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Nasdaq · USD

HNST

Honest Company, Inc.

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5346
SEC CIK
0001530979
Parsed reports
383

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202600
Feb 202600
Mar 2026010
Apr 202600
May 202609
Jun 202600
Jul 202600
Aug 2026011
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2025 Filed Mar 10, 2025 20:31 UTC
Ball Dorria L.Chief People Officer
SaleCommon Stock 21,274 $4.91 $104,455.34
Disclosure

SEC source: 0002007998-25-000007 · wk-form4_1741638661.xml · nonDerivative · entry 1

Ball Dorria L. · CIK 0002007998 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 277,083

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 246,167 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:30 UTC
Winchell StephenEVP, Operations and R&D
SaleCommon Stock 23,628 $4.91 $116,013.48
Disclosure

SEC source: 0001933634-25-000006 · wk-form4_1741638638.xml · nonDerivative · entry 1

Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,844

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 340,549 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
March 07, 2025 Filed Mar 10, 2025 20:29 UTC
Barton KatherineChief Growth Officer
SaleCommon Stock 31,234 $4.91 $153,358.94
Disclosure

SEC source: 0001977036-25-000008 · wk-form4_1741638566.xml · nonDerivative · entry 1

Barton Katherine · CIK 0001977036 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 954,561

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 685,391 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:27 UTC
Mayle JonathanSVP, Customer Sales
GrantCommon Stock 84,713 $0.00 $0.00
Disclosure

SEC source: 0002016592-25-000002 · wk-form4_1741048046.xml · nonDerivative · entry 1

Mayle Jonathan · CIK 0002016592 · SVP, Customer Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,886

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2026, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 354,583 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 01:05 UTC
Sternweis ThomasSVP, Enterprise Dev. & Strat.
GrantCommon Stock 84,713 $0.00 $0.00
Disclosure

SEC source: 0002016633-25-000002 · wk-form4_1741050295.xml · nonDerivative · entry 1

Sternweis Thomas · CIK 0002016633 · SVP, Enterprise Dev. & Strat.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,928

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2026, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 283,654 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:56 UTC
Ball Dorria L.Chief People Officer
GrantCommon Stock 89,600 $0.00 $0.00
Disclosure

SEC source: 0002007998-25-000003 · wk-form4_1741049781.xml · nonDerivative · entry 1

Ball Dorria L. · CIK 0002007998 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,357

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2026, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 298,357 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:31 UTC
Winchell StephenEVP, Operations and R&D
GrantCommon Stock 92,859 $0.00 $0.00
Disclosure

SEC source: 0001933634-25-000002 · wk-form4_1741048256.xml · nonDerivative · entry 1

Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,472

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2026, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 399,262 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:29 UTC
Sheehey BrendanGeneral Counsel
GrantCommon Stock 92,859 $0.00 $0.00
Disclosure

SEC source: 0001858823-25-000002 · wk-form4_1741048142.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,537

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2026, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 408,092 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:12 UTC
Barton KatherineChief Growth Officer
GrantCommon Stock 92,859 $0.00 $0.00
Disclosure

SEC source: 0001977036-25-000002 · wk-form4_1741047148.xml · nonDerivative · entry 1

Barton Katherine · CIK 0001977036 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 985,795

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2026, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 777,457 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 00:10 UTC
Vernon CarlaDirector · Chief Executive Officer
GrantCommon Stock 627,206 $0.00 $0.00
Disclosure

SEC source: 0001961856-25-000002 · wk-form4_1741047011.xml · nonDerivative · entry 1

Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,390,349

F1 · shares: The Restricted Stock Units (RSUs) shall vest over a four-year period, with 25% of the RSUs vesting on March 4, 2026, and the remainder vesting in 12 equal quarterly installments on each of March 4, May 19, August 19 and November 19 thereafter, in each case subject to such Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through each such date. The RSUs are payable in an equivalent number of shares of the Issuer's common stock.

