HLLY

SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 4

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By MidOcean Partners V Executive, L.P.

Disclosed balance after: 51,468

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023.

F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b).

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4 · ownership.nature: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 3

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,242,182

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023.

F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b).

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.49 to $3.50, inclusive. The weighted-average price is reported above. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3 · ownership.direct: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 2

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By MidOcean Partners V Executive, L.P.

Disclosed balance after: 51,457

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023.

F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b).

F4 · ownership.nature: MidOcean Partners V Executive, L.P. ("MidOcean Executive") is the record holder of the securities reported. The general partner of MidOcean Executive is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

SEC source: 0001437749-23-018812 · rdgdoc.xml · nonDerivative · entry 1

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,239,893

F1 · date: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted March 17, 2023.

F2 · date: Reporting of this acquisition was deferred under Rule 16a-6(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"); however, because of the purchase of shares by the Reporting Persons on June 26, 2023, the reporting of the acquisition is no longer deferred and is being reported on this Form 4 in accordance with Exchange Act Rule 16a-6(b).

F3 · ownership.direct: MidOcean Partners V, L.P. ("MidOcean Partners") is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

SEC source: 0001437749-23-016771 · rdgdoc.xml · nonDerivative · entry 2

Stevenson Matthew · CIK 0001738710 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,520,000

F2 · security: Represents a grant of performance-based restricted stock units made as an inducement award outside of the Issuer's 2021 Omnibus Incentive Plan in connection with the Reporting Person's appointment as President and Chief Executive Officer of the Issuer. Each performance-based restricted stock unit represents a contingent right to receive, upon vesting, one share of Common Stock. These performance-based restricted stock units will be eligible to vest in tranches based on the Company's closing stock price meeting or exceeding the stock price target specified for each tranche for a period of 20 consecutive trading days prior to December 31, 2030. Once the stock price performance goal for a tranche is achieved, the portion of the award related to that tranche will vest, subject to the reporting person's continued service on such date.

SEC source: 0001437749-23-016771 · rdgdoc.xml · nonDerivative · entry 1

Stevenson Matthew · CIK 0001738710 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

F1 · security: Represents a grant of restricted stock units made as an inducement award outside of the Issuer's 2021 Omnibus Incentive Plan in connection with the Reporting Person's appointment as President and Chief Executive Officer of the Issuer. Each restricted stock unit represents a contingent right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on June 6 of each of 2024, 2025, 2026, and 2027, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-014805 · rdgdoc.xml · nonDerivative · entry 1

Basham Owen · CIK 0001871961 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,979

F1 · kind: Each share of Common Stock underlying the restricted stock units that vested on May 11, 2023, pursuant to the Issuer's 2021 Omnibus Incentive Plan was transferred to Sentinel Capital Partners, L.L.C. ("Sentinel") pursuant to a side letter between the reporting person and Sentinel.

SEC source: 0001437749-23-014804 · rdgdoc.xml · nonDerivative · entry 1

Coady James D. · CIK 0001872749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,979

F1 · kind: Each share of Common Stock underlying the restricted stock units that vested on May 11, 2023, pursuant to the Issuer's 2021 Omnibus Incentive Plan was transferred to Sentinel Capital Partners, L.L.C. ("Sentinel") pursuant to a side letter between the reporting person and Sentinel.

SEC source: 0001437749-23-013937 · rdgdoc.xml · nonDerivative · entry 1

Sehgal Anita · CIK 0001919350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,299

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on May 9, 2024, subject to the reporting person's continuous service through such date.

SEC source: 0001437749-23-013931 · rdgdoc.xml · nonDerivative · entry 1

Basham Owen · CIK 0001871961 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,299

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on May 9, 2024, subject to the reporting person's continuous service through such date.

SEC source: 0001437749-23-013923 · rdgdoc.xml · nonDerivative · entry 1

JONES GINGER M · CIK 0001360712 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,299

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on May 9, 2024, subject to the reporting person's continuous service through such date.

SEC source: 0001437749-23-013928 · rdgdoc.xml · nonDerivative · entry 1

Coady James D. · CIK 0001872749 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,299

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on May 9, 2024, subject to the reporting person's continuous service through such date.

