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Nasdaq · USD

HLIT

HARMONIC INC.

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Tapewire entity
4789
SEC CIK
0000851310
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202513
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 21, 2024 02:44 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 9,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017525 · ownership.xml · derivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,047 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:44 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionCommon Stock 39,058 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017525 · ownership.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 402,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:36 UTC Exercise / conversionRestricted Stock Units · Derivative 10,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017521 · ownership.xml · derivative · entry 2

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,446 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:36 UTC Exercise / conversionCommon Stock 10,446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017521 · ownership.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:35 UTC
Reaugh MitziDirector
Exercise / conversionRestricted Stock Units · Derivative 10,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017519 · ownership.xml · derivative · entry 2

Reaugh Mitzi · CIK 0001554982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,446 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:35 UTC
Reaugh MitziDirector
Exercise / conversionCommon Stock 10,446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017519 · ownership.xml · nonDerivative · entry 1

Reaugh Mitzi · CIK 0001554982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:34 UTC
KRALL DAVIDDirector
Exercise / conversionRestricted Stock Units · Derivative 10,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017518 · ownership.xml · derivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,446 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:34 UTC
KRALL DAVIDDirector
Exercise / conversionCommon Stock 10,446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017518 · ownership.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:33 UTC
Kim SophiaDirector
Exercise / conversionRestricted Stock Units · Derivative 10,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017516 · ownership.xml · derivative · entry 2

Kim Sophia · CIK 0001933610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,446 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:33 UTC
Kim SophiaDirector
Exercise / conversionCommon Stock 10,446 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017516 · ownership.xml · nonDerivative · entry 1

Kim Sophia · CIK 0001933610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2024. These restricted stock units were initially granted to the Reporting Person on 2/17/2023, and were identified on a Form 4 filed by the Reporting Person on 2/21/2023.

Read SEC document
February 05, 2024 Filed Mar 7, 2024 02:23 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
SaleCommon Stock 70,000 $12.89 $902,524.00
Disclosure

SEC source: 0000950170-24-027546 · ownership.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,214

Read SEC document
February 05, 2024 Filed Mar 7, 2024 02:23 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
SaleCommon Stock 30,000 $12.95 $388,596.00
Disclosure

SEC source: 0000950170-24-027546 · ownership.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,214

Read SEC document
February 02, 2024 Filed Mar 7, 2024 02:15 UTC
Haltmayer NevenSVP, Video R&D
SaleCommon Stock 10,558 $13.11 $138,461.84
Disclosure

SEC source: 0000950170-24-027539 · ownership.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,306

Read SEC document
January 31, 2024 Filed Mar 7, 2024 02:15 UTC
Haltmayer NevenSVP, Video R&D
SaleCommon Stock 24,695 $11.58 $285,879.20
Disclosure

SEC source: 0000950170-24-027539 · ownership.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,864

Read SEC document
January 31, 2024 Filed Mar 7, 2024 01:58 UTC
Graham IanSVP, Global Sales & Video Svcs
SaleCommon Stock 25,861 $11.65 $301,161.69
Disclosure

SEC source: 0000950170-24-027527 · ownership.xml · nonDerivative · entry 1

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,346

Read SEC document
November 15, 2023 Filed Nov 18, 2023 00:42 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 5,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055913 · doc4.xml · derivative · entry 4

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,992

Underlying: Common Stock · 5,199 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 00:42 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 6,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055913 · doc4.xml · derivative · entry 3

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,918

Underlying: Common Stock · 6,918 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 00:42 UTC
Graham IanSVP, Global Sales & Video Svcs
Tax withholdingCommon Stock 6,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055913 · doc4.xml · nonDerivative · entry 2

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,852

Read SEC document
November 15, 2023 Filed Nov 18, 2023 00:42 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionCommon Stock 12,117 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055913 · doc4.xml · nonDerivative · entry 1

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:02 UTC
Jankovic WalterChief Financial Officer
GrantRestricted Stock Units · Derivative 38,609 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055865 · doc4.xml · derivative · entry 1

