Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2022 Filed Nov 17, 2022 19:59 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 12,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057476 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:20 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionRestricted Stock Units · Derivative | 9,047 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057457 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,232 Underlying: Common Stock · 9,047 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:20 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057457 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:20 UTC |
Ben-Natan NimrodSVP & GM, Broadband Business
|
Exercise / conversionCommon Stock | 16,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057457 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:22 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,180 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057459 · doc4.xml · derivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,897 Underlying: Common Stock · 9,180 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:22 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,447 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057459 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,448 Underlying: Common Stock · 10,447 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:22 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 10,333 | $13.66 | $141,148.78 |
DisclosureSEC source: 0001209191-22-057459 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,981 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:22 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 19,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057459 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057458 · doc4.xml · derivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,250 Underlying: Common Stock · 7,450 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057458 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 7,818 | $13.66 | $106,793.88 |
DisclosureSEC source: 0001209191-22-057458 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,394 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 18:21 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 14,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-057458 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 22:15 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 25,053 | $13.92 | $348,612.50 |
DisclosureSEC source: 0001209191-22-056134 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,362 Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 21:07 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 149,835 | $14.07 | $2,108,178.45 |
DisclosureSEC source: 0001209191-22-055938 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,576 Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:43 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 150,000 | $12.00 | $1,800,000.00 |
DisclosureSEC source: 0001209191-22-050736 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,173 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:08 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048803 · doc4.xml · derivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:08 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 50,001 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048803 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,999 Underlying: Common Stock · 50,001 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:08 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 61,733 | $10.97 | $677,211.01 |
DisclosureSEC source: 0001209191-22-048803 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,687 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 21:08 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 100,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048803 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 22:07 UTC |
Kalra SanjaySVP and CFO
|
SaleCommon Stock | 53,585 | $11.36 | $608,618.43 |
DisclosureSEC source: 0001209191-22-047906 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,419 Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 21:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 6,040 | $11.39 | $68,799.83 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,173 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. F3 · balance_after: Reflects an adjustment of 2,609 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock · Derivative | 16,555 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,330 Underlying: Common Stock · 16,555 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock · Derivative | 15,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · derivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,472 Underlying: Common Stock · 15,236 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 16,737 | $11.46 | $191,806.02 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,822 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 31,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046390 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:53 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,179 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046308 · doc4.xml · derivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,077 Underlying: Common Stock · 9,179 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:53 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,448 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046308 · doc4.xml · derivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,895 Underlying: Common Stock · 10,448 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:53 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 10,332 | $11.46 | $118,404.72 |
DisclosureSEC source: 0001209191-22-046308 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,004 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:53 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 19,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046308 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2022. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046307 · doc4.xml · derivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,700 Underlying: Common Stock · 7,450 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046307 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,800 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 7,818 | $11.46 | $89,594.28 |
DisclosureSEC source: 0001209191-22-046307 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,415 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 14,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046307 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 6,918 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046306 · doc4.xml · derivative · entry 5 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,508 Underlying: Common Stock · 6,918 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046306 · doc4.xml · derivative · entry 4 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 1,667 shares Expires 2023-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionRestricted Stock Units · Derivative | 4,092 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046306 · doc4.xml · derivative · entry 3 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,184 Underlying: Common Stock · 4,092 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Tax withholdingCommon Stock | 7,165 | $11.46 | $82,110.90 |
DisclosureSEC source: 0001209191-22-046306 · doc4.xml · nonDerivative · entry 2 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,870 F1 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:51 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
Exercise / conversionCommon Stock | 12,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046306 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:50 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 9,046 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046303 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,279 Underlying: Common Stock · 9,046 shares Expires 2024-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:50 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046303 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,800 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:50 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 16,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-046303 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:08 UTC |
Theodosopoulos NikosDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,054 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045971 · doc4.xml · derivative · entry 2 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,054 shares Expires 2022-08-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Upon resignation from the Board of Directors of Harmonic Inc. (the "Board") effective August 12, 2022, the vesting for Mr. Theodosopoulos' annual restricted stock unit grant was prorated for his service on the Board since the grant date on February 17, 2022. The grant was initially made on February 17, 2022 and reported in a Form 4 filed on February 22, 2022. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 20:08 UTC |
Theodosopoulos NikosDirector
|
Exercise / conversionCommon Stock | 7,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045971 · doc4.xml · nonDerivative · entry 1 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2022 Filed Aug 8, 2022 19:59 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
SaleCommon Stock | 15,000 | $11.30 | $169,462.50 |
DisclosureSEC source: 0001209191-22-044757 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,358 Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 20:38 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 50,000 | $10.88 | $544,170.00 |
DisclosureSEC source: 0001209191-22-044577 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,768 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2022. F2 · balance_after: Reflects an adjustment of 6,040 shares of common stock transferred to the reporting person's ex-spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. Read SEC document |
| June 14, 2022 Filed Jun 16, 2022 20:25 UTC |
Haltmayer NevenSVP, Video R&D
|
GrantRestricted Stock Units · Derivative | 8,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037415 · doc4.xml · derivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2025-05-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on May 15, 2023, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 19:42 UTC |
Kim SophiaDirector
|
GrantRestricted Stock Units · Derivative | 11,126 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036924 · doc4.xml · derivative · entry 1 Kim Sophia · CIK 0001933610 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,126 Underlying: Common Stock · 11,126 shares Expires 2023-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2023. Vested shares will be delivered to the reporting person on or immediately following February 15, 2023. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:28 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
SaleCommon Stock | 15,573 | $9.89 | $154,040.33 |
DisclosureSEC source: 0001209191-22-034519 · doc4.xml · nonDerivative · entry 1 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,358 Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:27 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionRight to buy/Stock Option · Derivative | 80,000 | $3.14 Strike: $3.14 | $251,200.00 |
DisclosureSEC source: 0001209191-22-034518 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 20:27 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 80,000 | $9.96 | $797,104.00 |
DisclosureSEC source: 0001209191-22-034518 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,965 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.