SEC source: 0001437749-23-013302 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Carly · CIK 0001920979 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,280

F1 · shares: This amount represents shares automatically withheld upon the vesting of 4,307 restricted shares of common stock on May 6, 2023, to cover required tax withholding. The fair market value of HLLY common stock used for purposes of calculating the number of shares to be withheld was the closing price of HLLY common stock as reported on May 5, 2023.

SEC source: 0001437749-23-013305 · rdgdoc.xml · nonDerivative · entry 1

Rubel Matthew E · CIK 0001332547 · Director · Exec. Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,320

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on the later of (i) February 6, 2024, or (ii) the completion of Mr. Rubel's service as Executive Chairman.

SEC source: 0001437749-23-013306 · rdgdoc.xml · nonDerivative · entry 1

Gloeckler Michelle J. · CIK 0001788782 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,320

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on the later of (i) February 6, 2024, or (ii) the completion of Ms. Gloeckler's service as Interim President and Chief Executive Officer.

SEC source: 0001437749-23-006740 · rdgdoc.xml · nonDerivative · entry 1

Pierce Patrick Lee · CIK 0001881367 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,648

F1 · shares: This amount represents shares automatically withheld to cover required tax withholdings upon the March 13, 2023 release of 5,912 restricted shares of common stock that vested on February 15, 2023. The number of shares to be withheld was determinable on March 13, 2023. The fair market value of HLLY common stock used for purposes of calculating the number of shares to be withheld was the closing price of HLLY common stock as reported on February 14, 2023.

SEC source: 0001437749-23-006742 · rdgdoc.xml · nonDerivative · entry 1

Nimmagadda Vinod · CIK 0001870053 · EVP Corp. Dev & New Ventures

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,201

F1 · shares: This amount represents shares automatically withheld to cover required tax withholdings upon the March 13, 2023 release of 6,862 restricted shares of common stock that vested on February 15, 2023. The number of shares to be withheld was determinable on March 13, 2023. The fair market value of HLLY common stock used for purposes of calculating the number of shares to be withheld was the closing price of HLLY common stock as reported on February 14, 2023.

SEC source: 0001437749-23-006716 · rdgdoc.xml · nonDerivative · entry 1

Trussell Stephen · CIK 0001870057 · VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,409

F1 · shares: This amount represents shares automatically withheld to cover required tax withholdings upon the March 13, 2023 release of 3,086 restricted shares of common stock that vested on February 15, 2023. The number of shares to be withheld was determinable on March 13, 2023. The fair market value of HLLY common stock used for purposes of calculating the number of shares to be withheld was the closing price of HLLY common stock as reported on February 14, 2023.

SEC source: 0001437749-23-006743 · rdgdoc.xml · nonDerivative · entry 1

Crawford Sean · CIK 0001870672 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,279

F1 · shares: This amount represents shares automatically withheld to cover required tax withholdings upon the March 13, 2023 release of 6,017 restricted shares of common stock that vested on February 15, 2023. The number of shares to be withheld was determinable on March 13, 2023. The fair market value of HLLY common stock used for purposes of calculating the number of shares to be withheld was the closing price of HLLY common stock as reported on February 14, 2023.

SEC source: 0001437749-23-006744 · rdgdoc.xml · nonDerivative · entry 1

Bruce Jason Richard · CIK 0001871490 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,630

F1 · shares: This amount represents shares automatically withheld to cover required tax withholdings upon the March 13, 2023 release of 2,822 restricted shares of common stock that vested on February 15, 2023. The number of shares to be withheld was determinable on March 13, 2023. The fair market value of HLLY common stock used for purposes of calculating the number of shares to be withheld was the closing price of HLLY common stock as reported on February 14, 2023.

SEC source: 0001437749-23-006721 · rdgdoc.xml · nonDerivative · entry 1

Rutledge Terrill M · CIK 0001870445 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,934

F1 · shares: This amount represents shares automatically withheld to cover required tax withholdings upon the March 13, 2023 release of 4,811 restricted shares of common stock that vested on February 15, 2023. The number of shares to be withheld was determinable on March 13, 2023. The fair market value of HLLY common stock used for purposes of calculating the number of shares to be withheld was the closing price of HLLY common stock as reported on February 14, 2023.

