Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2020 Filed Nov 2, 2020 17:23 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
ConversionCLASS B COMMON STOCK · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000130 · wf-form4_160435580259884.xml · derivative · entry 3 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 17:23 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
GiftCLASS A COMMON STOCK | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000130 · wf-form4_160435580259884.xml · nonDerivative · entry 2 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On October 30, 2020, the reporting person made a charitable donation of 1,600 shares of Class B Common Stock. No value was received for the donated shares. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 17:23 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
ConversionCLASS A COMMON STOCK | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000130 · wf-form4_160435580259884.xml · nonDerivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 20:53 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
ConversionCLASS B COMMON STOCK · Derivative | 4,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000124 · wf-form4_160391842072449.xml · derivative · entry 3 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 4,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 20:53 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
SaleCLASS A COMMON STOCK | 4,979 | $65.09 | $324,083.11 |
DisclosureSEC source: 0001302215-20-000124 · wf-form4_160391842072449.xml · nonDerivative · entry 2 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 30, 2020. F3 · price: Per share price reflects the weighted average price in a series of open market sales on October 27, 2020 at prices ranging from $65.01 per share to $65.23 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 20:53 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
ConversionCLASS A COMMON STOCK | 4,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000124 · wf-form4_160391842072449.xml · nonDerivative · entry 1 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| September 16, 2020 Filed Jun 10, 2021 00:26 UTC |
SCHRIESHEIM ROBERT ADirector
|
PurchaseCLASS A COMMON STOCK | 143 | $58.87 | $8,418.41 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 16 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,703 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 23:17 UTC |
ALLEY J LINDSEYChief Financial Officer
|
ConversionCLASS B COMMON STOCK · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000121 · wf-form4_159675580005889.xml · derivative · entry 3 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 23:17 UTC |
ALLEY J LINDSEYChief Financial Officer
|
GiftCLASS A COMMON STOCK | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000121 · wf-form4_159675580005889.xml · nonDerivative · entry 2 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On August 5, 2020, the reporting person made a charitable donation of 4,000 shares of Class B Common Stock. No value was received for the donated shares. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 23:17 UTC |
ALLEY J LINDSEYChief Financial Officer
|
ConversionCLASS A COMMON STOCK | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000121 · wf-form4_159675580005889.xml · nonDerivative · entry 1 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| July 30, 2020 Filed Aug 6, 2020 23:15 UTC |
ZUBER PAUL ANDREWDirector
|
GiftCLASS A COMMON STOCK | 3,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000119 · wf-form4_159675569441062.xml · nonDerivative · entry 2 ZUBER PAUL ANDREW · CIK 0001757519 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · BY LLC Disclosed balance after: 3,062 F1 · acquired: On July 30, 2020, the reporting person made a bona fide gift of 3,062 shares to a limited liability company, the sole member of which is an irrevocable trust for the benefit of his children. The reporting person is the trustee of such trust and the manager of such limited liability company. F1 · ownership.nature: On July 30, 2020, the reporting person made a bona fide gift of 3,062 shares to a limited liability company, the sole member of which is an irrevocable trust for the benefit of his children. The reporting person is the trustee of such trust and the manager of such limited liability company. Read SEC document |
| July 30, 2020 Filed Aug 6, 2020 23:15 UTC |
ZUBER PAUL ANDREWDirector
|
GiftCLASS A COMMON STOCK | 3,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000119 · wf-form4_159675569441062.xml · nonDerivative · entry 1 ZUBER PAUL ANDREW · CIK 0001757519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,572 F1 · acquired: On July 30, 2020, the reporting person made a bona fide gift of 3,062 shares to a limited liability company, the sole member of which is an irrevocable trust for the benefit of his children. The reporting person is the trustee of such trust and the manager of such limited liability company. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:36 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
ConversionCLASS B COMMON STOCK · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000109 · wf-form4_159365376948845.xml · derivative · entry 3 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:36 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
SaleCLASS A COMMON STOCK | 10,000 | $55.06 | $550,600.00 |
DisclosureSEC source: 0001302215-20-000109 · wf-form4_159365376948845.xml · nonDerivative · entry 2 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on June 30, 2020 at prices ranging from $55.00 per share to $55.30 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:36 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
ConversionCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000109 · wf-form4_159365376948845.xml · nonDerivative · entry 1 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:28 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
