HON

SEC source: 0000950117-20-000092 · cfp_24589.xml · derivative · entry 2

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 14, 2022, February 14, 2024 and February 14, 2026, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 14, 2022, February 14, 2024 and February 14, 2026, respectively.

SEC source: 0000950117-20-000092 · cfp_24589.xml · derivative · entry 1

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,200

Underlying: Common Stock · 57,200 shares

Expires 2030-02-13

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/14/2021.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/14/2021.

SEC source: 0000950117-20-000090 · cfp_24583.xml · derivative · entry 2

Madden Anne T · CIK 0001684059 · SrVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 14, 2022, February 14, 2024 and February 14, 2026, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 14, 2022, February 14, 2024 and February 14, 2026, respectively.

SEC source: 0000950117-20-000090 · cfp_24583.xml · derivative · entry 1

Madden Anne T · CIK 0001684059 · SrVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,200

Underlying: Common Stock · 70,200 shares

Expires 2030-02-13

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on February 14, 2021.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on February 14, 2021.

SEC source: 0000950117-20-000091 · cfp_24585.xml · derivative · entry 2

Gautam Rajeev · CIK 0001671688 · President and CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 14, 2022, February 14, 2024 and February 14, 2026, respectively.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest 33%, 33% and 34% on each of February 14, 2022, February 14, 2024 and February 14, 2026, respectively.

SEC source: 0000950117-20-000091 · cfp_24585.xml · derivative · entry 1

Gautam Rajeev · CIK 0001671688 · President and CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,600

Underlying: Common Stock · 68,600 shares

Expires 2030-02-13

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/14/2021.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/14/2021.

SEC source: 0000950117-20-000089 · cfp_24586.xml · derivative · entry 3

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock · 1,313 shares

Expires 2021-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on April 1, 2012.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · balance_after: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000089 · cfp_24586.xml · nonDerivative · entry 2

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,508

SEC source: 0000950117-20-000089 · cfp_24586.xml · nonDerivative · entry 1

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2019.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000078 · cfp_24599.xml · nonDerivative · entry 1

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,915

F1 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2017-2019, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0000950117-20-000077 · cfp_24600.xml · nonDerivative · entry 1

Dallara Que · CIK 0001756652 · President & CEO, HCE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,438

F1 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2017-2019, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0000950117-20-000076 · cfp_24598.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,154

F1 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2017-2019, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0000950117-20-000075 · cfp_24597.xml · nonDerivative · entry 1

Adamczyk Darius · CIK 0001605056 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,549

F1 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2017-2019, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0000950117-20-000074 · cfp_24596.xml · nonDerivative · entry 1

Gautam Rajeev · CIK 0001671688 · President and CEO, PMT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,307

F1 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2017-2019, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0000950117-20-000060 · cfp_24584.xml · nonDerivative · entry 1

Madsen Michael R · CIK 0001791846 · President & CEO, Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,994

F1 · kind: Disposition of 50% of the shares in respect of which the reporting person previously held power of attorney (the "POA Shares"). Upon the death of the family member in 2019, the affected shares became part of the deceased family member's estate, and were subsequently divided 50/50 between Mr. Madsen and his sibling.

SEC source: 0000950117-20-000057 · cfp_24582.xml · derivative · entry 6

HOLLICK CLIVE R · CIK 0001136549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,072 shares

Expires 2020-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Non-Employee Director Plan of Honeywell International Inc. and vested in four equal annual installments, with the first installment vesting on April 1, 2013.

SEC source: 0000950117-20-000057 · cfp_24582.xml · derivative · entry 5

HOLLICK CLIVE R · CIK 0001136549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Non-Employee Director Plan of Honeywell International Inc. and vested in four equal annual installments, with the first installment vesting on April 1, 2012.

SEC source: 0000950117-20-000057 · cfp_24582.xml · derivative · entry 4

HOLLICK CLIVE R · CIK 0001136549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,250 shares

Expires 2020-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F2 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Non-Employee Director Plan of Honeywell International Inc. and vested in four equal annual installments, with the first installment vesting on April 1, 2011.

F1 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000057 · cfp_24582.xml · nonDerivative · entry 3

HOLLICK CLIVE R · CIK 0001136549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000057 · cfp_24582.xml · nonDerivative · entry 2

HOLLICK CLIVE R · CIK 0001136549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000057 · cfp_24582.xml · nonDerivative · entry 1

HOLLICK CLIVE R · CIK 0001136549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000036 · cfp_24581.xml · derivative · entry 7

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838

Underlying: Common Stock · 885 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F6 · shares: Includes the reinvestment of dividend equivalents into 51 additional restricted stock units.

F7 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on January 13, 2020 and January 13, 2022.

F7 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on January 13, 2020 and January 13, 2022.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F6 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 51 additional restricted stock units.

F3 · balance_after: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

SEC source: 0000950117-20-000036 · cfp_24581.xml · derivative · entry 6

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 111 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F5 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on January 15, 2018, January 14, 2019 and January 13, 2020.