F2 · balance_after: Includes 2,853,461 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 01:37 UTC GrantCommon Stock 9,682 $7.49 $72,518.18
Disclosure

SEC source: 0001628280-25-000428 · wk-form4_1735954639.xml · nonDerivative · entry 1

Turner Andrea · CIK 0002004311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,818

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2025. The RSUs vest in four installments: 2,420 RSUs on March 31, 2025, 2,421 RSUs on June 30, 2025, 2,420 RSUs on September 30, 2025 and 2,421 RSUs on December 31, 2025 and are payable in an equivalent number of shares of the Issuer's Common Stock.

F2 · price: The number of shares of RSUs is equal to $72,500 divided by $7.49, the average of the closing price of the Issuer's Common Stock on the Nasdaq Global Select Market for the 30 trading days prior to the date of grant.

F3 · balance_after: Includes 145,523 RSUs which are payable in an equivalent number of shares of the Issuer's Common Stock.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 01:52 UTC GrantCommon Stock 9,348 $7.49 $70,016.52
Disclosure

SEC source: 0001875681-25-000008 · wk-form4_1735955573.xml · nonDerivative · entry 1

Lynch Alissa Hsu · CIK 0001875681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,484

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2025. The RSUs vest in four installments: 2,337 RSUs on March 31, 2025, 2,337 RSUs on June 30, 2025, 2,337 RSUs on September 30, 2025 and 2,337 RSUs on December 31, 2025 and are payable in an equivalent number of shares of the Issuer's Common Stock.

F2 · price: The number of shares of RSUs is equal to $70,000 divided by $7.49, the average of the closing price of the Issuer's Common Stock on the Nasdaq Global Select Market for the 30 trading days prior to the date of grant.

F3 · balance_after: Includes 145,189 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:44 UTC GrantCommon Stock 10,683 $7.49 $80,015.67
Disclosure

SEC source: 0001272609-25-000002 · wk-form4_1735947862.xml · nonDerivative · entry 1

BAYNE KATIE J · CIK 0001272609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,010

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2025. The RSUs vest in four installments: 2,670 RSUs on March 31, 2025, 2,671 RSUs on June 30, 2025, 2,671 RSUs on September 30, 2025 and 2,671 RSUs on December 31, 2025 and are payable in an equivalent number of shares of the Issuer's Common Stock.

F2 · price: The number of shares of RSUs is equal to $80,000 divided by $7.49, the average of the closing price of the Issuer's Common Stock on the Nasdaq Global Select Market for the 30 trading days prior to the date of grant.

F3 · balance_after: Includes 71,252 RSUs which are payable in an equivalent number of shares of the Issuer's Common Stock.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:47 UTC
Hartung JackDirector
GrantCommon Stock 9,348 $7.49 $70,016.52
Disclosure

SEC source: 0001530979-25-000002 · wk-form4_1735948054.xml · nonDerivative · entry 1

Hartung Jack · CIK 0001350874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,403

F1 · kind: Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2025. The RSUs vest in four installments: 2,337 RSUs on March 31, 2025, 2,337 RSUS on June 30, 2025, 2,337 RSUs on September 30, 2025 and 2,337 RSUs on December 31, 2025 and are payable in an equivalent number of shares of the Issuer's Common Stock. The reporting person made a deferral election to settle these RSUs in a single lump sum installment in whole shares on the earlier of (a) immediately prior to a change in control or (b) within 60 days following the reporting person's separation date or death, whichever is earlier.

F2 · price: The number of shares of RSUs is equal to $70,000 divided by $7.49, the average of the closing price of the Issuer's Common Stock on the NASDAQ Global Select Market for the 30 trading days prior to the date of grant.

