Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2018 Filed Dec 4, 2018 20:29 UTC |
TRANSIER WILLIAM LDirector
|
Tax withholdingCommon Stock | 3,504 | $8.20 | $28,732.80 |
DisclosureSEC source: 0001209191-18-060799 · doc4.xml · nonDerivative · entry 1 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,896 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 20:28 UTC |
WATT JAMES ADirector
|
Tax withholdingCommon Stock | 1,947 | $8.20 | $15,965.40 |
DisclosureSEC source: 0001209191-18-060798 · doc4.xml · nonDerivative · entry 2 WATT JAMES A · CIK 0001197293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,318 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 20:28 UTC |
WATT JAMES ADirector
|
Tax withholdingCommon Stock | 3,504 | $8.20 | $28,732.80 |
DisclosureSEC source: 0001209191-18-060798 · doc4.xml · nonDerivative · entry 1 WATT JAMES A · CIK 0001197293 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,265 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 20:27 UTC |
QUINN NANCY KDirector
|
Tax withholdingCommon Stock | 1,841 | $8.20 | $15,096.20 |
DisclosureSEC source: 0001209191-18-060796 · doc4.xml · nonDerivative · entry 2 QUINN NANCY K · CIK 0001285481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,228 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 20:27 UTC |
QUINN NANCY KDirector
|
Tax withholdingCommon Stock | 3,315 | $8.20 | $27,183.00 |
DisclosureSEC source: 0001209191-18-060796 · doc4.xml · nonDerivative · entry 1 QUINN NANCY K · CIK 0001285481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,069 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:53 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 3,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053235 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,044 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:35 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 3,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053336 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,218 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:48 UTC |
TRANSIER WILLIAM LDirector
|
SaleCommon Stock | 17,300 | $9.84 | $170,232.00 |
DisclosureSEC source: 0001209191-18-053229 · doc4.xml · nonDerivative · entry 1 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By T2 Interests, Ltd. Disclosed balance after: 97,400 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.80 to $9.86, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reporting person transferred all of the subject shares to T2 Interests, Ltd., a limited partnership of which the reporting person and his wife are the sole limited partners and of which T2 GP, Inc. is the sole general partner. The reporting person and his wife are the sole owners of T2 GP, Inc. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 21:05 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
SaleCommon Stock | 15,244 | $9.85 | $150,153.40 |
DisclosureSEC source: 0001209191-18-052469 · doc4.xml · nonDerivative · entry 1 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,480 F1 · price: These shares were sold in multiple transactions each at a price of $9.85. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each such transaction. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 21:01 UTC |
TRANSIER WILLIAM LDirector
|
SaleCommon Stock | 32,700 | $9.69 | $316,863.00 |
DisclosureSEC source: 0001209191-18-052467 · doc4.xml · nonDerivative · entry 1 TRANSIER WILLIAM L · CIK 0001187452 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By T2 Interests, Ltd. Disclosed balance after: 114,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.62 to $9.81, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: The reporting person transferred all of the subject shares to T2 Interests, Ltd., a limited partnership of which the reporting person and his wife are the sole limited partners and of which T2 GP, Inc. is the sole general partner. The reporting person and his wife are the sole owners of T2 GP, Inc. Read SEC document |
| September 21, 2018 Filed Sep 21, 2018 21:32 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 193,468 | $9.79 | $1,894,051.72 |
DisclosureSEC source: 0001209191-18-051954 · doc4.xml · nonDerivative · entry 3 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159,134 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.72 to $9.96, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:26 UTC |
QUINN NANCY KDirector
|
SaleCommon Stock | 13,340 | $9.74 | $129,931.60 |
DisclosureSEC source: 0001209191-18-051946 · doc4.xml · nonDerivative · entry 1 QUINN NANCY K · CIK 0001285481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,384 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.73 to $9.75, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:32 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 350,000 | $9.76 | $3,416,000.00 |
DisclosureSEC source: 0001209191-18-051954 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,352,602 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.82, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:29 UTC |
Sparks Scott AndrewEVP and COO
|
SaleCommon Stock | 10,000 | $9.82 | $98,200.00 |
DisclosureSEC source: 0001209191-18-051948 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,109 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.82 to $9.84, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| September 19, 2018 Filed Mar 13, 2020 20:06 UTC Amendment |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 110,000 | $9.61 | $1,057,100.00 |
DisclosureSEC source: 0001209191-20-018843 · doc4a.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,702,602 F1 · date: The correct Transaction Date was 09/19/2018, which was consistent with and reflected the reported Date of Earliest Transaction, and not 09/19/2019 as previously reported. The dates on the Form 4 for the transactions on September 20, 2018 and September 21, 2018 were correctly reported. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.57 to $9.71, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F3 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| August 21, 2018 Filed Aug 22, 2018 00:02 UTC |
