Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ATWOOD OCEANICS INCATW · Entity 172624 | VP, Marketing & Bus. Dev. | December 08, 2016 | December 12, 2016 |
| HORNBECK OFFSHORE SERVICES, INC.HLX · Entity 705 | EVP and CCO | January 02, 2018 | January 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ATWOOD OCEANICS INC
Report date December 08, 2016 · Filed December 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Atwood Oceanics, Inc. Common StockSEC Table I · non-derivative | Direct | 16,528 |
Ending reported balance
After 2016-12-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-12-08 · Exercise / conversion · Acquired 3,055 · Balance 17,364 F1: The performance-based restricted stock units vested on December 8, 2016, following a three-year performance period, based upon company total shareholder return compared with the total shareholder return of a designated peer group over the vesting period. Vested units were settled in shares of common stock. Units that did not vest were forfeited. Row 2 · 2016-12-08 · Tax withholding · Disposed 836 · Balance 16,528 F2: Represents shares withheld upon the vesting of performance-based restricted stock units in order to satisfy the reporting person's tax withholding obligation upon such vesting. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-12-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-08 · Exercise / conversion · Disposed 3,055 · Balance 0 F1: The performance-based restricted stock units vested on December 8, 2016, following a three-year performance period, based upon company total shareholder return compared with the total shareholder return of a designated peer group over the vesting period. Vested units were settled in shares of common stock. Units that did not vest were forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: The performance-based restricted stock units vested on December 8, 2016, following a three-year performance period, based upon company total shareholder return compared with the total shareholder return of a designated peer group over the vesting period. Vested units were settled in shares of common stock. Units that did not vest were forfeited.
F2: Represents shares withheld upon the vesting of performance-based restricted stock units in order to satisfy the reporting person's tax withholding obligation upon such vesting.
HORNBECK OFFSHORE SERVICES, INC.
Report date January 02, 2018 · Filed January 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,419 |
Reported balance
After 2018-01-02 transaction · row 1
1 source rowRow 1 · 2018-01-02 · Grant · Acquired 46,419 · Balance 46,419 F1: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 92,838 |
Reported balance
After 2018-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-01-02 · Grant · Disposed 92,838 · Balance 92,838 F2: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F3: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F4: Upon payment of the PSUs, which shall occur no later than March 15, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price.
F2: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020.
F3: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned.
F4: Upon payment of the PSUs, which shall occur no later than March 15, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2018 Filed Jan 4, 2018 19:49 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantPerformance Share Units · Derivative | 92,838 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001774 · doc4.xml · derivative · entry 2 Wagner Geoffrey C. · CIK 0001559268 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,838 Underlying: Common Stock · 92,838 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F3 · shares: Amount reported is 200% of the number of PSUs granted and the maximum number that may be earned. F2 · derivative.exercise_date: Each Performance Share Unit ("PSU") represents the contingent right to receive one share of Company common stock. Actual number of shares upon vesting may range from 0% to 200% dependent on the Company's relative shareholder return as compared to its peer group over a three-year period beginning January 1, 2018 and ending December 31, 2020. F4 · derivative.expiration_date: Upon payment of the PSUs, which shall occur no later than March 15, 2021. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 19:49 UTC | HORNBECK OFFSHORE SERVICES, INC. HLX · Entity 705 | GrantCommon Stock | 46,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001774 · doc4.xml · nonDerivative · entry 1 Wagner Geoffrey C. · CIK 0001559268 · EVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,419 F1 · price: This restricted stock award was granted pursuant to the Company's 2005 Long Term Incentive Plan (as Amended and Restated effective January 1, 2017) and therefore has no purchase or sales price. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 17:35 UTC | ATWOOD OCEANICS INC ATW · Entity 172624 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 3,055 | $0.00 | $0.00 |
DisclosureSEC source: 0000008411-16-000301 · wf-form4_148158209499558.xml · derivative · entry 3 Wagner Geoffrey C. · CIK 0001559268 · VP, Marketing & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Atwood Oceanics, Inc. Common Stock · 3,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The performance-based restricted stock units vested on December 8, 2016, following a three-year performance period, based upon company total shareholder return compared with the total shareholder return of a designated peer group over the vesting period. Vested units were settled in shares of common stock. Units that did not vest were forfeited. F1 · derivative.exercise_date: The performance-based restricted stock units vested on December 8, 2016, following a three-year performance period, based upon company total shareholder return compared with the total shareholder return of a designated peer group over the vesting period. Vested units were settled in shares of common stock. Units that did not vest were forfeited. F1 · derivative.expiration_date: The performance-based restricted stock units vested on December 8, 2016, following a three-year performance period, based upon company total shareholder return compared with the total shareholder return of a designated peer group over the vesting period. Vested units were settled in shares of common stock. Units that did not vest were forfeited. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 17:35 UTC | ATWOOD OCEANICS INC ATW · Entity 172624 | Tax withholdingAtwood Oceanics, Inc. Common Stock | 836 | $11.97 | $10,006.92 |
