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Nasdaq · USD

HNST

Honest Company, Inc.

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5346
SEC CIK
0001530979
Parsed reports
383

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202600
Feb 202600
Mar 2026010
Apr 202600
May 202609
Jun 202600
Jul 202600
Aug 2026011
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2023 Filed Oct 5, 2023 20:36 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 4,451 $1.23 $5,474.73
Disclosure

SEC source: 0001858823-23-000048 · wk-form4_1696538194.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,072

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 321,810 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
September 15, 2023 Filed Sep 16, 2023 00:47 UTC PurchaseCommon Stock 64,250 $1.17 $75,172.50
Disclosure

SEC source: 0001530979-23-000125 · wk-form4_1694825212.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,675

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.16 to $1.18, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 133,069 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
September 15, 2023 Filed Sep 16, 2023 00:47 UTC
Vernon CarlaDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $1.21 $60,500.00
Disclosure

SEC source: 0001961856-23-000009 · wk-form4_1694825259.xml · nonDerivative · entry 1

Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,945,238

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.17 to $1.24, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 1,845,238 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.

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September 05, 2023 Filed Sep 8, 2023 20:39 UTC
Hoyt JanisChief People Officer
SaleCommon Stock 42,488 $1.43 $60,757.84
Disclosure

SEC source: 0001859157-23-000034 · wk-form4_1694205578.xml · nonDerivative · entry 1

Hoyt Janis · CIK 0001859157 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,771

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.43, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 00:40 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 4,215 $1.36 $5,732.40
Disclosure

SEC source: 0001858823-23-000044 · wk-form4_1692751248.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,523

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 318,841 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 00:39 UTC
Winchell StephenEVP, Operations and R&D
SaleCommon Stock 2,992 $1.36 $4,069.12
Disclosure

SEC source: 0001933634-23-000011 · wk-form4_1692751190.xml · nonDerivative · entry 1

Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,212

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 267,757 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 00:38 UTC
Warren JessicaDirector · Chief Creative Officer
SaleCommon Stock 12,680 $1.36 $17,244.80
Disclosure

SEC source: 0001858976-23-000013 · wk-form4_1692751116.xml · nonDerivative · entry 1

Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,277

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.37, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 836,098 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 00:36 UTC
Rexing RickChief Revenue Officer
SaleCommon Stock 4,886 $1.36 $6,644.96
Disclosure

SEC source: 0001858826-23-000028 · wk-form4_1692751003.xml · nonDerivative · entry 1

Rexing Rick · CIK 0001858826 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,871

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.37, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 347,884 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 00:34 UTC
Kennedy Kelly J.EVP and CFO
SaleCommon Stock 6,621 $1.36 $9,004.56
Disclosure

SEC source: 0001530979-23-000118 · wk-form4_1692750832.xml · nonDerivative · entry 1

Kennedy Kelly J. · CIK 0001545591 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 963,042

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 671,259 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 00:28 UTC
Hoyt JanisChief People Officer
SaleCommon Stock 4,215 $1.36 $5,732.40
Disclosure

SEC source: 0001859157-23-000029 · wk-form4_1692750504.xml · nonDerivative · entry 1

Hoyt Janis · CIK 0001859157 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,583

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.38, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 343,841 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
July 28, 2023 Filed Aug 1, 2023 00:05 UTC
Kennedy Kelly J.EVP and CFO
SaleCommon Stock 1,260 $1.47 $1,852.20
Disclosure

SEC source: 0001530979-23-000100 · wk-form4_1690848343.xml · nonDerivative · entry 1

Kennedy Kelly J. · CIK 0001545591 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 969,663

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 697,169 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 22:32 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 4,381 $1.66 $7,272.46
Disclosure

SEC source: 0001858823-23-000035 · wk-form4_1688596370.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,738

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 330,724 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 22:32 UTC
Hoyt JanisChief People Officer
SaleCommon Stock 8,755 $1.66 $14,533.30
Disclosure

SEC source: 0001859157-23-000024 · wk-form4_1688596317.xml · nonDerivative · entry 1

Hoyt Janis · CIK 0001859157 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,798

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 355,724 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 22:30 UTC
Rexing RickChief Revenue Officer
SaleCommon Stock 9,961 $1.66 $16,535.26
Disclosure

