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HORACE MANN EDUCATORS CORP /DE/

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1365
SEC CIK
0000850141
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379

Last 12 months

Inside the activity.

2 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202504
Dec 202501
Jan 202602
Feb 202610
Mar 202610
Apr 202602
May 202605
Jun 202601
Jul 202601
Aug 202603
Sep 202603
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2018 Filed Jun 5, 2018 19:05 UTC
Sharpe Matthew P.Executive Vice President
SaleCommon Stock 10,061 $44.53 $448,016.33
Disclosure

SEC source: 0001214659-18-004271 · marketforms-42220.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,638.641

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on March 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $44.80.

F3 · balance_after: Represents 46,950.641 vested restricted stock units and 17,688 shares of Common Stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 19:03 UTC SaleCommon Stock 3,000 $44.40 $133,200.00
Disclosure

SEC source: 0001214659-18-004270 · marketforms-42219.xml · nonDerivative · entry 1

Hassenmiller Steve · CIK 0001303207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,664

F1 · kind: The sale reported in this Form 4 was effected by a Rule 10b5-1 trading plan adopted by the reporting person on March 20, 2018.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,490 $0.00 Strike: $31.01 $0.00
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · derivative · entry 10

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,490 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,174 $0.00 Strike: $32.35 $0.00
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · derivative · entry 9

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880

Underlying: Common Stock · 2,174 shares

Expires 2025-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,828 $0.00 Strike: $28.88 $0.00
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · derivative · entry 8

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,828 shares

Expires 2024-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 797 $0.00 Strike: $30.24 $0.00
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · derivative · entry 7

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 797 shares

Expires 2020-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
SaleCommon Stock 9,692 $44.32 $429,549.44
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 6

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692.514

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.10 to $44.80.

F8 · balance_after: Represents 580.514 vested restricted stock units and 21,112 shares of Common Stock.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Exercise / conversionCommon Stock 10,490 $31.01 $325,294.90
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 5

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,384.514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · balance_after: Represents 580.514 vested restricted stock units and 30,804 shares of Common Stock.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Exercise / conversionCommon Stock 2,174 $32.35 $70,328.90
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 4

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,894.514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: Represents 580.514 vested restricted stock units and 20,314 shares of Common Stock.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Tax withholdingCommon Stock 4,352 $44.20 $192,358.40
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 3

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,720.514

F3 · shares: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.

F4 · balance_after: Represents 580.514 vested restricted stock units and 18,140 shares of Common Stock.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Exercise / conversionCommon Stock 5,828 $28.88 $168,312.64
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 2

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,072.514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Represents 580.514 vested restricted stock units and 22,492 shares of Common Stock.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 18:36 UTC
Caldwell William J.Executive Vice President
Exercise / conversionCommon Stock 797 $30.24 $24,101.28
Disclosure

SEC source: 0001214659-18-004242 · marketforms-42201.xml · nonDerivative · entry 1

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,244.514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 580.514 vested restricted stock units and 16,664 shares of Common Stock.

Read SEC document
May 23, 2018 Filed May 25, 2018 15:33 UTC GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004042 · marketforms-42109.xml · nonDerivative · entry 1

Swyers Steven O. · CIK 0001608926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,238.807

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 23, 2019.

F2 · price: Granted as compensation for services.

Read SEC document
May 23, 2018 Filed May 25, 2018 15:33 UTC GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004041 · marketforms-42108.xml · nonDerivative · entry 1

Stricker Robert · CIK 0001478287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,284.95

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 23, 2019.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 13,528.275 vested share-based restricted stock units, 10,236.675 deferred cash restricted stock units and 10,520 shares of Common Stock.

Read SEC document
May 23, 2018 Filed May 25, 2018 15:32 UTC GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004040 · marketforms-42106.xml · nonDerivative · entry 1

Reece Henry Wade · CIK 0001675638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994.055

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 23, 2019.

F2 · price: Granted as compensation for services.

Read SEC document
May 23, 2018 Filed May 25, 2018 15:32 UTC GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004039 · marketforms-42105.xml · nonDerivative · entry 1

McClure Beverley J. · CIK 0001577358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,763.028

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 23, 2019.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 13,328.931 vested share-based restricted stock units and 3,434.097 deferred cash restricted stock units.

Read SEC document
May 23, 2018 Filed May 25, 2018 15:31 UTC GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004038 · marketforms-42104.xml · nonDerivative · entry 1

Hines Perry G. · CIK 0001741555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 23, 2019.

F2 · price: Granted as compensation for services.

Read SEC document
May 23, 2018 Filed May 25, 2018 15:29 UTC GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004036 · marketforms-42101.xml · nonDerivative · entry 1

Helow Ronald J. · CIK 0001470364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,899.169

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 23, 2019.

F2 · price: Granted as compensation for services.

Read SEC document
May 23, 2018 Filed May 25, 2018 15:28 UTC GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004035 · marketforms-42100.xml · nonDerivative · entry 1

Hassenmiller Steve · CIK 0001303207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,108

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 23, 2019.

F2 · price: Granted as compensation for services.

