James Mark R.

SEC source: 0000950142-26-001797 · es260793648_4-james.xml · derivative · entry 1

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Common Stock · 1,452 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

SEC source: 0000950142-26-001786 · es260793659_4-james.xml · derivative · entry 1

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,984

Underlying: Class A Common Stock · 40,984 shares

Expires 2036-06-11

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on June 11, 2027 and on the first, second, and third anniversaries thereof.

SEC source: 0000950142-26-000173 · es260725870_4-james.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,055

F1 · price: On January 12, 2026, CompoSecure, Inc. (the "Issuer") completed its previously announced combination with Husky Technologies Limited, including the acquisition by certain investors of shares of the Issuer's Class A common stock, par value $0.0001 per share, for $18.50 per share, pursuant to those certain Purchase Agreements dated November 2, 2025.

SEC source: 0000950142-25-001538 · es250635068_4-james.xml · derivative · entry 1

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,603

Underlying: Common Stock · 5,603 shares

Expires 2035-05-28

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on May 28, 2026 and on the first, second and third anniversaries thereof.

SEC source: 0001823144-25-000031 · wk-form4_1748619763.xml · derivative · entry 1

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,074

Underlying: Class A Common Stock · 21,074 shares

Expires 2035-05-28

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each on May 28, 2026, and on the first, second, and third anniversaries thereof.

SEC source: 0000950142-25-000624 · es250598059_4-james.xml · derivative · entry 3

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Common Stock · 2,064 shares

Expires 2035-02-28

F2 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on February 28, 2026 and on the first, second and third anniversaries thereof.

SEC source: 0000950142-25-000624 · es250598059_4-james.xml · nonDerivative · entry 2

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tammy James Revocable Trust-Mark & Tammy James TTEES

Disclosed balance after: 1,787

F1 · price: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

SEC source: 0000950142-25-000624 · es250598059_4-james.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mark R James Revocable Trust

Disclosed balance after: 1,797

F1 · price: This acquisition is the result of the consummation on February 28, 2025 of the distribution of 100% of the shares of common stock of Resolute Holdings Management, Inc. by CompoSecure, Inc. ("CompoSecure") to holders of Class A common stock of CompoSecure on a pro rata basis. This transaction is voluntarily reported notwithstanding the exemption provided by Rule 16a-9.

SEC source: 0001104659-24-106053 · tm2425514-7_4seq1.xml · derivative · entry 2

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,894

Underlying: Class A Common Stock · 27,894 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

SEC source: 0001104659-24-106053 · tm2425514-7_4seq1.xml · derivative · entry 1

James Mark R. · CIK 0001417954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,596

Underlying: Class A Common Stock · 18,596 shares

Expires 2034-10-01

F1 · derivative.exercise_date: The Stock Options will vest in equal annual installments of 25% each, on October 1, 2025 and on the first, second and third anniversaries thereof.

SEC source: 0000950117-20-000130 · cfp_24618.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,197

SEC source: 0000950117-20-000123 · cfp_24614.xml · derivative · entry 4

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 2,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 92 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on February 27, 2020, February 27, 2022 and February 27, 2024.

F4 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on February 27, 2020, February 27, 2022 and February 27, 2024.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · balance_after: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F5 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

SEC source: 0000950117-20-000123 · cfp_24614.xml · nonDerivative · entry 2

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,449

SEC source: 0000950117-20-000123 · cfp_24614.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0000950117-20-000108 · cfp_24604.xml · derivative · entry 7

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,797 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.exercise_date: The Employee Stock Options were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2014.

SEC source: 0000950117-20-000108 · cfp_24604.xml · derivative · entry 6

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,797 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F1 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F2 · derivative.exercise_date: The Employee Stock Options were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on 2/29/2013.