SEC source: 0001858826-23-000023 · wk-form4_1688596242.xml · nonDerivative · entry 1

Rexing Rick · CIK 0001858826 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,757

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.66 to $1.71, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 359,993 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 22:30 UTC
Hoyt JanisChief People Officer
SaleCommon Stock 10,000 $1.73 $17,300.00
Disclosure

SEC source: 0001530979-23-000095 · wk-form4_1686954609.xml · nonDerivative · entry 1

Hoyt Janis · CIK 0001859157 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,553

F1 · balance_after: Includes 380,724 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 22:59 UTC
Liaw EricDirector
OtherCommon Stock 48,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034017 · doc4.xml · nonDerivative · entry 2

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,670

F1 · kind: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F4 · balance_after: Consists of Restricted Stock Units.

F3 · ownership.direct: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 22:59 UTC
Liaw EricDirector
OtherCommon Stock 8,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034017 · doc4.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,285

F1 · kind: Represents the transfer to Institutional Venture Management XIII, LLC ("IVM XIII") of shares received upon the vesting of certain restricted stock unit awards received by the Reporting Person for service on the Issuer's board of directors in accordance with the Director Compensation Assignment Agreement described in footnote (3) below.

F2 · balance_after: Consists of (i) 48,615 shares of Common Stock and (ii) 124,670 Restricted Stock Units.

F3 · ownership.direct: The Reporting Person has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Read SEC document
May 24, 2023 Filed May 26, 2023 00:30 UTC GrantCommon Stock 105,845 $0.00 $0.00
Disclosure

SEC source: 0001530979-23-000082 · wk-form4_1685061008.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,424

Read SEC document
May 24, 2023 Filed May 26, 2023 18:22 UTC OtherCommon Stock (RSUs) 105,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032689 · doc4.xml · nonDerivative · entry 1

Institutional Venture Management XIII, LLC · CIK 0001493921 · 10% owner

Institutional Venture Partners XIII, L.P. · CIK 0001493922 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Institutional Venture Management XIII, LLC

Disclosed balance after: 202,403

F1 · kind: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to Institutional Venture Management XIII, LLC ("IVM XIII").

F2 · kind: The RSUs vest on the earlier of (i) May 24, 2024, and (ii) the date immediately prior to the 2024 Annual Meeting of stockholders and are payable in an equivalent number of shares of the Issuer's Common Stock.

F3 · ownership.nature: The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:54 UTC GrantCommon Stock 105,845 $0.00 $0.00
Disclosure

SEC source: 0001858823-23-000018 · wk-form4_1685134449.xml · nonDerivative · entry 1

Brown Julia M · CIK 0001855226 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,075

F1 · shares: Grant of restricted stock units (RSUs). The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 100% of the RSUs shall vest on the earlier of (i) May 24, 2024 and (ii) the date immediately prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service through the applicable vesting date.

F2 · balance_after: Includes 138,255 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 24, 2023 Filed May 26, 2023 21:11 UTC GrantCommon Stock 105,845 $0.00 $0.00
Disclosure

SEC source: 0001858823-23-000020 · wk-form4_1685135477.xml · nonDerivative · entry 1

Gentile Susan · CIK 0001508493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,471

F1 · shares: Grant of restricted stock units (RSUs). The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 100% of the RSUs shall vest on the earlier of (i) May 24, 2024 and (ii) the date immediately prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service through the applicable vesting date.

F2 · balance_after: Includes 109,699 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 24, 2023 Filed May 26, 2023 22:56 UTC GrantCommon Stock 105,845 $0.00 $0.00
Disclosure

SEC source: 0001858823-23-000026 · wk-form4_1685141804.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,425

F1 · shares: Grant of restricted stock units (RSUs). The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 100% of the RSUs shall vest on the earlier of (i) May 24, 2024 and (ii) the date immediately prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service through the applicable vesting date.