ConversionCLASS B COMMON STOCK · Derivative | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000107 · wf-form4_159320687864734.xml · derivative · entry 3 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:28 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
GiftCLASS A COMMON STOCK | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000107 · wf-form4_159320687864734.xml · nonDerivative · entry 2 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On June 26, 2020, the reporting person made a charitable donation of 175 shares of Class B Common Stock. No value was received for the donated shares. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:28 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
ConversionCLASS A COMMON STOCK | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000107 · wf-form4_159320687864734.xml · nonDerivative · entry 1 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:44 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
ConversionCLASS B COMMON STOCK · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000103 · wf-form4_159252024428308.xml · derivative · entry 3 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:44 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
GiftCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000103 · wf-form4_159252024428308.xml · nonDerivative · entry 2 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On June 17, 2020, the reporting person made a charitable donation of 8,000 shares of Class B Common Stock. No value was received for the donated shares. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:44 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000103 · wf-form4_159252024428308.xml · nonDerivative · entry 1 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:46 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCLASS B COMMON STOCK · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000105 · wf-form4_159252034676206.xml · derivative · entry 3 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:46 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
SaleCLASS A COMMON STOCK | 10,000 | $60.19 | $601,900.00 |
DisclosureSEC source: 0001302215-20-000105 · wf-form4_159252034676206.xml · nonDerivative · entry 2 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on June 17, 2020 at prices ranging from $59.66 per share to $60.54 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 22:46 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000105 · wf-form4_159252034676206.xml · nonDerivative · entry 1 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 16, 2020 Filed Jun 10, 2021 00:26 UTC |
SCHRIESHEIM ROBERT ADirector
|
PurchaseCLASS A COMMON STOCK | 125 | $58.34 | $7,292.50 |
DisclosureSEC source: 0000899243-21-022889 · doc4.xml · nonDerivative · entry 15 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,622 F1 · shares: Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. F2 · balance_after: Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 22:07 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCLASS B COMMON STOCK · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000101 · wf-form4_159122204941031.xml · derivative · entry 3 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 22:07 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GiftCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000101 · wf-form4_159122204941031.xml · nonDerivative · entry 2 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On June 2, 2020, the reporting person made a charitable donation of 10,000 shares of Class B Common Stock. No value was received for the donated shares. Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 22:07 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
ConversionCLASS A COMMON STOCK | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000101 · wf-form4_159122204941031.xml · nonDerivative · entry 1 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:30 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
OtherCLASS B COMMON STOCK · Derivative | 8,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000085 · wf-form4_159078421036631.xml · derivative · entry 2 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 1,186,214 Underlying: CLASS A COMMON STOCK · 8,389 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:30 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
GrantCLASS B COMMON STOCK · Derivative | 8,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000085 · wf-form4_159078421036631.xml · derivative · entry 1 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389 Underlying: CLASS A COMMON STOCK · 8,389 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 28, 2020, the Issuer granted 8,389 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 28, 2020 Filed May 29, 2020 16:37 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
OtherCLASS B COMMON STOCK · Derivative | 7,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000091 · wf-form4_159078464850679.xml · derivative · entry 2 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 552,091 Underlying: CLASS A COMMON STOCK · 7,216 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 28, 2020 Filed May 29, 2020 16:37 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
GrantCLASS B COMMON STOCK · Derivative | 7,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000091 · wf-form4_159078464850679.xml · derivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,216 Underlying: CLASS A COMMON STOCK · 7,216 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 28, 2020, the Issuer granted 7,216 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:42 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
OtherCLASS B COMMON STOCK · Derivative | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000095 · wf-form4_159078492146437.xml · derivative · entry 2 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 51,588 Underlying: CLASS A COMMON STOCK · 1,800 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:42 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
|