Gatti AmerinoDirector
|
GrantCommon Stock | 6,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047873 · doc4.xml · nonDerivative · entry 1 Gatti Amerino · CIK 0001675255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,093 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:08 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 152,996 | $10.05 | $1,537,609.80 |
DisclosureSEC source: 0001209191-18-045013 · doc4.xml · nonDerivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,812,602 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.04 to $10.12, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:08 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
SaleCommon Stock | 118,536 | $10.15 | $1,203,140.40 |
DisclosureSEC source: 0001209191-18-045013 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965,598 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.04 to $10.37, inclusive. The reporting person undertakes to provide Helix Energy Solutions Group, Inc., any security holder of Helix Energy Solutions Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. F2 · balance_after: Mr. Kratz disclaims beneficial ownership of 1,000,000 shares included in this amount, which shares are held by Joss Investments Limited Partnership, an entity in which he is a general partner. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 18:31 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 3,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040251 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,150 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 16:32 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 3,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040181 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,008 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:10 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 5,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023154 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,961 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 19:45 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 5,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022819 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,632 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 16:07 UTC |
Staffeldt ErikSenior Vice President & CFO
|
Tax withholdingCommon Stock | 3,743 | $8.00 | $29,944.00 |
DisclosureSEC source: 0001209191-18-002324 · doc4.xml · nonDerivative · entry 1 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,240 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 16:09 UTC |
Sparks Scott AndrewEVP and COO
|
Tax withholdingCommon Stock | 9,282 | $8.00 | $74,256.00 |
DisclosureSEC source: 0001209191-18-002327 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,109 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 16:05 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 13,957 | $8.00 | $111,656.00 |
DisclosureSEC source: 0001209191-18-002321 · doc4.xml · nonDerivative · entry 1 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,724 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:03 UTC |
Staffeldt ErikSenior Vice President & CFO
|
Tax withholdingCommon Stock | 2,679 | $7.64 | $20,467.56 |
DisclosureSEC source: 0001209191-18-001791 · doc4.xml · nonDerivative · entry 3 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,983 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:01 UTC |
Sparks Scott AndrewEVP and COO
|
Tax withholdingCommon Stock | 6,298 | $7.64 | $48,116.72 |
DisclosureSEC source: 0001209191-18-001786 · doc4.xml · nonDerivative · entry 3 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,391 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 19:44 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 8,708 | $7.64 | $66,529.12 |
DisclosureSEC source: 0001209191-18-001768 · doc4.xml · nonDerivative · entry 3 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,681 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 21:00 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 4,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000151 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,402 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 21:03 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 4,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000157 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,127 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. This restricted stock award was received in lieu of quarterly fees related to the reporting person's service on the Board of Directors and its committees. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:03 UTC |
Staffeldt ErikSenior Vice President & CFO
|
GrantPerformance Share Units · Derivative | 99,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001791 · doc4.xml · derivative · entry 4 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,470 Underlying: Common Stock · 99,470 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:03 UTC |
Staffeldt ErikSenior Vice President & CFO
|
Tax withholdingCommon Stock | 545 | $7.54 | $4,109.30 |
DisclosureSEC source: 0001209191-18-001791 · doc4.xml · nonDerivative · entry 2 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,662 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:03 UTC |
Staffeldt ErikSenior Vice President & CFO
|
GrantCommon Stock | 49,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001791 · doc4.xml · nonDerivative · entry 1 Staffeldt Erik · CIK 0001648839 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,207 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:57 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
GrantPerformance Share Units · Derivative | 424,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001783 · doc4.xml · derivative · entry 2 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,404 Underlying: Common Stock · 424,404 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F3 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F4 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:57 UTC |