F3 · balance_after: Includes 86,122 RSUs which are payable in an equivalent number of shares of the Issuer's Common Stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 00:29 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 465,000 $0.00 Strike: $5.13 $0.00
Disclosure

SEC source: 0001858976-24-000020 · wk-form4_1733963352.xml · derivative · entry 4

Warren Jessica · CIK 0001858976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 465,000 shares

Expires 2024-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the option shares shall vest and become exercisable on December 19, 2015; and the remainder of the option shares shall vest and become exercisable in thirty-six (36) equal successive monthly installments thereafter.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 00:29 UTC SaleCommon Stock 465,000 $7.55 $3,510,750.00
Disclosure

SEC source: 0001858976-24-000020 · wk-form4_1733963352.xml · nonDerivative · entry 2

Warren Jessica · CIK 0001858976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,170,058

F1 · balance_after: Includes 60,569 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 00:29 UTC Exercise / conversionCommon Stock 465,000 $5.13 $2,383,125.00
Disclosure

SEC source: 0001858976-24-000020 · wk-form4_1733963352.xml · nonDerivative · entry 1

Warren Jessica · CIK 0001858976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,635,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 60,569 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 18:21 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,250 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001530979-24-000100 · wk-form4_1732904474.xml · derivative · entry 7

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,250 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option is fully vested.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 18:21 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,250 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001530979-24-000100 · wk-form4_1732904474.xml · derivative · entry 6

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,250 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option is fully vested.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 18:21 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001530979-24-000100 · wk-form4_1732904474.xml · derivative · entry 5

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,500 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent (25%) of the option shares shall vest and become exercisable on June 8, 2021; and the remainder of the option shares shall vest and become exercisable in thirty-six (36) equal successive monthly installments thereafter.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 18:21 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 42,138 $8.10 $341,317.80
Disclosure

SEC source: 0001530979-24-000100 · wk-form4_1732904474.xml · nonDerivative · entry 4

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,678

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.09 to $8.14, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 315,233 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 18:21 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionCommon Stock 50,000 $5.66 $283,000.00
Disclosure

SEC source: 0001530979-24-000100 · wk-form4_1732904474.xml · nonDerivative · entry 3

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 315,233 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 18:21 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 50,000 $8.15 $407,500.00
Disclosure

SEC source: 0001530979-24-000100 · wk-form4_1732904474.xml · nonDerivative · entry 2

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,816

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.13 to $8.19, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F1 · balance_after: Includes 315,233 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 27, 2024 Filed Nov 29, 2024 18:21 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionCommon Stock 50,000 $5.66 $283,000.00
Disclosure

SEC source: 0001530979-24-000100 · wk-form4_1732904474.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 315,233 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 23:01 UTC SaleCommon Stock 25,000 $8.49 $212,250.00
Disclosure

SEC source: 0002004311-24-000006 · wk-form4_1732662064.xml · nonDerivative · entry 1

Turner Andrea · CIK 0002004311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,136

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.47 to $8.50, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 173,477 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 01:54 UTC
Mayle JonathanSVP, Customer Sales
SaleCommon Stock 2,332 $7.10 $16,557.20
Disclosure

SEC source: 0002016592-24-000017 · wk-form4_1732154051.xml · nonDerivative · entry 1

Mayle Jonathan · CIK 0002016592 · SVP, Customer Sales

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,173

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.16, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 269,870 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 01:58 UTC
Sternweis ThomasSVP, Enterprise Dev. & Strat.
SaleCommon Stock 1,515 $7.10 $10,756.50
Disclosure

SEC source: 0002016633-24-000019 · wk-form4_1732154315.xml · nonDerivative · entry 1

Sternweis Thomas · CIK 0002016633 · SVP, Enterprise Dev. & Strat.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 234,215

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.17, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 188,336 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 02:01 UTC
Loretta DavidChief Financial Officer
SaleCommon Stock 27,004 $7.10 $191,728.40
Disclosure

SEC source: 0001363502-24-000013 · wk-form4_1732154483.xml · nonDerivative · entry 1

Loretta David · CIK 0001363502 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 960,753

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.17, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 804,864 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 02:37 UTC
Barton KatherineChief Growth Officer
SaleCommon Stock 23,884 $7.10 $169,576.40
Disclosure

