BAYNE KATIE J

SEC source: 0001628280-26-037752 · wk-form4_1779482319.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,812

F1 · shares: 41,970 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 21, 2027, and (b) the date immediately prior to the date of the 2027 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date.

F2 · balance_after: Includes 62,655 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

SEC source: 0001628280-26-000213 · wk-form4_1767397547.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,842

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2026. The RSUs vest in four installments: 6,895 RSUs on March 31, 2026, 6,895 RSUs on June 30, 2026, 6,895 RSUs on September 30, 2026, and 6,895 RSUs on December 31, 2026 and are payable in an equivalent number of shares of the Issuer's Common Stock.

F2 · price: The number of shares of RSUs is equal to $75,000 divided by $2.72, the average of the closing price of the Issuer's Common Stock on the Nasdaq Global Select Market for the 30 trading days prior to the date of grant.

F3 · balance_after: Includes 65,832 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

SEC source: 0001272609-25-000005 · wk-form4_1748643274.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,262

F1 · shares: 38,252 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 28, 2026, and (b) the date immediately prior to the date of the Issuer's 2026 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date.

F2 · balance_after: Includes 46,265 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

SEC source: 0001272609-25-000002 · wk-form4_1735947862.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,010

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2025. The RSUs vest in four installments: 2,670 RSUs on March 31, 2025, 2,671 RSUs on June 30, 2025, 2,671 RSUs on September 30, 2025 and 2,671 RSUs on December 31, 2025 and are payable in an equivalent number of shares of the Issuer's Common Stock.

F2 · price: The number of shares of RSUs is equal to $80,000 divided by $7.49, the average of the closing price of the Issuer's Common Stock on the Nasdaq Global Select Market for the 30 trading days prior to the date of grant.

F3 · balance_after: Includes 71,252 RSUs which are payable in an equivalent number of shares of the Issuer's Common Stock.

SEC source: 0001272609-24-000003 · wk-form4_1716511359.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,327

F1 · shares: 60,569 Restricted Stock Units (RSUs) will vest in full on the earlier of (a) May 22, 2025, and (b) the date immediately prior to the date of the Issuer's 2025 Annual Meeting, subject to the Eligible Director's Continuous Service on the vesting date.

F2 · balance_after: Includes 84,820 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

SEC source: 0000950103-24-002451 · dp206983_4-bayne.xml · derivative · entry 4

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2033-06-06

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · derivative.exercise_price: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · price: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · derivative.exercise_date: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

SEC source: 0000950103-24-002451 · dp206983_4-bayne.xml · derivative · entry 3

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,703 shares

Expires 2032-10-11

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · derivative.exercise_price: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · price: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · derivative.exercise_date: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

SEC source: 0000950103-24-002451 · dp206983_4-bayne.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,740 shares

Expires 2032-08-22

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · derivative.exercise_price: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · price: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · derivative.exercise_date: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

SEC source: 0000950103-24-002451 · dp206983_4-bayne.xml · derivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 516 shares

Expires 2031-06-08

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · derivative.exercise_price: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · price: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated October 29, 2023, by and among PSC Echo Parent LLC, PSC Echo Merger Sub Inc., and Eargo (the "Merger Agreement"), at the effective time of the merger (the "Effective Time"), each award of Eargo stock options ("Options") held by the reporting person and granted under the Eargo, Inc. 2020 Incentive Award Plan or the Eargo, Inc. 2010 Equity Incentive Plan that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was cancelled, with the holder of such Option becoming entitled to receive an amount in cash, without interest and subject to applicable tax withholding, equal to the product obtained by multiplying (i) the excess, if any, of the merger consideration of $2.55 per share in cash (the "Merger Consideration") over the per share exercise price of such Option, by (ii) the number of share of Eargo common stock (the "Shares")

F2 · derivative.exercise_date: covered by such Option immediately prior to and upon the Effective Time, with any Options that have a per share exercise price that is greater than or equal to the Merger Consideration being cancelled for no consideration as of the Effective Time.

SEC source: 0001530979-24-000004 · wk-form4_1704248826.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,758

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2024. The RSUs vest in four installments: 8,083 RSUs on March 31, 2024, 8,084 RSUs on June 30, 2024, 8,083 RSUs on September 30, 2024 and 8,084 RSUs on December 31, 2024 and are payable in an equivalent number of shares of the Issuer's Common Stock.

F2 · price: The number of shares of RSUs is equal to $80,000 divided by $2.47, the average of the closing price of the Issuer's common stock on the Nasdaq Global Select Market for the 30 days prior to the date of grant.

F3 · balance_after: Includes 138,179 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

SEC source: 0001209191-23-035777 · doc4.xml · derivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Company's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Company's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0001530979-23-000082 · wk-form4_1685061008.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,424

SEC source: 0001530979-23-000006 · wf-form4_167286889100692.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,579

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2023. The RSUs vest in four installments: 6,491 RSUs on March 31, 2023, 6,492 RSUs on June 30, 2023, 6,491 RSUs on September 30, 2023 and 6,492 RSUs on December 31, 2023 and are payable in an equivalent number of shares of the Issuer's Common Stock.

