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HORACE MANN EDUCATORS CORP /DE/

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1365
SEC CIK
0000850141
Parsed reports
379

Last 12 months

Inside the activity.

2 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202501
Jan 202602
Feb 202610
Mar 202610
Apr 202602
May 202605
Jun 202601
Jul 202601
Aug 202603
Sep 202603
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2018 Filed Mar 8, 2018 22:57 UTC
Carley Donald MGeneral Counsel
GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001913 · marketforms-41317.xml · nonDerivative · entry 1

Carley Donald M · CIK 0001665149 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558.803

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

F2 · balance_after: Represents 558.803 vested restricted stock units.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:56 UTC
Benham Bret LExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 10,520 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001912 · marketforms-41316.xml · derivative · entry 2

Benham Bret L · CIK 0001724051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,520 shares

Expires 2028-03-06

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:56 UTC
Benham Bret LExecutive Vice President
GrantCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001912 · marketforms-41316.xml · nonDerivative · entry 1

Benham Bret L · CIK 0001724051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

Read SEC document
December 05, 2017 Filed Dec 7, 2017 20:09 UTC
Benham Bret LExecutive Vice President
GrantCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007207 · marketforms-40429.xml · nonDerivative · entry 1

Benham Bret L · CIK 0001724051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will fully vest on December 5, 2019.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:16 UTC SaleCommon Stock 3,829 $45.75 $175,176.75
Disclosure

SEC source: 0001214659-17-006903 · marketforms-40216.xml · nonDerivative · entry 1

Stricker Robert · CIK 0001478287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,948.266

F1 · balance_after: Represents 18,461.402 vested restricted stock units, 10,105.864 deferred Common Stock equivalent units and 5,381 shares of Common Stock.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:37 UTC
Caldwell William J.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,391 $0.00 Strike: $30.24 $0.00
Disclosure

SEC source: 0001214659-17-006887 · marketforms-40185.xml · derivative · entry 3

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797

Underlying: Common Stock · 2,391 shares

Expires 2020-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:37 UTC
Caldwell William J.Executive Vice President
Tax withholdingCommon Stock 1,587 $45.55 $72,287.85
Disclosure

SEC source: 0001214659-17-006887 · marketforms-40185.xml · nonDerivative · entry 2

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,071.669

F2 · shares: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.

F3 · balance_after: Represents 21.669 vested restricted stock units and 10,050 shares of Common Stock.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:37 UTC
Caldwell William J.Executive Vice President
Exercise / conversionCommon Stock 2,391 $30.24 $72,303.84
Disclosure

SEC source: 0001214659-17-006887 · marketforms-40185.xml · nonDerivative · entry 1

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,658.669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 21.669 vested restricted stock units and 11,637 shares of Common Stock.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 20:41 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,976 $0.00 Strike: $17.32 $0.00
Disclosure

SEC source: 0001214659-17-006779 · marketforms-40153.xml · derivative · entry 3

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,976 shares

Expires 2019-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: There are no further options of this class.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 20:41 UTC
Sharpe Matthew P.Executive Vice President
Tax withholdingCommon Stock 5,688 $45.60 $259,372.80
Disclosure

SEC source: 0001214659-17-006779 · marketforms-40153.xml · nonDerivative · entry 2

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,013.671

F2 · shares: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.

F3 · balance_after: Represents 45,325.671 vested restricted stock units and 17,688 shares of Common Stock.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 20:41 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionCommon Stock 14,976 $17.32 $259,384.32
Disclosure

SEC source: 0001214659-17-006779 · marketforms-40153.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,701.671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 45,325.671 vested restricted stock units and 23,376 shares of Common Stock.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:45 UTC
ZURAITIS MARITADirector · President & CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,628 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0001214659-17-006687 · marketforms-40078.xml · derivative · entry 3

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,248

Underlying: Common Stock · 17,628 shares

Expires 2020-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:45 UTC
ZURAITIS MARITADirector · President & CEO
Tax withholdingCommon Stock 8,742 $45.75 $399,946.50
Disclosure

SEC source: 0001214659-17-006687 · marketforms-40078.xml · nonDerivative · entry 2

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,674.913

F2 · shares: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.

F3 · balance_after: Represents 161,074.913 vested restricted stock units and 25,600 shares of Common Stock.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:45 UTC
ZURAITIS MARITADirector · President & CEO
Exercise / conversionCommon Stock 17,628 $22.69 $399,979.32
Disclosure

SEC source: 0001214659-17-006687 · marketforms-40078.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,416.913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 161,074.913 vested restricted stock units and 34,342 shares of Common Stock.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 17:52 UTC SaleCommon Stock 3,500 $39.35 $137,725.00
Disclosure

SEC source: 0001214659-17-005901 · marketforms-39828.xml · nonDerivative · entry 1

Stricker Robert · CIK 0001478287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,777.266

F1 · balance_after: Represents 18,461.402 vested restricted stock units, 10,105.864 deferred Common Stock equivalent units and 9,210 shares of Common Stock.

