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HARLEY-DAVIDSON, INC.

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810
SEC CIK
0000793952
Parsed reports
497

Last 12 months

Inside the activity.

6 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202611
Mar 202621
Apr 202600
May 202602
Jun 202601
Jul 202611
Aug 202621
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2017 Filed Feb 7, 2017 02:33 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionCommon Stock 2,033 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002478 · doc4.xml · nonDerivative · entry 5

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionRestricted Stock Units · Derivative 478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · derivative · entry 10

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

Underlying: Common Stock · 478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Tax withholdingCommon Stock 226 $56.45 $12,757.70
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · nonDerivative · entry 6

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645.2223

F1 · balance_after: On 2/2/2017, 852 restricted stock units vested; on 2/3/2017, 522 restricted stock units vested; on 2/4/2017, 467 restricted stock units vested. 941 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 911 shares are now reflected as common stock.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionCommon Stock 478 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · nonDerivative · entry 5

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,871.2223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · derivative · entry 11

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,750

Underlying: Common Stock · 3,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Tax withholdingCommon Stock 1,702 $56.45 $96,077.90
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · nonDerivative · entry 6

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,199

F1 · balance_after: On 2/2/2017, 13,158 restricted stock units vested; on 2/3/2017, 7,875 restricted stock units vested; on 2/4/2017, 3,430 restricted stock units vested. A total of 12,162 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,291 shares are now reflected as common stock.

Read SEC document
February 04, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionCommon Stock 3,430 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · nonDerivative · entry 5

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionRestricted Stock Units · Derivative 1,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002482 · doc4.xml · derivative · entry 9

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,767

Underlying: Common Stock · 1,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Tax withholdingCommon Stock 382 $56.45 $21,563.90
Disclosure

SEC source: 0001225208-17-002482 · doc4.xml · nonDerivative · entry 4

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,384

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionCommon Stock 1,092 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002482 · doc4.xml · nonDerivative · entry 3

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Rocker TchernaviaVP-Human Resources
Exercise / conversionRestricted Stock Units · Derivative 683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002485 · doc4.xml · derivative · entry 9

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,889

Underlying: Common Stock · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Rocker TchernaviaVP-Human Resources
Tax withholdingCommon Stock 276 $56.45 $15,580.20
Disclosure

SEC source: 0001225208-17-002485 · doc4.xml · nonDerivative · entry 4

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Rocker TchernaviaVP-Human Resources
Exercise / conversionCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002485 · doc4.xml · nonDerivative · entry 3

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Olin John ASVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 2,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002483 · doc4.xml · derivative · entry 9

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,103

Underlying: Common Stock · 2,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Olin John ASVP & CFO
Tax withholdingCommon Stock 1,253 $56.45 $70,731.85
Disclosure

SEC source: 0001225208-17-002483 · doc4.xml · nonDerivative · entry 4

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,713

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Olin John ASVP & CFO
Exercise / conversionCommon Stock 2,651 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002483 · doc4.xml · nonDerivative · entry 3

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002484 · doc4.xml · derivative · entry 9

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,459

Underlying: Common Stock · 438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
KORNETZKE MARK RChief Accounting Officer
Tax withholdingCommon Stock 177 $56.45 $9,991.65
Disclosure

SEC source: 0001225208-17-002484 · doc4.xml · nonDerivative · entry 4

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002484 · doc4.xml · nonDerivative · entry 3

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Jones Paul JVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002481 · doc4.xml · derivative · entry 9

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,285

Underlying: Common Stock · 1,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Jones Paul JVP & Chief Legal Officer
Tax withholdingCommon Stock 504 $56.45 $28,450.80
Disclosure

SEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 4

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Jones Paul JVP & Chief Legal Officer
Exercise / conversionCommon Stock 1,444 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 3

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Cummings SeanSVP, Global Demand
Exercise / conversionRestricted Stock Units · Derivative 735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002480 · doc4.xml · derivative · entry 7

Cummings Sean · CIK 0001640083 · SVP, Global Demand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,126

Underlying: Common Stock · 735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Cummings SeanSVP, Global Demand
Tax withholdingCommon Stock 251 $56.45 $14,168.95
Disclosure

SEC source: 0001225208-17-002480 · doc4.xml · nonDerivative · entry 4

Cummings Sean · CIK 0001640083 · SVP, Global Demand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,959