SEC source: 0001437749-23-006715 · rdgdoc.xml · nonDerivative · entry 1

APPELGATE BRIAN · CIK 0001953722 · Interm Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,121

F1 · shares: This amount represents shares automatically withheld to cover required tax withholdings upon the March 13, 2023 release of 2,815 restricted shares of common stock that vested on February 15, 2023. The number of shares to be withheld was determinable on March 13, 2023. The fair market value of HLLY common stock used for purposes of calculating the number of shares to be withheld was the closing price of HLLY common stock as reported on February 14, 2023.

SEC source: 0001437749-23-006077 · rdgdoc.xml · nonDerivative · entry 2

WEAVER JESSE · CIK 0001956264 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,278

F2 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024 and 2025, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-006077 · rdgdoc.xml · nonDerivative · entry 1

WEAVER JESSE · CIK 0001956264 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,773

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024, 2025, and 2026, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-006075 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Carly · CIK 0001920979 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,558

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024, 2025, and 2026, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-006073 · rdgdoc.xml · nonDerivative · entry 1

Pierce Patrick Lee · CIK 0001881367 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,401

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024, 2025, and 2026, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-006074 · rdgdoc.xml · nonDerivative · entry 1

Nimmagadda Vinod · CIK 0001870053 · EVP Corp. Dev & New Ventures

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,236

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024, 2025, and 2026, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-006071 · rdgdoc.xml · nonDerivative · entry 1

Trussell Stephen · CIK 0001870057 · VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,721

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024, 2025, and 2026, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-006078 · rdgdoc.xml · nonDerivative · entry 1

Bruce Jason Richard · CIK 0001871490 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,467

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024, 2025, and 2026, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-006072 · rdgdoc.xml · nonDerivative · entry 1

Rutledge Terrill M · CIK 0001870445 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,666

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024, 2025, and 2026, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-006076 · rdgdoc.xml · nonDerivative · entry 1

Crawford Sean · CIK 0001870672 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,476

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on March 6 of each of 2024, 2025, and 2026, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-23-002790 · rdgdoc.xml · nonDerivative · entry 1

Rubel Matthew E · CIK 0001332547 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,320

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on the later of (i) February 6, 2024, or (ii) the completion of Mr. Rubel's service as Executive Chairman.

SEC source: 0001437749-23-002788 · rdgdoc.xml · nonDerivative · entry 1

Gloeckler Michelle J. · CIK 0001788782 · Director · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,320

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on the later of (i) February 6, 2024, or (ii) the completion of Ms. Gloeckler's service as Interim President and Chief Executive Officer.

SEC source: 0001437749-23-002787 · rdgdoc.xml · nonDerivative · entry 1

Clempson Graham · CIK 0001827089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,854

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest on February 6, 2024.

SEC source: 0001437749-22-027840 · rdgdoc.xml · nonDerivative · entry 1

Kennedy Carly · CIK 0001920979 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,346

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on November 17 of each of 2023 and 2024, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-22-027845 · rdgdoc.xml · nonDerivative · entry 1

Pierce Patrick Lee · CIK 0001881367 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,159

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on November 17 of each of 2023 and 2024, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-22-027847 · rdgdoc.xml · nonDerivative · entry 1

Nimmagadda Vinod · CIK 0001870053 · EVP Corp. Dev & New Ventures

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,437

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on November 17 of each of 2023 and 2024, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-22-027843 · rdgdoc.xml · nonDerivative · entry 1

Trussell Stephen · CIK 0001870057 · Interim CFO & VP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,702

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on November 17 of each of 2023 and 2024, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-22-027846 · rdgdoc.xml · nonDerivative · entry 1

Crawford Sean · CIK 0001870672 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,283

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on November 17 of each of 2023 and 2024, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-22-027844 · rdgdoc.xml · nonDerivative · entry 1

APPELGATE BRIAN · CIK 0001953722 · Interm Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,956

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in installments with two thirds vesting on November 17, 2023 and one third vesting on May 17, 2024.

SEC source: 0001437749-22-027842 · rdgdoc.xml · nonDerivative · entry 1

Rutledge Terrill M · CIK 0001870445 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,003

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on November 17 of each of 2023 and 2024, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-22-027841 · rdgdoc.xml · nonDerivative · entry 1

Bruce Jason Richard · CIK 0001871490 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,314

F1 · security: Represents a grant of restricted stock units pursuant to the Issuer's 2021 Omnibus Incentive Plan. Each restricted stock unit represents the right to receive, upon vesting, one share of Common Stock. These restricted stock units will vest in equal, or nearly equal, installments on November 17 of each of 2023 and 2024, subject to the reporting person's continuous employment through such date.