Read SEC document
June 16, 2017 Filed Jun 20, 2017 20:12 UTC SaleCommon Stock 4,085 $37.95 $155,025.75
Disclosure

SEC source: 0001214659-17-004105 · marketforms-39103.xml · nonDerivative · entry 1

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,843.509

F1 · balance_after: Represents 27,867.161 vested restricted stock units, 8,917.536 deferred Common Stock equivalent units and 58.812 shares of Common Stock.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:07 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,207 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001214659-17-003761 · marketforms-38964.xml · derivative · entry 3

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,893

Underlying: Common Stock · 3,207 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:07 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 2,355 $38.50 $90,672.21
Disclosure

SEC source: 0001214659-17-003761 · marketforms-38964.xml · nonDerivative · entry 2

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,539.197

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.45 to $38.51.

F3 · balance_after: Represents 42,287.197 vested restricted stock units and 9,252 shares of Common Stock.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:07 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionCommon Stock 3,207 $20.60 $66,064.20
Disclosure

SEC source: 0001214659-17-003761 · marketforms-38964.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,894.197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 42,287.197 vested restricted stock units and 11,607 shares of Common Stock.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:11 UTC GrantCommon Stock 2,487 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003618 · marketforms-38889.xml · nonDerivative · entry 1

Stricker Robert · CIK 0001478287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,953.679

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2018.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 25,158.434 vested restricted stock units, 9,963.245 deferred Common Stock equivalent units and 2,832 shares of Common Stock.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:13 UTC GrantCommon Stock 2,487 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003620 · marketforms-38888.xml · nonDerivative · entry 1

Shaheen Gabriel · CIK 0001411393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,939.211

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2018.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 38,212.922 vested restricted stock units and 14,726.289 deferred Common Stock equivalent units.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:12 UTC GrantCommon Stock 2,487 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003619 · marketforms-38890.xml · nonDerivative · entry 1

Swyers Steven O. · CIK 0001608926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,097.248

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2018.

F2 · price: Granted as compensation for services.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:10 UTC GrantCommon Stock 2,487 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003617 · marketforms-38887.xml · nonDerivative · entry 1

Reece Henry Wade · CIK 0001675638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2018.

F2 · price: Granted as compensation for services.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:10 UTC GrantCommon Stock 2,487 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003616 · marketforms-38886.xml · nonDerivative · entry 1

McClure Beverley J. · CIK 0001577358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,401.193

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2018.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 10,058.823 vested restricted stock units and 3,342.370 deferred Common Stock equivalent units.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:09 UTC GrantCommon Stock 2,487 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003614 · marketforms-38885.xml · nonDerivative · entry 1

Helow Ronald J. · CIK 0001470364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,026.19

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2018.

F2 · price: Granted as compensation for services.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:09 UTC GrantCommon Stock 2,487 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003613 · marketforms-38884.xml · nonDerivative · entry 1

Hassenmiller Steve · CIK 0001303207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,194

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2018.

F2 · price: Granted as compensation for services.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:02 UTC GrantCommon Stock 1,963.351 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003612 · marketforms-38883.xml · nonDerivative · entry 2

Domenech Daniel A · CIK 0001642977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,060.746

F4 · security: The acquisition of Common Stock reported hereby is in the form of deferred Common Stock equivalent units pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.

F2 · price: Granted as compensation for services.

F5 · balance_after: Represents 2,698.158 vested restricted stock units and 6,362.588 deferred Common Stock equivalent units.

Read SEC document
May 24, 2017 Filed May 26, 2017 15:02 UTC GrantCommon Stock 2,487 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003612 · marketforms-38883.xml · nonDerivative · entry 1

Domenech Daniel A · CIK 0001642977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,097.395

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 24, 2018.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 2,698.158 vested restricted stock units and 4,399.237 deferred Common Stock equivalent units.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:21 UTC
Sharpe Matthew P.Executive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 25,672 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001814 · marketforms-38298.xml · derivative · entry 3

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,672

Underlying: Common Stock · 25,672 shares

Expires 2027-03-07

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:21 UTC
Sharpe Matthew P.Executive Vice President
GrantCommon Stock 7,947.807 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001814 · marketforms-38298.xml · nonDerivative · entry 2

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,419.462

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 64,695.462 restricted stock units and 724 shares of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:21 UTC
Sharpe Matthew P.Executive Vice President
GrantCommon Stock 2,694 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001814 · marketforms-38298.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,471.655

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

F2 · balance_after: Represents 56,747.655 restricted stock units and 724 shares of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC
ZURAITIS MARITADirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 70,424 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001813 · marketforms-38303.xml · derivative · entry 3

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,424

Underlying: Common Stock · 70,424 shares

Expires 2027-03-07

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC
ZURAITIS MARITADirector · President & CEO
GrantCommon Stock 19,868.367 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001813 · marketforms-38303.xml · nonDerivative · entry 2

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,871.014

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 209,279.014 restricted stock units and 1,592 shares of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC
ZURAITIS MARITADirector · President & CEO
GrantCommon Stock 7,392 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001813 · marketforms-38303.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,002.647

