HOG

SEC source: 0001225208-20-010474 · doc4.xml · nonDerivative · entry 1

Thomas James Darrell · CIK 0001818678 · VP - Interim CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-014203 · doc4.xml · derivative · entry 6

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested.

SEC source: 0001225208-20-014203 · doc4.xml · nonDerivative · entry 2

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

SEC source: 0001225208-20-014203 · doc4.xml · nonDerivative · entry 1

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-010432 · doc4.xml · derivative · entry 4

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2021-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-010432 · doc4.xml · nonDerivative · entry 2

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,102

SEC source: 0001225208-21-010432 · doc4.xml · nonDerivative · entry 1

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-010126 · doc4.xml · derivative · entry 1

Golston Allan C. · CIK 0001509370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,440.363

Underlying: Common Stock · 1,696.17 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-010124 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,550.007

Underlying: Common Stock · 3,244.68 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-010125 · doc4.xml · derivative · entry 1

Niccol Brian R · CIK 0001628588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,896.491

Underlying: Common Stock · 3,244.68 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-010047 · doc4.xml · derivative · entry 4

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,269

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-20-010047 · doc4.xml · nonDerivative · entry 2

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

SEC source: 0001225208-20-010047 · doc4.xml · nonDerivative · entry 1

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-008240 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,301.1

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-008239 · doc4.xml · derivative · entry 1

Niccol Brian R · CIK 0001628588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,628.981

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-20-008238 · doc4.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,796.114

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-008237 · doc4.xml · derivative · entry 2

LEVINSON SARA L · CIK 0001243090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,473.159

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-20-008236 · doc4.xml · derivative · entry 1

Golston Allan C. · CIK 0001509370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,726.071

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-20-008235 · doc4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,243.267

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-008234 · doc4.xml · derivative · entry 2

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,612.586

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-20-008233 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,301.1

Underlying: Common Stock · 5,301.1 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-007812 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director · Chairman and Acting President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,470.014

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.445 to $19.555 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001225208-20-007811 · doc4.xml · nonDerivative · entry 1

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,557

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.98 to $19.03 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001225208-20-007517 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,676.014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-007517 · doc4.xml · nonDerivative · entry 1

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,867.1668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-007515 · doc4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,942.167

Underlying: Common Stock · 3,676.014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

SEC source: 0001225208-20-007515 · doc4.xml · nonDerivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676.014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-007516 · doc4.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,495.014

Underlying: Common Stock · 3,676.014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes shares of Common Stock acquired through automatic reinvestment of dividends.

SEC source: 0001225208-20-007516 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,339.014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-007514 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,676.014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-007514 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,065.0158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-007513 · doc4.xml · derivative · entry 4

ZEITZ JOCHEN · CIK 0001409291 · Director · Chairman and Acting President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,676.014 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F3 · derivative.exercise_price: 1-for-1

F4 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-20-007513 · doc4.xml · nonDerivative · entry 3

ZEITZ JOCHEN · CIK 0001409291 · Director · Chairman and Acting President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,450.014

SEC source: 0001225208-20-007513 · doc4.xml · nonDerivative · entry 2

ZEITZ JOCHEN · CIK 0001409291 · Director · Chairman and Acting President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,526.014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-20-007513 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director · Chairman and Acting President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,850

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.08 to $21.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001225208-20-007221 · doc4.xml · derivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director · Chairman and Acting President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,403

Underlying: Common Stock · 102,250 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first anniversary of grant date. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first anniversary of grant date. Units are subject to forfeiture until vested.

SEC source: 0001225208-20-006946 · doc4.xml · derivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director · Chairman and Acting President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,153

Underlying: Common Stock · 123,153 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first anniversary of grant date. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first anniversary of grant date. Units are subject to forfeiture until vested.

SEC source: 0001225208-20-006944 · doc4.xml · derivative · entry 3

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,850

Underlying: Common Stock · 4,106 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested.

SEC source: 0001225208-20-001882 · doc4.xml · nonDerivative · entry 2

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,962

SEC source: 0001225208-20-001882 · doc4.xml · nonDerivative · entry 1

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,076

F1 · shares: Represents the settlement of performance share units.

SEC source: 0001225208-20-001884 · doc4.xml · nonDerivative · entry 2

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,057

SEC source: 0001225208-20-001884 · doc4.xml · nonDerivative · entry 1

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,487

F1 · shares: Represents the settlement of performance share units.

SEC source: 0001225208-20-001883 · doc4.xml · nonDerivative · entry 2

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,454

SEC source: 0001225208-20-001883 · doc4.xml · nonDerivative · entry 1

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,867

F1 · shares: Represents the settlement of performance share units.

SEC source: 0001225208-20-001881 · doc4.xml · nonDerivative · entry 2

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,745

SEC source: 0001225208-20-001881 · doc4.xml · nonDerivative · entry 1

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,633

F1 · shares: Represents the settlement of performance share units.

SEC source: 0001225208-20-001857 · doc4.xml · derivative · entry 3

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,113

Underlying: Common Stock · 16,367 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/5/20 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/5/20 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-20-001855 · doc4.xml · derivative · entry 3

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,026

Underlying: Common Stock · 17,929 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/5/20 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/5/20 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-20-001856 · doc4.xml · derivative · entry 3

LEVATICH MATTHEW S · CIK 0001385208 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,038

Underlying: Common Stock · 59,082 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/5/20 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/5/20 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-20-001854 · doc4.xml · derivative · entry 3

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,341

Underlying: Common Stock · 19,763 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/5/20 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/5/20 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.