DisclosureSEC source: 0000008411-16-000301 · wf-form4_148158209499558.xml · nonDerivative · entry 2 Wagner Geoffrey C. · CIK 0001559268 · VP, Marketing & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,528 F2 · shares: Represents shares withheld upon the vesting of performance-based restricted stock units in order to satisfy the reporting person's tax withholding obligation upon such vesting. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 17:35 UTC | ATWOOD OCEANICS INC ATW · Entity 172624 | Exercise / conversionAtwood Oceanics, Inc. Common Stock | 3,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000008411-16-000301 · wf-form4_148158209499558.xml · nonDerivative · entry 1 Wagner Geoffrey C. · CIK 0001559268 · VP, Marketing & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The performance-based restricted stock units vested on December 8, 2016, following a three-year performance period, based upon company total shareholder return compared with the total shareholder return of a designated peer group over the vesting period. Vested units were settled in shares of common stock. Units that did not vest were forfeited. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 16:51 UTC | ATWOOD OCEANICS INC ATW · Entity 172624 | Exercise / conversionRestricted Stock Units · Derivative | 3,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000008411-16-000283 · wf-form4_147985145767231.xml · derivative · entry 3 Wagner Geoffrey C. · CIK 0001559268 · VP, Marketing & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,051 Underlying: Atwood Oceanics, Inc. Common Stock · 3,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Common Stock on a one-for-one basis. F3 · derivative.exercise_date: These shares of common stock were granted as a Restricted Stock Unit Award under the Atwood Oceanics, Inc. 2013 Long-Term Incentive Plan. One-hundred percent (100%) of the restricted stock unit award vested at the end of three (3) years, on November 21, 2016. F3 · derivative.expiration_date: These shares of common stock were granted as a Restricted Stock Unit Award under the Atwood Oceanics, Inc. 2013 Long-Term Incentive Plan. One-hundred percent (100%) of the restricted stock unit award vested at the end of three (3) years, on November 21, 2016. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 16:51 UTC | ATWOOD OCEANICS INC ATW · Entity 172624 | Tax withholdingAtwood Oceanics, Inc. Common Stock | 1,093 | $8.35 | $9,126.55 |
DisclosureSEC source: 0000008411-16-000283 · wf-form4_147985145767231.xml · nonDerivative · entry 2 Wagner Geoffrey C. · CIK 0001559268 · VP, Marketing & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,309 F2 · shares: Shares automatically withheld and sold upon vesting to satisfy tax withholding obligations. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 16:51 UTC | ATWOOD OCEANICS INC ATW · Entity 172624 | Exercise / conversionAtwood Oceanics, Inc. Common Stock | 3,996 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000008411-16-000283 · wf-form4_147985145767231.xml · nonDerivative · entry 1 Wagner Geoffrey C. · CIK 0001559268 · VP, Marketing & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Common Stock on a one-for-one basis. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:05 UTC | ATWOOD OCEANICS INC ATW · Entity 172624 | GrantPerformance-Based Restricted Stock Units · Derivative | 24,785 | $0.00 | $0.00 |
DisclosureSEC source: 0000008411-16-000265 · wf-form4_147976953113225.xml · derivative · entry 2 Wagner Geoffrey C. · CIK 0001559268 · VP, Marketing & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,962 Underlying: Atwood Oceanics, Inc. Common Stock · Not disclosed shares Expires 2020-03-15 F3 · derivative.exercise_price: The performance-based restricted stock units vest after a three-year period in an amount ranging from 0-200% of the units awarded based upon company total shareholder return compared with the total shareholder return of a designated peer group for four separate measurement periods during the vesting period. The units provide for payment of all earned shares in common stock following the end of the three-year period. F3 · derivative.underlying_shares: The performance-based restricted stock units vest after a three-year period in an amount ranging from 0-200% of the units awarded based upon company total shareholder return compared with the total shareholder return of a designated peer group for four separate measurement periods during the vesting period. The units provide for payment of all earned shares in common stock following the end of the three-year period. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 18:05 UTC | ATWOOD OCEANICS INC ATW · Entity 172624 | GrantRestricted Stock Units · Derivative | 26,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000008411-16-000265 · wf-form4_147976953113225.xml · derivative · entry 1 Wagner Geoffrey C. · CIK 0001559268 · VP, Marketing & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,047 Underlying: Atwood Oceanics, Inc. Common Stock · 26,820 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. F2 · derivative.exercise_date: These shares of common stock were granted as a Restricted Stock Unit Award under the Atwood Oceanics, Inc. 2013 Long-Term Incentive Plan. The Restricted Stock Units will vest one-third per year over three years in substantially equal installments on each anniversary of the Date of Grant during the three-year period. F2 · derivative.expiration_date: These shares of common stock were granted as a Restricted Stock Unit Award under the Atwood Oceanics, Inc. 2013 Long-Term Incentive Plan. The Restricted Stock Units will vest one-third per year over three years in substantially equal installments on each anniversary of the Date of Grant during the three-year period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.