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McCarthy John P.

Disclosed activity across 1 company

Tapewire entity
163721
SEC CIK
0001608928

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HORACE MANN EDUCATORS CORP /DE/HMN · Entity 1365Senior Vice PresidentSeptember 06, 2018September 10, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HORACE MANN EDUCATORS CORP /DE/

Report date September 06, 2018 · Filed September 10, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,697.788 Reported balance After 2018-09-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-09-06 · Exercise / conversion · Acquired 5,000 · Balance 29,697.788

F1: Represents 14,542.788 vested restricted stock units and 15,155 shares of Common Stock.

Common StockSEC Table I · non-derivativeDirect24,697.788 Reported balance After 2018-09-06 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-09-06 · Sale · Disposed 5,000 · Balance 24,697.788

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.57 to $46.60.

F3: Represents 14,542.788 vested restricted stock units and 10,155 shares of Common Stock.

Common StockSEC Table I · non-derivativeDirect28,689.788 Reported balance After 2018-09-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2018-09-07 · Exercise / conversion · Acquired 3,992 · Balance 28,689.788

F4: Represents 14,542.788 vested restricted stock units and 14,147 shares of Common Stock.

Common StockSEC Table I · non-derivativeDirect26,714.788 Reported balance After 2018-09-07 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2018-09-07 · Sale · Disposed 1,975 · Balance 26,714.788

F5: Represents 14,542.788 vested restricted stock units and 12,172 shares of Common Stock.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.01 · Expires 2026-03-09Direct12,984 Reported balance After 2018-09-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-09-06 · Exercise / conversion · Disposed 5,000 · Balance 12,984

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.01 · Expires 2026-03-09Direct8,992 Reported balance After 2018-09-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-09-07 · Exercise / conversion · Disposed 3,992 · Balance 8,992

Filing footnotes · ownership attribution and instrument terms

F1: Represents 14,542.788 vested restricted stock units and 15,155 shares of Common Stock.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.57 to $46.60.

F3: Represents 14,542.788 vested restricted stock units and 10,155 shares of Common Stock.

F4: Represents 14,542.788 vested restricted stock units and 14,147 shares of Common Stock.

F5: Represents 14,542.788 vested restricted stock units and 12,172 shares of Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2018 Filed Sep 10, 2018 20:43 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,992 $0.00 Strike: $31.01 $0.00
Disclosure

SEC source: 0001214659-18-005994 · marketforms-42912.xml · derivative · entry 6

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,992

Underlying: Common Stock · 3,992 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:43 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 SaleCommon Stock 1,975 $46.50 $91,837.50
Disclosure

SEC source: 0001214659-18-005994 · marketforms-42912.xml · nonDerivative · entry 4

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,714.788

F5 · balance_after: Represents 14,542.788 vested restricted stock units and 12,172 shares of Common Stock.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:43 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionCommon Stock 3,992 $31.01 $123,791.92
Disclosure

SEC source: 0001214659-18-005994 · marketforms-42912.xml · nonDerivative · entry 3

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,689.788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Represents 14,542.788 vested restricted stock units and 14,147 shares of Common Stock.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 20:43 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $31.01 $0.00
Disclosure

SEC source: 0001214659-18-005994 · marketforms-42912.xml · derivative · entry 5

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,984

Underlying: Common Stock · 5,000 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 20:43 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 SaleCommon Stock 5,000 $46.58 $232,897.00
Disclosure

SEC source: 0001214659-18-005994 · marketforms-42912.xml · nonDerivative · entry 2

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,697.788

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.57 to $46.60.

F3 · balance_after: Represents 14,542.788 vested restricted stock units and 10,155 shares of Common Stock.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 20:43 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionCommon Stock 5,000 $31.01 $155,050.00
Disclosure

SEC source: 0001214659-18-005994 · marketforms-42912.xml · nonDerivative · entry 1

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,697.788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 14,542.788 vested restricted stock units and 15,155 shares of Common Stock.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 15:53 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,970 $0.00 Strike: $28.91 $0.00
Disclosure

SEC source: 0001214659-18-004735 · marketforms-42409.xml · derivative · entry 3

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,970 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 15:53 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 SaleCommon Stock 800 $44.62 $35,695.20
Disclosure

SEC source: 0001214659-18-004735 · marketforms-42409.xml · nonDerivative · entry 2

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,607.478

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $44.80.

F3 · balance_after: Represents 14,452.478 vested restricted stock units and 10,155 shares of Common Stock.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 15:53 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionCommon Stock 6,970 $28.91 $201,502.70
Disclosure

SEC source: 0001214659-18-004735 · marketforms-42409.xml · nonDerivative · entry 1

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,407.478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 14,452.478 vested restricted stock units and 10,955 shares of Common Stock.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 18:29 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,971 $0.00 Strike: $28.91 $0.00
Disclosure

SEC source: 0001214659-18-004626 · marketforms-42364.xml · derivative · entry 6

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,970

Underlying: Common Stock · 6,971 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 18:29 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 SaleCommon Stock 6,971 $44.64 $311,206.35
Disclosure

SEC source: 0001214659-18-004626 · marketforms-42364.xml · nonDerivative · entry 4

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,437.478

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $44.80.

F3 · balance_after: Represents 14,452.478 vested restricted stock units and 3,985 shares of Common Stock.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 18:29 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionCommon Stock 6,971 $28.91 $201,531.61
Disclosure

SEC source: 0001214659-18-004626 · marketforms-42364.xml · nonDerivative · entry 3

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,408.478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Represents 14,452.478 vested restricted stock units and 10,956 shares of Common Stock.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 18:29 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,999 $0.00 Strike: $28.91 $0.00
Disclosure

SEC source: 0001214659-18-004626 · marketforms-42364.xml · derivative · entry 5

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,941

Underlying: Common Stock · 5,999 shares

Expires 2024-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 18:29 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 SaleCommon Stock 5,999 $44.57 $267,357.43
Disclosure

SEC source: 0001214659-18-004626 · marketforms-42364.xml · nonDerivative · entry 2

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,437.478

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $44.65.

F3 · balance_after: Represents 14,452.478 vested restricted stock units and 3,985 shares of Common Stock.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 18:29 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 Exercise / conversionCommon Stock 5,999 $28.91 $173,431.09
Disclosure

SEC source: 0001214659-18-004626 · marketforms-42364.xml · nonDerivative · entry 1

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,436.478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 14,452.478 vested restricted stock units and 9,984 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:59 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 5,961.607 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001919 · marketforms-41323.xml · nonDerivative · entry 1

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,526.984

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F2 · balance_after: Represents 7,788.984 vested restricted stock units and 3,738 shares of Common Stock.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantEmployee Stock Option (right to buy) · Derivative 14,088 $0.00 Strike: $41.95 $0.00
Disclosure

SEC source: 0001214659-17-001811 · marketforms-38297.xml · derivative · entry 3

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,088

Underlying: Common Stock · 14,088 shares

Expires 2027-03-07

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 7, 2018.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 5,239.391 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001811 · marketforms-38297.xml · nonDerivative · entry 2

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,330.437

F2 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:20 UTC HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365 GrantCommon Stock 1,479 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001811 · marketforms-38297.xml · nonDerivative · entry 1

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,091.046

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 7, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.