SEC source: 0001977036-24-000019 · wk-form4_1732156657.xml · nonDerivative · entry 1

Barton Katherine · CIK 0001977036 · Chief Growth Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 892,936

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.17, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 684,598 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 02:36 UTC
Vernon CarlaDirector · Chief Executive Officer
SaleCommon Stock 65,176 $7.10 $462,749.60
Disclosure

SEC source: 0001961856-24-000024 · wk-form4_1732156561.xml · nonDerivative · entry 1

Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,763,143

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.16, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 2,226,255 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 02:33 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 8,392 $7.10 $59,583.20
Disclosure

SEC source: 0001858823-24-000030 · wk-form4_1732156421.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,816

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.17, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 315,233 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 01:52 UTC
Winchell StephenEVP, Operations and R&D
SaleCommon Stock 7,123 $7.10 $50,573.30
Disclosure

SEC source: 0001933634-24-000027 · wk-form4_1732153969.xml · nonDerivative · entry 1

Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 382,613

F1 · shares: Pursuant to the approved sell-to-cover plan by the Compensation Committee for all executive officers, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.16, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · balance_after: Includes 306,403 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 22:38 UTC SaleCommon Stock 25,000 $7.19 $179,750.00
Disclosure

SEC source: 0001530979-24-000098 · wk-form4_1732228710.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,244

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.18 to $7.19, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: Includes 60,569 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:48 UTC
Winchell StephenEVP, Operations and R&D
SaleCommon Stock 25,000 $7.08 $177,000.00
Disclosure

SEC source: 0001933634-24-000022 · wk-form4_1732052874.xml · nonDerivative · entry 1

Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,736

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.10, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 325,772 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:43 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001858823-24-000028 · wk-form4_1732149825.xml · derivative · entry 6

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested.

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:43 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001858823-24-000028 · wk-form4_1732149825.xml · derivative · entry 5

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 60,000 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested. Twenty-five percent (25%) of the option shares vested and became exercisable on June 8, 2021; and the remainder of the option shares vested and became exercisable in thirty-six (36) equal successive monthly installments thereafter.

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:43 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 52,653 $7.05 $371,203.65
Disclosure

SEC source: 0001858823-24-000028 · wk-form4_1732149825.xml · nonDerivative · entry 4

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525,208

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $7.10, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F1 · balance_after: Includes 338,053 restricted stock units as of the transaction date which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:43 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionCommon Stock 60,000 $5.66 $339,600.00
Disclosure

SEC source: 0001858823-24-000028 · wk-form4_1732149825.xml · nonDerivative · entry 3

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 338,053 restricted stock units as of the transaction date which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:43 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 55,000 $6.97 $383,350.00
Disclosure

SEC source: 0001858823-24-000028 · wk-form4_1732149825.xml · nonDerivative · entry 2

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,861

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.09, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F1 · balance_after: Includes 338,053 restricted stock units as of the transaction date which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 18, 2024 Filed Nov 21, 2024 00:43 UTC
Sheehey BrendanGeneral Counsel
Exercise / conversionCommon Stock 55,000 $5.66 $311,300.00
Disclosure

SEC source: 0001858823-24-000028 · wk-form4_1732149825.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 338,053 restricted stock units as of the transaction date which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
November 15, 2024 Filed Nov 16, 2024 00:23 UTC
Mayle JonathanSVP, Customer Sales
SaleCommon Stock 21,000 $6.50 $136,500.00
Disclosure

SEC source: 0001530979-24-000096 · wk-form4_1731716588.xml · nonDerivative · entry 1

Mayle Jonathan · CIK 0002016592 · SVP, Customer Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,505

F1 · balance_after: Includes 277,505 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 16:47 UTC SaleCommon Stock 2,300,000 $3.50 $8,050,000.00
Disclosure

SEC source: 0000950170-24-108442 · ownership.xml · nonDerivative · entry 1

THC Shared Abacus, LP · CIK 0001860260 · 10% owner

Chu James Michael · CIK 0001544498 · 10% owner

Dahnke Scott Arnold · CIK 0001545446 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,869,803

F1 · ownership.direct: Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and J. Michael Chu and Scott A. Dahnke are the controlling managing members of C8 Management, L.L.C. Each of the reporting persons disclaim, for purposes of Section 16 of the Securities and Exchange Act of 1934, beneficial ownership of such shares except to the extent of his pecuniary interest therein. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830.