F2 · balance_after: Includes 144,754 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 24, 2023 Filed May 26, 2023 21:51 UTC
Hartung JackDirector
GrantCommon Stock 105,845 $0.00 $0.00
Disclosure

SEC source: 0001858823-23-000022 · wk-form4_1685137847.xml · nonDerivative · entry 1

Hartung Jack · CIK 0001350874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,194

F1 · shares: Grant of restricted stock units (RSUs). The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 100% of the RSUs shall vest on the earlier of (i) May 24, 2024 and (ii) the date immediately prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service through the applicable vesting date. The Reporting Person made a deferral election to settle these RSUs in a single lump sum installment in whole shares on the earlier of (i) immediately prior to a change of control or (ii) within 60 days following the Reporting Person's separation date or death, whichever is earlier.

F2 · balance_after: Includes 236,194 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 24, 2023 Filed May 26, 2023 23:17 UTC
Liaw EricDirector
GrantCommon Stock 105,845 $0.00 $0.00
Disclosure

SEC source: 0001858823-23-000028 · wk-form4_1685143059.xml · nonDerivative · entry 1

Liaw Eric · CIK 0001644264 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,648

F1 · shares: Grant of restricted stock units (RSUs). The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 100% of the RSUs shall vest on the earlier of (i) May 24, 2024 and (ii) the date immediately prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service through the applicable vesting date.

F2 · balance_after: Includes 181,648 RSUs which are payable in an equivalent number of shares of the Issuer's common stock. The number of shares reported as beneficially owned reflects the transfer, for no consideration, of certain shares that were previously held by the Reporting Person, to Institutional Venture Management XIII, LLC ("IVM XIII"). Such shares were held by the Reporting Person for the benefit of IVM XIII pursuant to a Director Compensation Assignment Agreement, as described in footnote (3) below.

F3 · ownership.direct: Eric Liaw has entered into a Director Compensation Assignment Agreement, pursuant to which he has agreed to assign the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership of the equity awards granted to Eric Liaw. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.

Read SEC document
May 24, 2023 Filed May 26, 2023 22:04 UTC GrantCommon Stock 105,845 $0.00 $0.00
Disclosure

SEC source: 0001858823-23-000024 · wk-form4_1685138661.xml · nonDerivative · entry 1

Pramanik Avik · CIK 0001859159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,282

F1 · shares: Grant of restricted stock units (RSUs). The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 100% of the RSUs shall vest on the earlier of (i) May 24, 2024 and (ii) the date immediately prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service through the applicable vesting date.

F2 · balance_after: Includes 122,074 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

F3 · ownership.direct: Avik Pramanik has entered into a Nominee and Indemnity Agreement, pursuant to which he has agreed that all equity awards granted to him for his service as director of the Issuer are held, effective from the date of grant, for the benefit of L Catterton VIII, L.P and L Catterton VIII Offshore, L.P. (together, "L Catterton VIII"). L Catterton VIII, together with Catterton Managing Partner VIII, L.L.C, as the general partner of L Catterton VIII, and C8 Management, L.L.C, as the managing member of Catterton Managing Partner VIII, L.L.C. (each of the foregoing, the "Catterton Entities"), may be deemed to have shared beneficial ownership of the equity awards granted to and held by the reporting person. Solely for purposes of Section 16 of the Securities and Exchange Act of 1934, the L Catterton Entities and THC Shared Abacus, LP may be deemed directors by deputization with respect to the Issuer.

F4 · ownership.direct: The reporting person disclaims beneficial ownership of, and all right, title and interest in, the reported securities.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:22 UTC
Rexing RickChief Revenue Officer
SaleCommon Stock 4,056 $1.56 $6,327.36
Disclosure

SEC source: 0001858826-23-000018 · wk-form4_1685046159.xml · nonDerivative · entry 1

Rexing Rick · CIK 0001858826 · Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 470,718

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.54 to $1.59, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 384,993 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:19 UTC
Vernon CarlaDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $1.68 $84,000.00
Disclosure

SEC source: 0001961856-23-000007 · wk-form4_1685045958.xml · nonDerivative · entry 1

Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,895,238

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.70, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 1,845,238 Restricted Stock Units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:52 UTC
Winchell StephenEVP, Operations and R&D
SaleCommon Stock 12,715 $1.58 $20,089.70
Disclosure

SEC source: 0001933634-23-000006 · wk-form4_1684961514.xml · nonDerivative · entry 1

Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,204

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.58 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 276,189 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:49 UTC
Warren JessicaDirector · Chief Creative Officer
SaleCommon Stock 13,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001858976-23-000008 · wk-form4_1684961379.xml · nonDerivative · entry 1

Warren Jessica · CIK 0001858976 · Director · Chief Creative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,957

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.58 to $1.61, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 871,898 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:47 UTC
Vlahos Nikolaos ADirector · Chief Executive Officer
SaleCommon Stock 17,305 $1.58 $27,341.90
Disclosure

SEC source: 0001530979-23-000078 · wk-form4_1684961258.xml · nonDerivative · entry 1

Vlahos Nikolaos A · CIK 0001570550 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,212,876

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.58 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 1,086,538 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:42 UTC
Rexing RickChief Revenue Officer
SaleCommon Stock 5,138 $1.58 $8,118.04
Disclosure

SEC source: 0001858826-23-000016 · wk-form4_1684960927.xml · nonDerivative · entry 1

Rexing Rick · CIK 0001858826 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,774

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.58 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 384,993 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:45 UTC
Hoyt JanisChief People Officer
SaleCommon Stock 4,431 $1.58 $7,000.98
Disclosure

SEC source: 0001859157-23-000019 · wk-form4_1684961101.xml · nonDerivative · entry 1

Hoyt Janis · CIK 0001859157 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 467,553

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.58 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 380,724 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:34 UTC
Kennedy Kelly J.EVP and CFO
SaleCommon Stock 6,801 $1.58 $10,745.58
Disclosure

SEC source: 0001530979-23-000076 · wk-form4_1684960465.xml · nonDerivative · entry 1

Kennedy Kelly J. · CIK 0001545591 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 970,923

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.58 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 702,169 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 22, 2023 Filed May 24, 2023 20:30 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 4,431 $1.58 $7,000.98
Disclosure

SEC source: 0001858823-23-000012 · wk-form4_1684960189.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,119

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.58 to $1.61, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 343,224 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
May 18, 2023 Filed May 22, 2023 20:11 UTC
Barton KatherineChief Growth Officer
GrantCommon Stock 843,565 $0.00 $0.00
Disclosure

SEC source: 0001977036-23-000005 · wk-form4_1684786287.xml · nonDerivative · entry 1

Barton Katherine · CIK 0001977036 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843,565

F1 · balance_after: On May 18, 2023, the Compensation Committee of the Issuer's Board of Directors approved a grant to the Reporting Person with a grant date of May 18, 2023 in the number of Restricted Stock Units ("RSUs") in Table I, Box 4 above, pursuant to the Issuer's 2023 Inducement Plan and in accordance with the terms of the Reporting Person's employment agreement effective May 8, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 25% of the RSUs vest on May 19, 2024 and an additional 6.25% of the RSUs vesting on each quarterly vesting date thereafter, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
May 01, 2023 Filed May 2, 2023 22:20 UTC
Kennedy Kelly J.EVP and CFO
Tax withholdingCommon Stock 1,239 $1.65 $2,044.35
Disclosure

SEC source: 0001530979-23-000058 · wf-form4_168306604451698.xml · nonDerivative · entry 1

Kennedy Kelly J. · CIK 0001545591 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,724

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 728,079 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:46 UTC
Rexing RickChief Revenue Officer
Tax withholdingCommon Stock 9,899 $1.79 $17,719.21
Disclosure

SEC source: 0001858826-23-000010 · wf-form4_168064479677827.xml · nonDerivative · entry 1

Rexing Rick · CIK 0001858826 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,912

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.79 to $1.81, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 397,102 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:43 UTC
Hoyt JanisChief People Officer
Tax withholdingCommon Stock 8,699 $1.79 $15,571.21
Disclosure

SEC source: 0001859157-23-000014 · wf-form4_168064459919195.xml · nonDerivative · entry 1

Hoyt Janis · CIK 0001859157 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,984

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.79 to $1.81, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 392,607 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:40 UTC
Sheehey BrendanGeneral Counsel
Tax withholdingCommon Stock 4,334 $1.79 $7,757.86
Disclosure

SEC source: 0001858823-23-000008 · wf-form4_168064443651311.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,550

