Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HORACE MANN EDUCATORS CORP /DE/HMN · Entity 1365 | Executive Vice President | March 04, 2020 | March 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HORACE MANN EDUCATORS CORP /DE/
Report date March 04, 2020 · Filed March 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,825.014 |
Reported balance
After 2020-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-04 · Grant · Acquired 2,154 · Balance 39,825.014 F1: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 4, 2021. F2: Represents 1,416.014 vested restricted stock units and 38,409 shares of Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 44,506.094 |
Reported balance
After 2020-03-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-03-04 · Grant · Acquired 4,681.08 · Balance 44,506.094 F3: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested. F4: Represents 6,097.094 vested restricted stock units and 38,409 shares of Common Stock. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.83 · Expires 2030-03-04 | Direct | 0 |
Reported balance
After 2020-03-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-04 · Grant · Acquired 22,428 · Balance 0 F5: The option vests in four equal annual installments beginning on March 4, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 4, 2021.
F2: Represents 1,416.014 vested restricted stock units and 38,409 shares of Common Stock.
F3: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
F4: Represents 6,097.094 vested restricted stock units and 38,409 shares of Common Stock.
F5: The option vests in four equal annual installments beginning on March 4, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2020 Filed Mar 6, 2020 23:34 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantEmployee Stock Option (right to buy) · Derivative | 22,428 | $0.00 Strike: $41.83 | $0.00 |
DisclosureSEC source: 0001214659-20-002366 · marketforms-48209.xml · derivative · entry 3 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,428 shares Expires 2030-03-04 F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 4, 2021. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 23:34 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 4,681.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002366 · marketforms-48209.xml · nonDerivative · entry 2 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,506.094 F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested. F4 · balance_after: Represents 6,097.094 vested restricted stock units and 38,409 shares of Common Stock. Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 23:34 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 2,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002366 · marketforms-48209.xml · nonDerivative · entry 1 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,825.014 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 4, 2021. F2 · balance_after: Represents 1,416.014 vested restricted stock units and 38,409 shares of Common Stock. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:49 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantEmployee Stock Option (right to buy) · Derivative | 20,436 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001214659-19-001941 · marketforms-44485.xml · derivative · entry 3 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,436 shares Expires 2029-03-05 F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 5, 2020. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:49 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 5,866.159 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001941 · marketforms-44485.xml · nonDerivative · entry 2 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,807.565 F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested. F4 · balance_after: Represents 6,458.565 vested restricted stock units and 21,349 shares of Common Stock. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:49 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 2,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001941 · marketforms-44485.xml · nonDerivative · entry 1 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,941.406 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 5, 2020. F2 · balance_after: Represents 592.406 vested restricted stock units and 21,349 shares of Common Stock. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 18:15 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | SaleCommon Stock | 8,000 | $46.00 | $368,036.80 |
DisclosureSEC source: 0001214659-18-005914 · marketforms-42873.xml · nonDerivative · entry 1 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,472.224 F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.60 to $46.30. F3 · balance_after: Represents 584.224 vested restricted stock units and 9,888 shares of Common Stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,490 | $0.00 Strike: $31.01 | $0.00 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · derivative · entry 10 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,490 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,174 | $0.00 Strike: $32.35 | $0.00 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · derivative · entry 9 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,880 Underlying: Common Stock · 2,174 shares Expires 2025-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,828 | $0.00 Strike: $28.88 | $0.00 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · derivative · entry 8 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,828 shares Expires 2024-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 797 | $0.00 Strike: $30.24 | $0.00 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · derivative · entry 7 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 797 shares Expires 2020-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | SaleCommon Stock | 9,692 | $44.32 | $429,549.44 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 6 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,692.514 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.10 to $44.80. F8 · balance_after: Represents 580.514 vested restricted stock units and 21,112 shares of Common Stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionCommon Stock | 10,490 | $31.01 | $325,294.90 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 5 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,384.514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · balance_after: Represents 580.514 vested restricted stock units and 30,804 shares of Common Stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionCommon Stock | 2,174 | $32.35 | $70,328.90 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 4 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,894.514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: Represents 580.514 vested restricted stock units and 20,314 shares of Common Stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Tax withholdingCommon Stock | 4,352 | $44.20 | $192,358.40 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 3 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,720.514 F3 · shares: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated. F4 · balance_after: Represents 580.514 vested restricted stock units and 18,140 shares of Common Stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionCommon Stock | 5,828 | $28.88 | $168,312.64 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 2 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,072.514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Represents 580.514 vested restricted stock units and 22,492 shares of Common Stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 18:36 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionCommon Stock | 797 | $30.24 | $24,101.28 |
DisclosureSEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 1 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,244.514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 580.514 vested restricted stock units and 16,664 shares of Common Stock. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:57 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantEmployee Stock Option (right to buy) · Derivative | 16,832 | $0.00 Strike: $42.95 | $0.00 |
DisclosureSEC source: 0001214659-18-001914 · marketforms-41313.xml · derivative · entry 3 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,924 Underlying: Common Stock · 16,832 shares Expires 2028-03-06 F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:57 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 5,961.607 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001914 · marketforms-41313.xml · nonDerivative · entry 2 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,386.253 F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested. F4 · balance_after: Represents 7,123.253 vested restricted stock units and 10,263 shares of Common Stock. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 22:57 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 1,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001914 · marketforms-41313.xml · nonDerivative · entry 1 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,424.646 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019. F2 · balance_after: Represents 1,161.646 vested restricted stock units and 10,263 shares of Common Stock. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:37 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,391 | $0.00 Strike: $30.24 | $0.00 |
DisclosureSEC source: 0001214659-17-006887 · marketforms-40185.xml · derivative · entry 3 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797 Underlying: Common Stock · 2,391 shares Expires 2020-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:37 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Tax withholdingCommon Stock | 1,587 | $45.55 | $72,287.85 |
DisclosureSEC source: 0001214659-17-006887 · marketforms-40185.xml · nonDerivative · entry 2 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,071.669 F2 · shares: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated. F3 · balance_after: Represents 21.669 vested restricted stock units and 10,050 shares of Common Stock. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 21:37 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | Exercise / conversionCommon Stock | 2,391 | $30.24 | $72,303.84 |
DisclosureSEC source: 0001214659-17-006887 · marketforms-40185.xml · nonDerivative · entry 1 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,658.669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 21.669 vested restricted stock units and 11,637 shares of Common Stock. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 23:17 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantEmployee Stock Option (right to buy) · Derivative | 16,360 | $0.00 Strike: $41.95 | $0.00 |
DisclosureSEC source: 0001214659-17-001807 · marketforms-38292.xml · derivative · entry 3 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,360 Underlying: Common Stock · 16,360 shares Expires 2027-03-07 F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 23:17 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 3,477.025 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001807 · marketforms-38292.xml · nonDerivative · entry 2 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348.617 F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested. F4 · balance_after: Represents 10,782.617 restricted stock units and 5,566 shares of Common Stock. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 23:17 UTC | HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 | GrantCommon Stock | 1,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-001807 · marketforms-38292.xml · nonDerivative · entry 1 Caldwell William J. · CIK 0001624521 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,871.592 F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018. F2 · balance_after: Represents 7,305.592 restricted stock units and 5,566 shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.