F5 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on January 15, 2018, January 14, 2019 and January 13, 2020.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 111 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000036 · cfp_24581.xml · nonDerivative · entry 4

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,672

SEC source: 0000950117-20-000036 · cfp_24581.xml · nonDerivative · entry 3

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0000950117-20-000036 · cfp_24581.xml · nonDerivative · entry 2

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,187

SEC source: 0000950117-20-000036 · cfp_24581.xml · nonDerivative · entry 1

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0000950117-20-000023 · cfp_24576.xml · derivative · entry 1

Gregg Judd A. · CIK 0001514445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,454.285

Underlying: Common Stock · 427.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000027 · cfp_24578.xml · derivative · entry 1

Paz George · CIK 0001235682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,524.238

Underlying: Common Stock · 338.983 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000028 · cfp_24569.xml · derivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,269.44

Underlying: Common Stock · 501.412 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000026 · cfp_24580.xml · derivative · entry 1

Lieblein Grace · CIK 0001564342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,573.921

Underlying: Common Stock · 338.983 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000025 · cfp_24577.xml · derivative · entry 1

Flint Deborah · CIK 0001790630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567.295

Underlying: Common Stock · 480.226 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000024 · cfp_24574.xml · derivative · entry 1

HOLLICK CLIVE R · CIK 0001136549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,969.625

Underlying: Common Stock · 338.983 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000021 · cfp_24572.xml · derivative · entry 1

DAVIS D SCOTT · CIK 0001227733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,871.083

Underlying: Common Stock · 338.983 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000022 · cfp_24579.xml · derivative · entry 1

Deily Linnet F · CIK 0001344863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,938.962

Underlying: Common Stock · 338.983 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000020 · cfp_24575.xml · derivative · entry 1

Pardo Jaime Chico · CIK 0001070785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,938.153

Underlying: Common Stock · 338.983 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000018 · cfp_24571.xml · derivative · entry 1

AYER WILLIAM S · CIK 0001188789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186.439

Underlying: Common Stock · 338.983 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000019 · cfp_24573.xml · derivative · entry 1

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,829.575

Underlying: Common Stock · 338.983 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000017 · cfp_24570.xml · derivative · entry 1

ANGOVE DUNCAN · CIK 0001215356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,711.314

Underlying: Common Stock · 494.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · kind: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and will be settled in cash upon termination or retirement.

SEC source: 0000950117-20-000163 · cfp_24627.xml · derivative · entry 1

Washington Robin L · CIK 0001327145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,944.479

Underlying: Common Stock · 2,324.956 shares

Expires not disclosed

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · date: Settlement occurred pursuant to elections made by the Reporting Person in December 2016 and December 2017; the shares settled on January 2, 2020 at $180.79 per share.

F3 · price: Settlement occurred pursuant to elections made by the Reporting Person in December 2016 and December 2017; the shares settled on January 2, 2020 at $180.79 per share.

F2 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and settle in cash based on elections by the Reporting Person as permitted under the Plan.

F2 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and settle in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0000950117-20-000226 · cfp_24652.xml · derivative · entry 3

Lieblein Grace · CIK 0001564342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,358.0083

Underlying: Common Stock · 215.92 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F5 · date: Settlement occurred pursuant to elections made by the Reporting Person in December 2015; the shares settled on January 2, 2020 at $180.79 per share.

F5 · price: Settlement occurred pursuant to elections made by the Reporting Person in December 2015; the shares settled on January 2, 2020 at $180.79 per share.

F4 · derivative.exercise_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and settle in cash based on elections by the Reporting Person as permitted under the Plan.

F4 · derivative.expiration_date: Phantom shares are accrued under the Deferred Compensation Plan for Non-Employee Directors and settle in cash based on elections by the Reporting Person as permitted under the Plan.

SEC source: 0000950117-19-000385 · cfp_24568.xml · derivative · entry 4

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,901

Underlying: Common Stock · 2,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 74 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F5 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on December 26, 2019, December 26, 2021 and December 26, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on December 26, 2019, December 26, 2021 and December 26, 2023.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 74 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · balance_after: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

SEC source: 0000950117-19-000385 · cfp_24568.xml · nonDerivative · entry 2

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,160

SEC source: 0000950117-19-000385 · cfp_24568.xml · nonDerivative · entry 1

Dallara Que · CIK 0001756652 · Pres/CEO-Connected Enterprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0000950117-19-000373 · cfp_24567.xml · derivative · entry 2

AYER WILLIAM S · CIK 0001188789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,493 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · shares: Includes the reinvestment of dividend equivalents into 340 additional restricted stock units.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2006 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on December 12, 2019.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2006 Stock Plan for Non-Employee Directors of Honeywell International Inc. with all units vesting on December 12, 2019.

F2 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 340 additional restricted stock units.

SEC source: 0000950117-19-000373 · cfp_24567.xml · nonDerivative · entry 1

AYER WILLIAM S · CIK 0001188789 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0000950117-19-000351 · cfp_24566.xml · derivative · entry 3

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,624 shares

Expires 2020-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.exercise_date: The Employee Stock Options were granted under the 2006 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on April 1, 2011.

F2 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-19-000351 · cfp_24566.xml · nonDerivative · entry 2

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,922

SEC source: 0000950117-19-000351 · cfp_24566.xml · nonDerivative · entry 1

BURKE KEVIN · CIK 0001232006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2019.

F2 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-19-000341 · cfp_24562.xml · nonDerivative · entry 1

Waldron John F. · CIK 0001680866 · President & CEO, SPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,226