Read SEC document
May 23, 2018 Filed May 25, 2018 15:28 UTC GrantCommon Stock 2,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004034 · marketforms-42099.xml · nonDerivative · entry 1

Domenech Daniel A · CIK 0001642977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303.462

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in full on May 23, 2019.

F2 · price: Granted as compensation for services.

F3 · balance_after: Represents 5,766.260 vested share-based restricted stock units and 6,537.202 deferred cash restricted stock units.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 22:23 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,893 $0.00 Strike: $20.60 $0.00
Disclosure

SEC source: 0001214659-18-002359 · marketforms-41543.xml · derivative · entry 3

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,893 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 22:23 UTC
Sharpe Matthew P.Executive Vice President
Tax withholdingCommon Stock 2,712 $43.15 $117,022.80
Disclosure

SEC source: 0001214659-18-002359 · marketforms-41543.xml · nonDerivative · entry 2

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,419.481

F2 · shares: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.

F3 · balance_after: Represents 46,637.481 vested restricted stock units and 33,782 shares of Common Stock.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 22:23 UTC
Sharpe Matthew P.Executive Vice President
Exercise / conversionCommon Stock 7,893 $20.60 $162,595.80
Disclosure

SEC source: 0001214659-18-002359 · marketforms-41543.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,131.481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 46,637.481 vested restricted stock units and 36,494 shares of Common Stock.

Read SEC document
March 21, 2018 Filed Mar 23, 2018 16:34 UTC SaleCommon Stock 4,259 $44.82 $190,875.18
Disclosure

SEC source: 0001214659-18-002307 · marketforms-41529.xml · nonDerivative · entry 1

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,827.447

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.55 to $45.10.

F2 · balance_after: Represents 28,414.343 vested share-based restricted stock units, 9,101.591 deferred cash restricted stock units and 4,311.513 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:01 UTC
ZURAITIS MARITADirector · President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 71,532 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001930 · marketforms-41327.xml · derivative · entry 3

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,720

Underlying: Common Stock · 71,532 shares

Expires 2028-03-06

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:01 UTC
ZURAITIS MARITADirector · President & CEO
GrantCommon Stock 21,858.808 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001930 · marketforms-41327.xml · nonDerivative · entry 2

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,650.576

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 189,050.576 vested restricted stock units and 25,600 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:01 UTC
ZURAITIS MARITADirector · President & CEO
GrantCommon Stock 7,917 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001930 · marketforms-41327.xml · nonDerivative · entry 1

ZURAITIS MARITA · CIK 0001198960 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,791.768

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

F2 · balance_after: Represents 167,191.768 vested restricted stock units and 25,600 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:00 UTC
Sharpe Matthew P.Executive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 23,144 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001929 · marketforms-41326.xml · derivative · entry 3

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,795

Underlying: Common Stock · 23,144 shares

Expires 2028-03-06

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:00 UTC
Sharpe Matthew P.Executive Vice President
GrantCommon Stock 9,935.583 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001929 · marketforms-41326.xml · nonDerivative · entry 2

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,535.606

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 58,847.606 vested restricted stock units and 17,688 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:00 UTC
Sharpe Matthew P.Executive Vice President
GrantCommon Stock 2,562 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001929 · marketforms-41326.xml · nonDerivative · entry 1

Sharpe Matthew P. · CIK 0001543801 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,600.023

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

F2 · balance_after: Represents 48,912.023 vested restricted stock units and 17,688 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:00 UTC
Robinson AllanSenior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 10,520 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001920 · marketforms-41325.xml · derivative · entry 3

Robinson Allan · CIK 0001707915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,202

Underlying: Common Stock · 10,520 shares

Expires 2028-03-06

F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:00 UTC
Robinson AllanSenior Vice President
GrantCommon Stock 2,824.55 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001920 · marketforms-41325.xml · nonDerivative · entry 2

Robinson Allan · CIK 0001707915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,544.55

F2 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F3 · balance_after: Represents 2,824.550 vested restricted stock units and 1,720 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:00 UTC
Robinson AllanSenior Vice President
GrantCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001920 · marketforms-41325.xml · nonDerivative · entry 1

Robinson Allan · CIK 0001707915 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:59 UTC
McCarthy John P.Senior Vice President
GrantCommon Stock 5,961.607 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001919 · marketforms-41323.xml · nonDerivative · entry 1

McCarthy John P. · CIK 0001608928 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,526.984

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F2 · balance_after: Represents 7,788.984 vested restricted stock units and 3,738 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:59 UTC
JOHNSON KIMBERLY AVice President & Controller
GrantEmployee Stock Option (right to buy) · Derivative 4,208 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001918 · marketforms-41322.xml · derivative · entry 3

JOHNSON KIMBERLY A · CIK 0001708307 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463

Underlying: Common Stock · 4,208 shares

Expires 2028-03-06

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:59 UTC
JOHNSON KIMBERLY AVice President & Controller
GrantCommon Stock 1,491.371 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001918 · marketforms-41322.xml · nonDerivative · entry 2

