: 0002056381-25-000005 · wk-form4_1754340361.xml · nonDerivative · entry 2

Stepniak Michal · CIK 0002056381 · SrVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 766

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:46 UTC
Stepniak MichalSrVP & Chief Financial Officer
Exercise / conversionCommon Stock 745 Not disclosed Not disclosed
Disclosure

SEC source: 0002056381-25-000005 · wk-form4_1754340361.xml · nonDerivative · entry 1

Stepniak Michal · CIK 0002056381 · SrVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

Read SEC document
August 01, 2025 Filed Aug 4, 2025 20:03 UTC
West Kenneth JPresident and CEO, ESS
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 1,946 $0.00 Strike: $180.92 $0.00
Disclosure

SEC source: 0002004222-25-000006 · wk-form4_1754337813.xml · derivative · entry 8

West Kenneth J · CIK 0002004222 · President and CEO, ESS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,946 shares

Expires 2030-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan with all units fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.