KRATZ OWEN EDirector · PRESIDENT & CEO
|
GrantCommon Stock | 212,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001783 · doc4.xml · nonDerivative · entry 1 KRATZ OWEN E · CIK 0001041815 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,084,134 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:01 UTC |
Sparks Scott AndrewEVP and COO
|
GrantPerformance Share Units · Derivative | 142,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001786 · doc4.xml · derivative · entry 4 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,575 Underlying: Common Stock · 142,575 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:01 UTC |
Sparks Scott AndrewEVP and COO
|
Tax withholdingCommon Stock | 627 | $7.54 | $4,727.58 |
DisclosureSEC source: 0001209191-18-001786 · doc4.xml · nonDerivative · entry 2 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,689 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:01 UTC |
Sparks Scott AndrewEVP and COO
|
GrantCommon Stock | 71,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001786 · doc4.xml · nonDerivative · entry 1 Sparks Scott Andrew · CIK 0001640450 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,316 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:49 UTC |
Wagner Geoffrey C.EVP and CCO
|
GrantPerformance Share Units · Derivative | 92,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001774 · doc4.xml · derivative · entry 2 Wagner Geoffrey C. · CIK 0001559268 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,838 Underlying: Common Stock · 92,838 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F3 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F4 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:49 UTC |
Wagner Geoffrey C.EVP and CCO
|
GrantCommon Stock | 46,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001774 · doc4.xml · nonDerivative · entry 1 Wagner Geoffrey C. · CIK 0001559268 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,419 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:44 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
GrantPerformance Share Units · Derivative | 139,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001768 · doc4.xml · derivative · entry 4 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,258 Underlying: Common Stock · 139,258 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F4 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F3 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F5 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:44 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
Tax withholdingCommon Stock | 3,811 | $7.54 | $28,734.94 |
DisclosureSEC source: 0001209191-18-001768 · doc4.xml · nonDerivative · entry 2 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,389 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:44 UTC |
Johnson Alisa BExec.VP & Gen Counsel
|
GrantCommon Stock | 69,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001768 · doc4.xml · nonDerivative · entry 1 Johnson Alisa B · CIK 0001375840 · Exec.VP & Gen Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,200 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:15 UTC |
TRIPODO ANTHONYDirector · EVP &Senior Advisor
|
Tax withholdingCommon Stock | 35,672 | $7.54 | $268,966.88 |
DisclosureSEC source: 0001209191-18-000827 · doc4.xml · nonDerivative · entry 3 TRIPODO ANTHONY · CIK 0001046167 · Director · EVP &Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,437 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:15 UTC |
TRIPODO ANTHONYDirector · EVP &Senior Advisor
|
Tax withholdingCommon Stock | 40,084 | $7.54 | $302,233.36 |
DisclosureSEC source: 0001209191-18-000827 · doc4.xml · nonDerivative · entry 2 TRIPODO ANTHONY · CIK 0001046167 · Director · EVP &Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,109 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:15 UTC |
TRIPODO ANTHONYDirector · EVP &Senior Advisor
|
Tax withholdingCommon Stock | 5,444 | $7.54 | $41,047.76 |
DisclosureSEC source: 0001209191-18-000827 · doc4.xml · nonDerivative · entry 1 TRIPODO ANTHONY · CIK 0001046167 · Director · EVP &Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,193 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. Read SEC document |
| December 31, 2017 Filed Jan 8, 2018 20:22 UTC Amendment |
TRIPODO ANTHONYDirector · EVP &Senior Advisor
|
Tax withholdingCommon Stock | 39,877 | $7.54 | $300,672.58 |
DisclosureSEC source: 0001209191-18-002686 · doc4a.xml · nonDerivative · entry 2 TRIPODO ANTHONY · CIK 0001046167 · Director · EVP &Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,254 F2 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. The number of shares originally reported as forfeited, 40,084, was incorrect due to a withholding miscalculation. Read SEC document |
| December 31, 2017 Filed Jan 8, 2018 20:22 UTC Amendment |
TRIPODO ANTHONYDirector · EVP &Senior Advisor
|
Tax withholdingCommon Stock | 4,834 | $7.54 | $36,448.36 |
DisclosureSEC source: 0001209191-18-002686 · doc4a.xml · nonDerivative · entry 1 TRIPODO ANTHONY · CIK 0001046167 · Director · EVP &Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,131 F1 · shares: These shares were forfeited to satisfy tax obligations related to the vesting of the reporting person's restricted stock award. The number of shares originally reported as forfeited, 5,444, was incorrect due to a withholding miscalculation. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 21:10 UTC |
RASK JAN ADirector
|
GrantCommon Stock | 23,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064409 · doc4.xml · nonDerivative · entry 1 RASK JAN A · CIK 0001184448 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,900 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 07, 2017 Filed Dec 7, 2017 22:53 UTC |
LOVOI JOHNDirector
|
GrantCommon Stock | 23,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064520 · doc4.xml · nonDerivative · entry 1 LOVOI JOHN · CIK 0001271502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,382 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.