SEC source: 0000950117-20-000108 · cfp_24604.xml · nonDerivative · entry 4

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,970

F3 · price: This transaction was executed in multiple trades at prices ranging from $179.09 to $182.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000950117-20-000108 · cfp_24604.xml · nonDerivative · entry 3

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000108 · cfp_24604.xml · nonDerivative · entry 2

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,810

F3 · price: This transaction was executed in multiple trades at prices ranging from $179.09 to $182.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0000950117-20-000108 · cfp_24604.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-20-000076 · cfp_24598.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,154

F1 · shares: Shares of common stock acquired pursuant to Performance Stock Units ("PSU") for the performance period 2017-2019, including dividend equivalents. One-half of the PSUs awarded to the reporting person were settled in cash and did not result in the acquisition of beneficial ownership.

SEC source: 0000950117-19-000261 · cfp_24551.xml · derivative · entry 4

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,340

Underlying: Common Stock · 13,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target.

F1 · shares: Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target.

F2 · shares: The Performance-Based Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · shares: Includes the reinvestment of dividend equivalents into 786 additional shares.

F1 · derivative.exercise_date: Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target.

F1 · derivative.expiration_date: Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target.

F1 · derivative.underlying_shares: Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target.

F2 · derivative.underlying_shares: The Performance-Based Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 786 additional shares.

F2 · balance_after: The Performance-Based Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · balance_after: Excludes the reinvestment of dividend equivalents during the performance period and vesting period.

SEC source: 0000950117-19-000261 · cfp_24551.xml · nonDerivative · entry 2

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,975

SEC source: 0000950117-19-000261 · cfp_24551.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target.

F2 · shares: The Performance-Based Restricted Stock Units were adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F3 · shares: Includes the reinvestment of dividend equivalents into 786 additional shares.

F1 · price: Acquired pursuant to the settlement of Performance-Based Restricted Stock Units granted on July 29, 2016 under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates. The performance period of the Performance-Based Restricted Stock Units ended on July 31, 2019, and the shares vest in three installments on each of July 31, 2019, July 31, 2021 and July 31, 2023. As a result of Honeywell's cumulative Total Shareholder Return (TSR) for the 3-year performance period (August 1, 2016 - July 31, 2019) relative to its compensation peer group, the Performance-Based Restricted Stock Units were earned at 200% of target.

SEC source: 0000950117-19-000230 · cfp_24534.xml · derivative · entry 7

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,217

Underlying: Common Stock · 8,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · shares: Includes the reinvestment of dividend equivalents into 862 additional restricted stock units.

F7 · derivative.exercise_date: The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three installments on each of July 25, 2017, July 25, 2019 and July 25, 2021, subject to a maximum up or down adjustment of 30% based on Honeywell's total shareowner return (TSR) relative to its compensation peer group of companies over both a 1-year period (August 1, 2014 to July 31, 2015) and 30-month period (July 1, 2014 to December 31, 2016).

F7 · derivative.expiration_date: The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three installments on each of July 25, 2017, July 25, 2019 and July 25, 2021, subject to a maximum up or down adjustment of 30% based on Honeywell's total shareowner return (TSR) relative to its compensation peer group of companies over both a 1-year period (August 1, 2014 to July 31, 2015) and 30-month period (July 1, 2014 to December 31, 2016).

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F4 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 862 additional restricted stock units.

F3 · balance_after: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F5 · balance_after: Excludes reinvestment of dividend equivalents during the vesting period.

SEC source: 0000950117-19-000230 · cfp_24534.xml · derivative · entry 6

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,793 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

F6 · derivative.exercise_date: The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three installments on each of July 25, 2015, July 25, 2017 and July 25, 2019, subject to a maximum up or down adjustment of 30% based on Honeywell's total shareowner return (TSR) relative to its compensation peer group of companies over both a 1-year period (August 1, 2012 to July 31, 2013) and 30-month period (July 1, 2012 to December 31, 2014).

F6 · derivative.expiration_date: The Restricted Stock Units were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in three installments on each of July 25, 2015, July 25, 2017 and July 25, 2019, subject to a maximum up or down adjustment of 30% based on Honeywell's total shareowner return (TSR) relative to its compensation peer group of companies over both a 1-year period (August 1, 2012 to July 31, 2013) and 30-month period (July 1, 2012 to December 31, 2014).