F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 01:33 UTC
Mayle JonathanSVP, Customer Sales
SaleCommon Stock 8,865 $4.28 $37,942.20
Disclosure

SEC source: 0002016592-24-000009 · wk-form4_1724376794.xml · nonDerivative · entry 1

Mayle Jonathan · CIK 0002016592 · SVP, Customer Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,505

F1 · shares: Pursuant to the approved plan by the Compensation Committee for all employees, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 277,370 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 01:35 UTC
Sternweis ThomasSVP, Enterprise Dev. & Strat.
SaleCommon Stock 1,481 $4.28 $6,338.68
Disclosure

SEC source: 0002016633-24-000013 · wk-form4_1724376936.xml · nonDerivative · entry 1

Sternweis Thomas · CIK 0002016633 · SVP, Enterprise Dev. & Strat.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,730

F1 · shares: Pursuant to the approved plan by the Compensation Committee for all employees, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 192,448 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 01:40 UTC
Loretta DavidChief Financial Officer
SaleCommon Stock 75,656 $4.28 $323,807.68
Disclosure

SEC source: 0001363502-24-000008 · wk-form4_1724377226.xml · nonDerivative · entry 1

Loretta David · CIK 0001363502 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987,757

F1 · shares: Pursuant to the approved plan by the Compensation Committee for all employees, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 856,573 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 01:42 UTC
Winchell StephenEVP, Operations and R&D
SaleCommon Stock 6,938 $4.28 $29,694.64
Disclosure

SEC source: 0001933634-24-000020 · wk-form4_1724377368.xml · nonDerivative · entry 1

Winchell Stephen · CIK 0001933634 · EVP, Operations and R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 414,736

F1 · shares: Pursuant to the approved plan by the Compensation Committee for all employees, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 325,772 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 01:38 UTC
Vernon CarlaDirector · Chief Executive Officer
SaleCommon Stock 52,751 $4.28 $225,774.28
Disclosure

SEC source: 0001961856-24-000019 · wk-form4_1724377123.xml · nonDerivative · entry 1

Vernon Carla · CIK 0001961856 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,828,319

F1 · shares: Pursuant to the approved plan by the Compensation Committee for all employees, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 2,341,583 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 01:36 UTC
Barton KatherineChief Growth Officer
SaleCommon Stock 16,185 $4.28 $69,271.80
Disclosure

SEC source: 0001977036-24-000014 · wk-form4_1724376997.xml · nonDerivative · entry 1

Barton Katherine · CIK 0001977036 · Chief Growth Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,820

F1 · shares: Pursuant to the approved plan by the Compensation Committee for all employees, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 737,321 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 21, 2024 Filed Aug 23, 2024 01:34 UTC
Sheehey BrendanGeneral Counsel
SaleCommon Stock 8,176 $4.28 $34,993.28
Disclosure

SEC source: 0001858823-24-000022 · wk-form4_1724376867.xml · nonDerivative · entry 1

Sheehey Brendan · CIK 0001858823 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,861

F1 · shares: Pursuant to the approved plan by the Compensation Committee for all employees, shares were sold solely to cover the associated tax liability upon the vesting of a previously granted award of Restricted Stock Units (RSUs).

F2 · balance_after: Includes 338,053 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 21:27 UTC SaleCommon Stock 70,000 $3.98 $278,600.00
Disclosure

SEC source: 0001530979-24-000080 · wk-form4_1723757214.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,244

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: Includes 60,569 RSUs which are payable in an equivalent number of shares of the Issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.