F1 · balance_after: On 2/2/2017, 1,721 restricted stock units vested; on 2/3/2017, 735 restricted stock units vested. A total of 935 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,521 shares are now reflected as common stock.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
Cummings SeanSVP, Global Demand
Exercise / conversionCommon Stock 735 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002480 · doc4.xml · nonDerivative · entry 3

Cummings Sean · CIK 0001640083 · SVP, Global Demand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionRestricted Stock Units · Derivative 2,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002478 · doc4.xml · derivative · entry 9

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,117

Underlying: Common Stock · 2,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
HUND LAWRENCE GPresident-HDFS
Tax withholdingCommon Stock 946 $56.45 $53,401.70
Disclosure

SEC source: 0001225208-17-002478 · doc4.xml · nonDerivative · entry 4

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,509

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
HUND LAWRENCE GPresident-HDFS
Exercise / conversionCommon Stock 2,182 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002478 · doc4.xml · nonDerivative · entry 3

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionRestricted Stock Units · Derivative 522 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · derivative · entry 9

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612

Underlying: Common Stock · 522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Tax withholdingCommon Stock 247 $56.45 $13,943.15
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · nonDerivative · entry 4

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,393.2223

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
BISCHMANN JOANNE MVice President, Communications
Exercise / conversionCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002479 · doc4.xml · nonDerivative · entry 3

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640.2223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 7,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · derivative · entry 10

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,180

Underlying: Common Stock · 7,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Tax withholdingCommon Stock 3,907 $56.45 $220,550.15
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · nonDerivative · entry 4

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,471

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February 03, 2017 Filed Feb 7, 2017 02:33 UTC
LEVATICH MATTHEW SDirector · President & CEO
Exercise / conversionCommon Stock 7,875 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002477 · doc4.xml · nonDerivative · entry 3

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionRestricted Stock Units · Derivative 2,676 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002482 · doc4.xml · derivative · entry 8

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,859

Underlying: Common Stock · 2,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

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February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Tax withholdingCommon Stock 1,002 $56.25 $56,362.50
Disclosure

SEC source: 0001225208-17-002482 · doc4.xml · nonDerivative · entry 2

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,674

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Kumbier MichelleSVP, Motor Co. Product & Ops
Exercise / conversionCommon Stock 2,676 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002482 · doc4.xml · nonDerivative · entry 1

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Rocker TchernaviaVP-Human Resources
Exercise / conversionRestricted Stock Units · Derivative 903 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002485 · doc4.xml · derivative · entry 8

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,572

Underlying: Common Stock · 903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

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February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Rocker TchernaviaVP-Human Resources
Tax withholdingCommon Stock 364 $56.25 $20,475.00
Disclosure

SEC source: 0001225208-17-002485 · doc4.xml · nonDerivative · entry 2

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Rocker TchernaviaVP-Human Resources
Exercise / conversionCommon Stock 903 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002485 · doc4.xml · nonDerivative · entry 1

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Olin John ASVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 4,361 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002483 · doc4.xml · derivative · entry 8

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,754

Underlying: Common Stock · 4,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

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February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Olin John ASVP & CFO
Tax withholdingCommon Stock 2,221 $56.25 $124,931.25
Disclosure

SEC source: 0001225208-17-002483 · doc4.xml · nonDerivative · entry 2

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,315

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Olin John ASVP & CFO
Exercise / conversionCommon Stock 4,361 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002483 · doc4.xml · nonDerivative · entry 1

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002484 · doc4.xml · derivative · entry 8

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,897

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
KORNETZKE MARK RChief Accounting Officer
Tax withholdingCommon Stock 228 $56.25 $12,825.00
Disclosure

SEC source: 0001225208-17-002484 · doc4.xml · nonDerivative · entry 2

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
KORNETZKE MARK RChief Accounting Officer
Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002484 · doc4.xml · nonDerivative · entry 1

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Jones Paul JVP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,528 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002481 · doc4.xml · derivative · entry 8

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,729

Underlying: Common Stock · 2,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Jones Paul JVP & Chief Legal Officer
Tax withholdingCommon Stock 953 $56.25 $53,606.25
Disclosure

SEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 2

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Jones Paul JVP & Chief Legal Officer
Exercise / conversionCommon Stock 2,528 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 1

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 02:33 UTC
Cummings SeanSVP, Global Demand
Exercise / conversionRestricted Stock Units · Derivative 1,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-17-002480 · doc4.xml · derivative · entry 6

Cummings Sean · CIK 0001640083 · SVP, Global Demand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,861

Underlying: Common Stock · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.