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,793 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.

SEC source: 0000950117-19-000230 · cfp_24534.xml · nonDerivative · entry 4

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,641

SEC source: 0000950117-19-000230 · cfp_24534.xml · nonDerivative · entry 3

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0000950117-19-000230 · cfp_24534.xml · nonDerivative · entry 2

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,757

SEC source: 0000950117-19-000230 · cfp_24534.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Instrument converts to common stock on a one-for-one basis.

SEC source: 0000950117-19-000084 · cfp_24470.xml · derivative · entry 2

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 3,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 26, 2021, February 26, 2023 and February 26, 2025.

SEC source: 0000950117-19-000084 · cfp_24470.xml · derivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Security & Comms

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2029-02-25

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/26/2020.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/26/2020.

SEC source: 0000950117-18-000067 · cfp_24349.xml · derivative · entry 2

James Mark R. · CIK 0001417954 · SVP-HR Procur & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024.

F3 · derivative.expiration_date: The Restricted Stock Units were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and will vest in three equal installments on each of February 27 2020, February 27, 2022 and February 27, 2024.

SEC source: 0000950117-18-000067 · cfp_24349.xml · derivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Procur & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,600

Underlying: Common Stock · 49,600 shares

Expires 2028-02-26

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/27/2019.

SEC source: 0000950117-17-000490 · cfp_24310.xml · derivative · entry 7

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,796 shares

Expires 2017-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F4 · shares: Includes the reinvestment of dividend equivalents into 402 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F4 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 402 additional restricted stock units.

SEC source: 0000950117-17-000490 · cfp_24310.xml · derivative · entry 6

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,981 shares

Expires 2017-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 2,012 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 2,012 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

SEC source: 0000950117-17-000490 · cfp_24310.xml · nonDerivative · entry 4

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,445

SEC source: 0000950117-17-000490 · cfp_24310.xml · nonDerivative · entry 3

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-17-000490 · cfp_24310.xml · nonDerivative · entry 2

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,074

SEC source: 0000950117-17-000490 · cfp_24310.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-17-000409 · cfp_24282.xml · derivative · entry 7

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,499

Underlying: Common Stock · 8,127 shares

Expires 2017-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F4 · shares: Includes the reinvestment of dividend equivalents into 494 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F4 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 494 additional restricted stock units.

SEC source: 0000950117-17-000409 · cfp_24282.xml · derivative · entry 6

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,943

Underlying: Common Stock · 11,805 shares

Expires 2017-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Instrument converts to common stock on a one-for-one basis.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,185 additional restricted stock units.

F3 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,185 additional restricted stock units.

F3 · derivative.underlying_shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

SEC source: 0000950117-17-000409 · cfp_24282.xml · nonDerivative · entry 4

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,166

SEC source: 0000950117-17-000409 · cfp_24282.xml · nonDerivative · entry 3

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-17-000409 · cfp_24282.xml · nonDerivative · entry 2

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,178

SEC source: 0000950117-17-000409 · cfp_24282.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-17-000297 · cfp_24244.xml · derivative · entry 4

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160,915 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

F2 · shares: All options and restricted stock units held by the Reporting Person have been adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016.

SEC source: 0000950117-17-000297 · cfp_24244.xml · nonDerivative · entry 2

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,385

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.40 to $130.59, inclusive. The reporting person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000950117-17-000297 · cfp_24244.xml · nonDerivative · entry 1

James Mark R. · CIK 0001417954 · SVP HR, Comm & Procur

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950117-17-000135 · cfp_24193.xml · derivative · entry 1

James Mark R. · CIK 0001417954 · SVP-HR Procur & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Stock · 92,000 shares

Expires 2027-02-27

F1 · kind: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/28/2018.

F1 · derivative.exercise_date: The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on 2/28/2018.