F2 · shares: The number of shares of RSUs is equal to $75,000 divided by $2.89, the average of the closing price of the Issuer's common stock on the Nasdaq Global Select Market for the 30 days prior to the date of grant.

F2 · price: The number of shares of RSUs is equal to $75,000 divided by $2.89, the average of the closing price of the Issuer's common stock on the Nasdaq Global Select Market for the 30 days prior to the date of grant.

F3 · balance_after: Includes 74,581 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

SEC source: 0000899243-22-033646 · doc4.xml · derivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,074

Underlying: Common Stock · 74,074 shares

Expires 2032-10-11

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of the date of the grant, provided, that if the Company's annual meeting immediately following the date of grant takes place prior to the first anniversary of the date of grant, the Stock Option will vest and become exercisable immediately prior to the Company's annual meeting following the date of grant, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000899243-22-029771 · doc4.xml · derivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,805

Underlying: Common Stock · 74,805 shares

Expires 2032-08-22

F1 · derivative.exercise_date: The Stock Option vests and becomes exercisable as to 1/12th of the underlying shares on each monthly anniversary of November 9, 2021, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0001567619-22-014068 · doc1.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,261

SEC source: 0001530979-22-000089 · wf-form4_165367286457952.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,613

SEC source: 0001272609-22-000002 · wf-form4_164132855129145.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,998

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2022. The RSUs vest in four installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022 and are payable in an equivalent number of shares of the Issuer's Common Stock.

SEC source: 0001272609-21-000004 · wf-form4_163311132105410.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,715

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the portion of the annual retainer for the last two quarters of fiscal 2021. The RSUs vest in two installments on September 30, 2021 and December 31, 2021 and are payable in an equivalent number of shares of the Issuer's Common Stock.

SEC source: 0000899243-21-023284 · doc4.xml · derivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,325

Underlying: Common Stock · 10,325 shares

Expires 2031-06-08

F1 · derivative.exercise_date: The stock option shall vest and become exercisable with respect to 12 quarterly installments commencing on August 15, 2021, so long as the Reporting Person remains an employee, consultant, director or officer of the Issuer through each such date.

SEC source: 0001209191-21-030767 · doc4.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,449

SEC source: 0001567619-21-000980 · doc1.xml · nonDerivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,448

SEC source: 0001567619-21-000980 · doc1.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,464

SEC source: 0001498301-19-000096 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 24,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

SEC source: 0001498301-19-000096 · edgar.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,544

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001498301-19-000078 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common · 24,000 shares

Expires 2026-10-02

F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F2 · derivative.exercise_date: On October 2, 2019, the reporting person was granted 24,000 non-qualified stock options, vesting one year from the grant date.

F2 · derivative.expiration_date: On October 2, 2019, the reporting person was granted 24,000 non-qualified stock options, vesting one year from the grant date.

SEC source: 0001498301-18-000124 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Restricted stock units issued under the Company's 2010 Stock Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date.

SEC source: 0001498301-18-000124 · edgar.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001498301-18-000108 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,138

Underlying: Common · 24,138 shares

Expires not disclosed

F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

SEC source: 0001498301-18-000096 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,138

Underlying: Common · 24,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On October 22, 2018, the reporting person was granted 24,138 restricted stock units, vesting one year from the grant date.

SEC source: 0001498301-18-000065 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 36,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date.

SEC source: 0001498301-18-000065 · edgar.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001498301-17-000113 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,237

Underlying: Common · 4,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2010 Stock Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three annual installments being on the first anniversary of the grant date.

SEC source: 0001498301-17-000113 · edgar.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001498301-17-000091 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,992

Underlying: Common · 36,992 shares

Expires not disclosed

F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On September 28, 2017, the reporting person was granted 36,992 restricted stock units, vesting one year from the grant date.

SEC source: 0001498301-17-000069 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 16,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date.

SEC source: 0001498301-17-000069 · edgar.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001498301-16-000213 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,472

Underlying: Common · 4,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted under the Company's 2010 Stock Incentive Plan.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three equall annual installments being on the first anniversary of the grant date.

F3 · derivative.expiration_date: On December 10, 2015, the reporting person was granted 12,708 restricted stock units, vesting in three equall annual installments being on the first anniversary of the grant date.

SEC source: 0001498301-16-000213 · edgar.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001498301-16-000171 · edgar.xml · derivative · entry 2

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,010

Underlying: Common · 16,010 shares

Expires not disclosed

F1 · security: Granted under the Company's 2016 Omnibus Incentive Plan.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date.

F3 · derivative.expiration_date: On September 22, 2016, the reporting person was granted 16,010 restricted stock units, vesting one year from the grant date.