JOHNSON KIMBERLY A · CIK 0001708307 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,618.014

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 17,954.507 vested restricted stock units and 663.507 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:59 UTC
JOHNSON KIMBERLY AVice President & Controller
GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001918 · marketforms-41322.xml · nonDerivative · entry 1

JOHNSON KIMBERLY A · CIK 0001708307 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,126.643

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

F2 · balance_after: Represents 16,463.136 vested restricted stock units and 663.507 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:58 UTC
Figurski Sandra L.Senior Vice President
GrantEmployee Stock Option (right to buy) · Derivative 10,520 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001916 · marketforms-41321.xml · derivative · entry 3

Figurski Sandra L. · CIK 0001624509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,742

Underlying: Common Stock · 10,520 shares

Expires 2028-03-06

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:58 UTC
Figurski Sandra L.Senior Vice President
GrantCommon Stock 3,975.259 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001916 · marketforms-41321.xml · nonDerivative · entry 2

Figurski Sandra L. · CIK 0001624509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,824.191

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 4,704.191 vested restricted stock units and 5,120 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:58 UTC
Figurski Sandra L.Senior Vice President
GrantCommon Stock 1,167 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001916 · marketforms-41321.xml · nonDerivative · entry 1

Figurski Sandra L. · CIK 0001624509 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,848.932

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

F2 · balance_after: Represents 728.932 vested restricted stock units and 5,120 shares of Common Stock.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:57 UTC
Caldwell William J.Executive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 16,832 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001914 · marketforms-41313.xml · derivative · entry 3

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,924

Underlying: Common Stock · 16,832 shares

Expires 2028-03-06

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:57 UTC
Caldwell William J.Executive Vice President
GrantCommon Stock 5,961.607 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001914 · marketforms-41313.xml · nonDerivative · entry 2

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,386.253

F3 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F4 · balance_after: Represents 7,123.253 vested restricted stock units and 10,263 shares of Common Stock.

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March 06, 2018 Filed Mar 8, 2018 22:57 UTC
Caldwell William J.Executive Vice President
GrantCommon Stock 1,863 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001914 · marketforms-41313.xml · nonDerivative · entry 1

Caldwell William J. · CIK 0001624521 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,424.646

F1 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

F2 · balance_after: Represents 1,161.646 vested restricted stock units and 10,263 shares of Common Stock.

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March 06, 2018 Filed Mar 8, 2018 22:58 UTC GrantEmployee Stock Option (right to buy) · Derivative 13,676 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001915 · marketforms-41319.xml · derivative · entry 7

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,025

Underlying: Common Stock · 13,676 shares

Expires 2028-03-06

F8 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

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March 06, 2018 Filed Mar 8, 2018 22:58 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,100 $0.00 Strike: $17.01 $0.00
Disclosure

SEC source: 0001214659-18-001915 · marketforms-41319.xml · derivative · entry 6

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,025

Underlying: Common Stock · 7,100 shares

Expires 2018-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 06, 2018 Filed Mar 8, 2018 22:58 UTC GrantCommon Stock 3,477.714 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001915 · marketforms-41319.xml · nonDerivative · entry 4

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,340.443

F5 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.

F6 · balance_after: Represents 32,946.721 vested restricted stock units, 9,101.591 deferred restricted stock units and 4,292.131 shares of Common Stock.

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March 06, 2018 Filed Mar 8, 2018 22:58 UTC GrantCommon Stock 1,515 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001915 · marketforms-41319.xml · nonDerivative · entry 3

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,862.729

F4 · security: The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 6, 2019.

F3 · balance_after: Represents 29,469.007 vested restricted stock units, 9,101.591 deferred restricted stock units and 4,292.131 shares of Common Stock.

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March 06, 2018 Filed Mar 8, 2018 22:58 UTC SaleCommon Stock 2,938 $42.81 $125,766.97
Disclosure

SEC source: 0001214659-18-001915 · marketforms-41319.xml · nonDerivative · entry 2

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,862.729

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.75 to $42.85.

F3 · balance_after: Represents 29,469.007 vested restricted stock units, 9,101.591 deferred restricted stock units and 4,292.131 shares of Common Stock.

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March 06, 2018 Filed Mar 8, 2018 22:58 UTC Exercise / conversionCommon Stock 7,100 $17.01 $120,771.00
Disclosure

SEC source: 0001214659-18-001915 · marketforms-41319.xml · nonDerivative · entry 1

CONKLIN BRET A · CIK 0001247242 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,800.729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents 29,469.007 vested restricted stock units, 9,101.591 deferred restricted stock units and 7,230.131 shares of Common Stock.

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March 06, 2018 Filed Mar 8, 2018 22:57 UTC
Carley Donald MGeneral Counsel
GrantEmployee Stock Option (right to buy) · Derivative 11,572 $0.00 Strike: $42.95 $0.00
Disclosure

SEC source: 0001214659-18-001913 · marketforms-41317.xml · derivative · entry 2

Carley Donald M · CIK 0001665149 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,747

Underlying: Common Stock · 11,572 shares

Expires 2028-03-06

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 6, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.