Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2021 Filed Nov 16, 2021 23:36 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 9,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-064859 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:26 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065104 · doc4.xml · derivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:26 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065104 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 8,333 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:26 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065104 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:26 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065104 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 1,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · derivative · entry 9 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 Underlying: Common Stock · 1,666 shares Expires 2023-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · derivative · entry 8 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,459 Underlying: Common Stock · 4,092 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · derivative · entry 7 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,584 Underlying: Common Stock · 4,583 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 909 | $10.77 | $9,789.93 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · nonDerivative · entry 6 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,156 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 1,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · nonDerivative · entry 5 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 8/19/2020, and were identified on a Form 4 filed by the Reporting Person on 8/21/2020. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 2,233 | $10.77 | $24,049.41 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · nonDerivative · entry 4 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,399 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 4,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · nonDerivative · entry 3 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 2,501 | $10.77 | $26,935.77 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · nonDerivative · entry 2 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,540 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:24 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 4,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065100 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 3 filed by the Reporting Person on August 7, 2020. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065094 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065094 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,334 Underlying: Common Stock · 8,333 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 3,896 | $10.77 | $41,959.92 |
DisclosureSEC source: 0001209191-21-065094 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,248 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065094 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 4,365 | $10.77 | $47,011.05 |
DisclosureSEC source: 0001209191-21-065094 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,744 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:23 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065094 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065088 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,179 Underlying: Common Stock · 15,236 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065088 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,666 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 8,021 | $10.77 | $86,386.17 |
DisclosureSEC source: 0001209191-21-065088 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037,402 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065088 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 8,774 | $10.77 | $94,495.98 |
DisclosureSEC source: 0001209191-21-065088 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,187 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 21:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-065088 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 23:36 UTC |
Kalra SanjaySVP and CFO
|
SaleCommon Stock | 91,176 | $10.79 | $983,524.63 |
DisclosureSEC source: 0001209191-21-064859 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,540 F1 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2021. Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionStock Option/Right to buy · Derivative | 32,516 | $7.58 Strike: $7.58 | $246,471.28 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · derivative · entry 9 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,516 shares Expires 2022-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 32,516 | $10.87 | $353,562.73 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 6 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,866 Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 32,516 | $7.58 | $246,471.28 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 5 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:22 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 20,000 | $10.84 | $216,800.00 |
DisclosureSEC source: 0001209191-21-063851 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,866 Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionStock Option/Right to buy · Derivative | 22,148 | $7.58 Strike: $7.58 | $167,881.84 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · derivative · entry 8 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,516 Underlying: Common Stock · 22,148 shares Expires 2022-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 22,148 | $10.84 | $239,989.08 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,866 Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 22,148 | $7.58 | $167,881.84 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 22:03 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 10,000 | $11.00 | $110,000.00 |
DisclosureSEC source: 0001209191-21-063405 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,776 Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionStock Option/Right to buy · Derivative | 25,336 | $7.58 Strike: $7.58 | $192,046.88 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · derivative · entry 7 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,664 Underlying: Common Stock · 25,336 shares Expires 2022-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 25,336 | $10.84 | $274,763.85 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,866 Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:18 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 25,336 | $7.58 | $192,046.88 |
DisclosureSEC source: 0001209191-21-063414 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 22:03 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 10,000 | $10.81 | $108,071.00 |
DisclosureSEC source: 0001209191-21-063405 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,776 Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:30 UTC |
Theodosopoulos NikosDirector
|
Exercise / conversionStock Option/Right to buy · Derivative | 30,000 | $7.58 Strike: $7.58 | $227,400.00 |
DisclosureSEC source: 0001209191-21-063111 · doc4.xml · derivative · entry 3 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2022-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:30 UTC |
Theodosopoulos NikosDirector
|
SaleCommon Stock | 30,000 | $10.60 | $318,003.00 |
DisclosureSEC source: 0001209191-21-063111 · doc4.xml · nonDerivative · entry 2 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,745 Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 19:30 UTC |
Theodosopoulos NikosDirector
|
Exercise / conversionCommon Stock | 30,000 | $7.58 | $227,400.00 |
DisclosureSEC source: 0001209191-21-063111 · doc4.xml · nonDerivative · entry 1 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 19:42 UTC |
Clifford DeborahDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 9,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061128 · doc4.xml · derivative · entry 2 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,932 shares Expires 2021-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 19:42 UTC |
Clifford DeborahDirector
|
Exercise / conversionCommon Stock | 9,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-061128 · doc4.xml · nonDerivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 10/18/2021. These restricted stock units were initially granted to the Reporting Person on 10/18/2018, and were identified on a Form 4 filed by the Reporting Person on 10/19/2018. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:25 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionStock Option/Right to Buy · Derivative | 96,664 | $7.58 Strike: $7.58 | $732,713.12 |
DisclosureSEC source: 0001209191-21-056437 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,664 shares Expires 2022-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:25 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 96,664 | $8.85 | $855,582.73 |
DisclosureSEC source: 0001209191-21-056437 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,295 Read SEC document |
| September 15, 2021 Filed Sep 16, 2021 21:25 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 96,664 | $7.58 | $732,713.12 |
DisclosureSEC source: 0001209191-21-056437 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:25 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionStock Option/Right to Buy · Derivative | 170,003 | $7.58 Strike: $7.58 | $1,288,622.74 |
DisclosureSEC source: 0001209191-21-056437 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,664 Underlying: Common Stock · 170,003 shares Expires 2022-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:25 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 170,003 | $8.95 | $1,521,951.86 |
DisclosureSEC source: 0001209191-21-056437 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,022,295 Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:25 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 170,003 | $7.58 | $1,288,622.74 |
DisclosureSEC source: 0001209191-21-056437 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.