HOG

SEC source: 0001225208-21-011006 · doc4.xml · derivative · entry 4

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-011006 · doc4.xml · nonDerivative · entry 2

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,584

SEC source: 0001225208-21-011006 · doc4.xml · nonDerivative · entry 1

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-011005 · doc4.xml · derivative · entry 4

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2021-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-011005 · doc4.xml · nonDerivative · entry 2

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038

SEC source: 0001225208-21-011005 · doc4.xml · nonDerivative · entry 1

Root Jonathan R · CIK 0001813721 · SVP - HDFSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-011004 · doc4.xml · derivative · entry 4

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,358

Underlying: Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-011004 · doc4.xml · nonDerivative · entry 2

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,178

SEC source: 0001225208-21-011004 · doc4.xml · nonDerivative · entry 1

Niketh Bryan · CIK 0001809018 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-011003 · doc4.xml · derivative · entry 4

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,299

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-011003 · doc4.xml · nonDerivative · entry 2

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

SEC source: 0001225208-21-011003 · doc4.xml · nonDerivative · entry 1

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-011007 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576.309

Underlying: Common Stock · 3,273.518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-21-011007 · doc4.xml · nonDerivative · entry 1

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,476.2508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-009023 · doc4.xml · derivative · entry 2

FARLEY JR JAMES D · CIK 0001415834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600.92

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F3 · derivative.exercise_price: 1-for-1

F1 · date: Grants were made following the reporting person's submission of initial eligibility elections under the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F4 · derivative.exercise_date: Each Restricted Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · derivative.expiration_date: Each Restricted Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-21-009023 · doc4.xml · nonDerivative · entry 1

FARLEY JR JAMES D · CIK 0001415834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144.41

F1 · date: Grants were made following the reporting person's submission of initial eligibility elections under the Harley-Davidson, Inc. Director Stock Plan, as amended.

F2 · kind: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

SEC source: 0001225208-21-008535 · doc4.xml · derivative · entry 2

Golston Allan C. · CIK 0001509370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,393.763

Underlying: Common Stock · 1,352.48 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008535 · doc4.xml · derivative · entry 1

Golston Allan C. · CIK 0001509370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,041.283

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008536 · doc4.xml · derivative · entry 2

LEVINSON SARA L · CIK 0001243090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,074.079

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008534 · doc4.xml · derivative · entry 4

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,247.972

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F5 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F5 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008534 · doc4.xml · derivative · entry 3

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,621.085

Underlying: Common Stock · 5,335.566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008534 · doc4.xml · nonDerivative · entry 2

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,905.866

SEC source: 0001225208-21-008534 · doc4.xml · nonDerivative · entry 1

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,709.436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-008518 · doc4.xml · derivative · entry 2

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,844.187

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008517 · doc4.xml · derivative · entry 3

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849.827

Underlying: Common Stock · 5,335.566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-21-008517 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185.393

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008517 · doc4.xml · nonDerivative · entry 1

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,202.7328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-008516 · doc4.xml · derivative · entry 3

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,095.934

Underlying: Common Stock · 5,335.566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-21-008516 · doc4.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,431.5

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008516 · doc4.xml · nonDerivative · entry 1

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,674.58

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-008515 · doc4.xml · derivative · entry 3

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600.92

Underlying: Common Stock · 5,335.566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-21-008515 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,936.486

Underlying: Common Stock · 2,600.92 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-21-008515 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,400.5818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-22-007085 · doc4a.xml · derivative · entry 2

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,912.406

Underlying: Common Stock · 5,335.566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F1 · derivative.exercise_price: 1-for-1

F3 · shares: This Form 4 amendment is being filed to correct the reporting of vesting of restricted stock units on Table II. In 2020, a Form 4 for the reporting person combined 2 types of share unit balances (Post-2014 Share Units and Share Units). The subsequent Form 4, filed on May 25, 2021, erroneously reported the vesting as if the balances had not been combined by reflecting the vesting as if it impacted the Post-2014 Share Unit balance. The effect was to overreport the amounts in Column 9.

F4 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F5 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-22-007085 · doc4a.xml · nonDerivative · entry 1

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,709.436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 1-for-1

SEC source: 0001225208-21-009356 · doc4.xml · derivative · entry 3

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,764

Underlying: Common Stock · 102,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-009356 · doc4.xml · nonDerivative · entry 2

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,381.014

SEC source: 0001225208-21-009356 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,627.014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-007658 · doc4.xml · derivative · entry 1

O'Sullivan Coyne Edel M. · CIK 0001849676 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,761

Underlying: Common Stock · 4,761 shares

Expires not disclosed

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-007364 · doc4.xml · derivative · entry 3

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,014

Underlying: Common Stock · 123,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-007364 · doc4.xml · nonDerivative · entry 2

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,377.014

SEC source: 0001225208-21-007364 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,873.014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-007363 · doc4.xml · derivative · entry 4

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,049

Underlying: Common Stock · 1,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-007363 · doc4.xml · nonDerivative · entry 2

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790

SEC source: 0001225208-21-007363 · doc4.xml · nonDerivative · entry 1

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-001818 · doc4.xml · derivative · entry 4

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,417

Underlying: Common Stock · 660 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-001818 · doc4.xml · nonDerivative · entry 2

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860

SEC source: 0001225208-21-001818 · doc4.xml · nonDerivative · entry 1

Krause Paul J · CIK 0001809014 · VP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-21-001817 · doc4.xml · derivative · entry 4

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

Underlying: Common Stock · 1,467 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-21-001817 · doc4.xml · nonDerivative · entry 2

Thomas James Darrell · CIK 0001818678 · VP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,205