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.79 to $1.80, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 355,107 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 28, 2023 Filed Mar 29, 2023 21:18 UTC
Hoyt JanisChief People Officer
SaleCommon Stock 3,000 $1.70 $5,100.00
Disclosure

SEC source: 0001859157-23-000012 · wf-form4_168012467704235.xml · nonDerivative · entry 1

Hoyt Janis · CIK 0001859157 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 480,683

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · balance_after: Includes 242,607 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:23 UTC
Kennedy Kelly J.EVP and CFO
GrantCommon Stock 382,142 $0.00 $0.00
Disclosure

SEC source: 0001530979-23-000046 · wf-form4_167960660413936.xml · nonDerivative · entry 1

Kennedy Kelly J. · CIK 0001545591 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 978,963

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2024, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 350,937 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:21 UTC
Winchell StephenEVP, Operations and R&D
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001933634-23-000002 · wf-form4_167960647789576.xml · nonDerivative · entry 1

Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,919

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2024, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 134,919 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:19 UTC
Vernon CarlaDirector · Chief Executive Officer
GrantCommon Stock 1,845,238 $0.00 $0.00
Disclosure

SEC source: 0001961856-23-000004 · wf-form4_167960633877987.xml · nonDerivative · entry 1

Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,845,238

F1 · shares: On March 14, 2023, the Compensation Committee of the Issuer's Board of Directors approved a grant to the Reporting Person with a grant date of March 21, 2023 in the number of Restricted Stock Units ("RSUs") in Table I, Box 4 above, pursuant to the Issuer's 2023 Inducement Plan and in accordance with the terms of the Reporting Person's employment agreement effective January 9, 2023. The RSUs are payable in an equivalent number of shares of the Issuer's common stock. 25% of the RSUs vest on March 4, 2024 and an additional 6.25% of the RSUs vesting on each quarterly vesting date thereafter, subject to the Reporting Person's continued employment with the Issuer and the vesting acceleration provisions set forth in the Reporting Person's previously disclosed employment agreement.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:17 UTC
Hoyt JanisChief People Officer
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001859157-23-000010 · wf-form4_167960621385120.xml · nonDerivative · entry 1

Hoyt Janis · CIK 0001859157 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,683

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2024, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 242,607 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:14 UTC
Sheehey BrendanGeneral Counsel
GrantCommon Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001858823-23-000006 · wf-form4_167960606450559.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,884

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2024, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 192,607 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:12 UTC
Rexing RickChief Revenue Officer
GrantCommon Stock 176,785 $0.00 $0.00
Disclosure

SEC source: 0001858826-23-000008 · wf-form4_167960593401186.xml · nonDerivative · entry 1

Rexing Rick · CIK 0001858826 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,811

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2024, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 245,317 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 01:34 UTC
Rexing RickChief Revenue Officer
SaleCommon Stock 3,809 $2.81 $10,703.29
Disclosure

SEC source: 0001858826-23-000006 · wf-form4_167841206080860.xml · nonDerivative · entry 1

Rexing Rick · CIK 0001858826 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,026

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.78 to $2.84, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 245,317 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 06, 2023 Filed Mar 9, 2023 02:21 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 11,297 $2.92 $32,987.24
Disclosure

SEC source: 0001858823-23-000004 · wf-form4_167832848234285.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,884

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.87 to $2.92, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 192,607 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 06, 2023 Filed Mar 9, 2023 02:24 UTC
Rexing RickChief Revenue Officer
SaleCommon Stock 12,542 $2.92 $36,622.64
Disclosure

SEC source: 0001858826-23-000004 · wf-form4_167832864741657.xml · nonDerivative · entry 1

Rexing Rick · CIK 0001858826 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,835

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.87 to $2.92, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 245,317 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 06, 2023 Filed Mar 9, 2023 02:16 UTC
Kennedy Kelly J.EVP and CFO
SaleCommon Stock 15,904 $2.92 $46,439.68
Disclosure

SEC source: 0001530979-23-000032 · wf-form4_167832817615886.xml · nonDerivative · entry 1

Kennedy Kelly J. · CIK 0001545591 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,821

F1 · shares: Shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.87 to $2.92, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 350,937 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.