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,609

Underlying: Common Stock · 38,609 shares

Expires 2026-11-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on November 15, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:00 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055862 · doc4.xml · derivative · entry 4

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,419

Underlying: Common Stock · 13,683 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:00 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055862 · doc4.xml · derivative · entry 3

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,555

Underlying: Common Stock · 16,555 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:00 UTC
HARSHMAN PATRICKDirector · President and CEO
Tax withholdingCommon Stock 15,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055862 · doc4.xml · nonDerivative · entry 2

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,745

F1 · balance_after: Reflects an adjustment of 408 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 23:00 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 30,238 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055862 · doc4.xml · nonDerivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 656,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:56 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 6,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055854 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,990

Underlying: Common Stock · 6,798 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:56 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 9,046 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055854 · doc4.xml · derivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,047

Underlying: Common Stock · 9,046 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:56 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionCommon Stock 15,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055854 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:58 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055858 · doc4.xml · derivative · entry 5

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,001

Underlying: Common Stock · 667 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:58 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 6,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055858 · doc4.xml · derivative · entry 4

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,990

Underlying: Common Stock · 6,398 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:58 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 7,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055858 · doc4.xml · derivative · entry 3

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,450

Underlying: Common Stock · 7,450 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:58 UTC
Haltmayer NevenSVP, Video R&D
Tax withholdingCommon Stock 7,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055858 · doc4.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,762

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:58 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionCommon Stock 14,515 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055858 · doc4.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:40 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046473 · doc4.xml · derivative · entry 4

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,102

Underlying: Common Stock · 13,684 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:40 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046473 · doc4.xml · derivative · entry 3

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,110

Underlying: Common Stock · 16,555 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:40 UTC
HARSHMAN PATRICKDirector · President and CEO
Tax withholdingCommon Stock 15,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046473 · doc4.xml · nonDerivative · entry 2

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,835

F1 · balance_after: Reflects an adjustment of 449 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:40 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 30,239 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046473 · doc4.xml · nonDerivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:38 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 6,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046472 · doc4.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,788

Underlying: Common Stock · 6,798 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:38 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 9,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046472 · doc4.xml · derivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,093

Underlying: Common Stock · 9,047 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 18, 2023 01:38 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionCommon Stock 15,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046472 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:53 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046429 · doc4.xml · derivative · entry 5

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,668

Underlying: Common Stock · 666 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:53 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 6,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046429 · doc4.xml · derivative · entry 4

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,388

Underlying: Common Stock · 6,398 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2023 Filed Aug 17, 2023 22:53 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 7,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046429 · doc4.xml · derivative · entry 3

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,900

Underlying: Common Stock · 7,450 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:53 UTC
Haltmayer NevenSVP, Video R&D
Tax withholdingCommon Stock 7,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046429 · doc4.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,889

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August 15, 2023 Filed Aug 17, 2023 22:53 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionCommon Stock 14,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046429 · doc4.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2023 Filed Aug 17, 2023 22:49 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 5,198 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046427 · doc4.xml · derivative · entry 5

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,191

Underlying: Common Stock · 5,198 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:49 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 6,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046427 · doc4.xml · derivative · entry 4

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,836

Underlying: Common Stock · 6,918 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:49 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046427 · doc4.xml · derivative · entry 3

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:49 UTC
Graham IanSVP, Global Sales & Video Svcs
Tax withholdingCommon Stock 7,523 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046427 · doc4.xml · nonDerivative · entry 2

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,349

Read SEC document
August 15, 2023 Filed Aug 17, 2023 22:49 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionCommon Stock 13,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046427 · doc4.xml · nonDerivative · entry 1

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 31, 2023 01:15 UTC
Jankovic WalterChief Financial Officer
GrantRestricted Stock Units · Derivative 79,734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033055 · doc4.xml · derivative · entry 1

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,734

Underlying: Common Stock · 79,734 shares

Expires 2026-05-22

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on May 22, 2024, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.