SEC source: 0001437749-22-020722 · rdgdoc.xml · nonDerivative · entry 2

Bardos Dominic · CIK 0001869375 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,971

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.40 to $6.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

SEC source: 0001437749-22-020966 · rdgdoc.xml · nonDerivative · entry 1

Tomlinson Thomas W · CIK 0001870115 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,825

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions ranging from $6.445 to $6.45. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.

SEC source: 0001437749-22-020722 · rdgdoc.xml · nonDerivative · entry 1

Bardos Dominic · CIK 0001869375 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,771

SEC source: 0001437749-22-019366 · rdgdoc.xml · derivative · entry 8

Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By MidOcean Partners V Executive, L.P.

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-07-16

F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities.

F3 · ownership.nature: MidOCean Executive is the record holder of the securities reported. The general partner of MidOcean Executives is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

SEC source: 0001437749-22-019366 · rdgdoc.xml · derivative · entry 7

Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By MidOcean Partners V, L.P.

Disclosed balance after: 3,980,001

Underlying: Common Stock · 3,980,001 shares

Expires 2026-07-16

F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities.

F2 · ownership.nature: MidOcean Partners is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

SEC source: 0001437749-22-019366 · rdgdoc.xml · derivative · entry 6

Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,666,667 shares

Expires 2026-07-16

F1 · kind: On August 5, 2022, Empower Sponsor Holdings LLC ("Sponsor") effectuated a distribution of its 6,250,000 shares of common stock, par value $0.0001 per share (the "Common Stock") of Holley Inc. (the "Issuer") and 4,666,667 warrants to purchase Common Stock (the "Distribution"). As part of the Distribution, (i) 4,170,294 and 20,956 shares of Common Stock were distributed to MidOcean Partners V, L.P. ("MidOcean Partners") and MidOcean Partners V Executive, L.P. ("MidOcean Executive"), respectively, and (ii) 3,980,001 and 20,000 warrants to purchase Common Stock were distributed to MidOcean Partners and MidOcean Executive, respectively. The remaining shares of Common Stock and warrants previously held by Sponsor were distributed to the other members of Sponsor. Following the Distribution, Sponsor no longer beneficially owned any Issuer securities.

SEC source: 0001437749-22-019366 · rdgdoc.xml · nonDerivative · entry 5

Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By MidOcean Partners V Executive, L.P.

Disclosed balance after: 51,456

F4 · kind: On August 5, 2022, MidOcean Partners transferred 5,500 shares of Common Stock to MidOcean Executive.

F3 · ownership.nature: MidOCean Executive is the record holder of the securities reported. The general partner of MidOcean Executives is MidOcean Associates. The general partner of MidOcean Associates is Ultramar, which is controlled by Mr. Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.

SEC source: 0001437749-22-019366 · rdgdoc.xml · nonDerivative · entry 4

Empower Sponsor Holdings LLC · CIK 0001824500 · 10% owner

MidOcean Partners V, L.P. · CIK 0001716464 · 10% owner

MIDOCEAN PARTNERS V EXECUTIVE, L.P. · CIK 0001879337 · 10% owner

MIDOCEAN ASSOCIATES V, L.P. · CIK 0001879336 · 10% owner

ULTRAMAR CAPITAL LTD · CIK 0001268106 · 10% owner

VIRTUE J EDWARD · CIK 0001268105 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By MidOcean Partners V, L.P.

Disclosed balance after: 10,239,794

F4 · kind: On August 5, 2022, MidOcean Partners transferred 5,500 shares of Common Stock to MidOcean Executive.

F2 · ownership.nature: MidOcean Partners is the record holder of the securities reported. The general partner of MidOcean Partners is MidOcean Associates V, L.P. ("MidOcean Associates"). The general partner of MidOcean Associates is Ultramar Capital, Ltd. ("Ultramar"), which is controlled by James Edward Virtue. Each of MidOcean Associates, Ultramar and Mr. Virtue disclaim beneficial ownership of the securities held of record by any other person except to the extent of their respective pecuniary interests therein.