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

F2 · balance_after: Represents 189,410.647 restricted stock units and 1,592 shares of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC
Stacy KellySenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 14,088 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001812 · marketforms-38302.xml · derivative · entry 2

Stacy Kelly · CIK 0001650108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,088

Underlying: Common Stock · 14,088 shares

Expires 2027-03-07

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC
Stacy KellySenior Vice President
GrantCommon Stock 1,479 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001812 · marketforms-38302.xml · nonDerivative · entry 1

Stacy Kelly · CIK 0001650108 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,856.041

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

F2 · balance_after: Represents 6,802.041 restricted stock units and 1,054 shares of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC
McCarthy John P.Senior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 14,088 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001811 · marketforms-38297.xml · derivative · entry 3

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,088

Underlying: Common Stock · 14,088 shares

Expires 2027-03-07

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC
McCarthy John P.Senior Vice President
GrantCommon Stock 5,239.391 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001811 · marketforms-38297.xml · nonDerivative · entry 2

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,330.437

F2 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC
McCarthy John P.Senior Vice President
GrantCommon Stock 1,479 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001811 · marketforms-38297.xml · nonDerivative · entry 1

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,091.046

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:18 UTC
Figurski Sandra L.Senior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 10,452 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001809 · marketforms-38296.xml · derivative · entry 3

Figurski Sandra L. · CIK 0001624509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,452

Underlying: Common Stock · 10,452 shares

Expires 2027-03-07

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:18 UTC
Figurski Sandra L.Senior Vice President
GrantCommon Stock 1,987.325 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001809 · marketforms-38296.xml · nonDerivative · entry 2

Figurski Sandra L. · CIK 0001624509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,148.814

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 6,217.814 restricted stock units and 2,931 shares of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:18 UTC
Figurski Sandra L.Senior Vice President
GrantCommon Stock 1,098 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001809 · marketforms-38296.xml · nonDerivative · entry 1

Figurski Sandra L. · CIK 0001624509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,161.489

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

F2 · balance_after: Represents 4,230.489 restricted stock units and 2,931 shares of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:19 UTC
CONKLIN BRET ASVP & Controller
GrantEmployee Stock Option (right to buy) · Derivative 8,180 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001810 · marketforms-38295.xml · derivative · entry 5

CONKLIN BRET A · CIK 0001247242 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,180

Underlying: Common Stock · 8,180 shares

Expires 2027-03-07

F7 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

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March 07, 2017 Filed Mar 9, 2017 23:19 UTC
CONKLIN BRET ASVP & Controller
GrantCommon Stock 1,194 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001810 · marketforms-38295.xml · nonDerivative · entry 3

CONKLIN BRET A · CIK 0001247242 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,408.968

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

F5 · balance_after: Represents 38,219.576 restricted stock units, 8,858.194 deferred Common Stock equivalent units and 2,331.198 shares of Common Stock.

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March 07, 2017 Filed Mar 9, 2017 23:19 UTC
CONKLIN BRET ASVP & Controller
GrantCommon Stock 3,477.025 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001810 · marketforms-38295.xml · nonDerivative · entry 2

CONKLIN BRET A · CIK 0001247242 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,214.968

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 37,025.576 restricted stock units, 8,858.194 deferred Common Stock equivalent units and 2,331.198 shares of Common Stock.

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March 07, 2017 Filed Mar 9, 2017 23:19 UTC
CONKLIN BRET ASVP & Controller
GrantCommon Stock 861 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001810 · marketforms-38295.xml · nonDerivative · entry 1

CONKLIN BRET A · CIK 0001247242 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,737.943

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

F2 · balance_after: Represents 33,548.551 restricted stock units, 8,858.194 deferred Common Stock equivalent units and 2,331.198 shares of Common Stock.

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March 07, 2017 Filed Mar 9, 2017 23:18 UTC
Carley Donald MGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 12,952 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001808 · marketforms-38293.xml · derivative · entry 2

Carley Donald M · CIK 0001665149 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,952

Underlying: Common Stock · 12,952 shares

Expires 2027-03-07

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

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March 07, 2017 Filed Mar 9, 2017 23:18 UTC
Carley Donald MGeneral Counsel
GrantCommon Stock 1,359 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001808 · marketforms-38293.xml · nonDerivative · entry 1

Carley Donald M · CIK 0001665149 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,021.35

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

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March 07, 2017 Filed Mar 9, 2017 23:17 UTC
Caldwell William J.Executive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 16,360 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001807 · marketforms-38292.xml · derivative · entry 3

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,360

Underlying: Common Stock · 16,360 shares

Expires 2027-03-07

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

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March 07, 2017 Filed Mar 9, 2017 23:17 UTC
Caldwell William J.Executive Vice President
GrantCommon Stock 3,477.025 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001807 · marketforms-38292.xml · nonDerivative · entry 2

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,348.617

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 10,782.617 restricted stock units and 5,566 shares of Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.