GrantCLASS B COMMON STOCK · Derivative | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000095 · wf-form4_159078492146437.xml · derivative · entry 1 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: CLASS A COMMON STOCK · 1,800 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 28, 2020 the Issuer granted 1,800 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:39 UTC |
ALLEY J LINDSEYChief Financial Officer
|
OtherCLASS A COMMON STOCK · Derivative | 2,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000093 · wf-form4_159078477191895.xml · derivative · entry 2 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 88,748 Underlying: CLASS A COMMON STOCK · 2,653 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:39 UTC |
ALLEY J LINDSEYChief Financial Officer
|
GrantCLASS B COMMON STOCK · Derivative | 2,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000093 · wf-form4_159078477191895.xml · derivative · entry 1 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,653 Underlying: CLASS A COMMON STOCK · 2,653 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 28, 2020 the Issuer granted 2,653 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:33 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
OtherCLASS B COMMON STOCK · Derivative | 13,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000087 · wf-form4_159078436318335.xml · derivative · entry 2 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 919,158 Underlying: CLASS A COMMON STOCK · 13,897 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:33 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
|
GrantCLASS B COMMON STOCK · Derivative | 13,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000087 · wf-form4_159078436318335.xml · derivative · entry 1 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,897 Underlying: CLASS A COMMON STOCK · 13,897 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 28, 2020, the Issuer granted 13,897 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:20 UTC |
SCHRIESHEIM ROBERT ADirector
|
GrantCLASS A COMMON STOCK | 1,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000076 · wf-form4_159078358170622.xml · nonDerivative · entry 1 SCHRIESHEIM ROBERT A · CIK 0001281910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,054 Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:21 UTC |
KOSECOFF JACQUELINE BDirector
|
GrantCLASS A COMMON STOCK | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000078 · wf-form4_159078369193309.xml · nonDerivative · entry 1 KOSECOFF JACQUELINE B · CIK 0001209524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,742 Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:35 UTC |
Adelson Scott JosephDirector · CO-PRESIDENT
|
OtherCLASS B COMMON STOCK · Derivative | 18,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000089 · wf-form4_159078450005069.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 840,151 Underlying: CLASS A COMMON STOCK · 18,412 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:35 UTC |
Adelson Scott JosephDirector · CO-PRESIDENT
|
GrantCLASS B COMMON STOCK · Derivative | 18,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000089 · wf-form4_159078450005069.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,412 Underlying: CLASS A COMMON STOCK · 18,412 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 28, 2020, the Issuer granted 18,412 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:26 UTC |
Zucker Gillian BethDirector
|
GrantCLASS A COMMON STOCK | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000082 · wf-form4_159078397055351.xml · nonDerivative · entry 1 Zucker Gillian Beth · CIK 0001794578 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,871 Read SEC document |
| May 28, 2020 Filed Jun 1, 2020 20:20 UTC |
ZUBER PAUL ANDREWDirector
|
GrantCLASS A COMMON STOCK | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000099 · wf-form4_159104279937459.xml · nonDerivative · entry 1 ZUBER PAUL ANDREW · CIK 0001757519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:32 UTC |
GOLD IRWINDirector · EXECUTIVE CHAIRMAN · 10% owner
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 3,132 | $59.38 | $185,978.16 |
DisclosureSEC source: 0001302215-20-000056 · wf-form4_158862434818397.xml · derivative · entry 1 GOLD IRWIN · CIK 0001122672 · Director · EXECUTIVE CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 1,177,825 Underlying: CLASS A COMMON STOCK · 3,132 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.nature: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. Read SEC document |
| April 30, 2020 Filed May 4, 2020 16:39 UTC |
PREISER DAVID ADirector · CO-PRESIDENT
|
Tax withholdingCLASS B COMMON STOCK · Derivative | 3,077 | $59.38 | $182,712.26 |
DisclosureSEC source: 0001302215-20-000062 · wf-form4_158862473993984.xml · derivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 544,875 Underlying: CLASS A COMMON STOCK · 3,077 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:43 UTC |
CRAIN CHRISTOPHER MGENERAL COUNSEL
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Tax withholdingCLASS B COMMON STOCK · Derivative | 727 | $59.38 | $43,169.26 |
DisclosureSEC source: 0001302215-20-000066 · wf-form4_158862499230018.xml · derivative · entry 1 CRAIN CHRISTOPHER M · CIK 0001649160 · GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 49,788 Underlying: CLASS A COMMON STOCK · 727 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:41 UTC |
ALLEY J LINDSEYChief Financial Officer
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Tax withholdingCLASS A COMMON STOCK · Derivative | 729 | $59.38 | $43,288.02 |
DisclosureSEC source: 0001302215-20-000064 · wf-form4_158862486759022.xml · derivative · entry 1 ALLEY J LINDSEY · CIK 0001649209 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 86,095 Underlying: CLASS A COMMON STOCK · 729 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:35 UTC |
BEISER SCOTT LDirector · CHIEF EXECUTIVE OFFICER · 10% owner
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Tax withholdingCLASS B COMMON STOCK · Derivative | 3,132 | $59.38 | $185,978.16 |
DisclosureSEC source: 0001302215-20-000058 · wf-form4_158862449822649.xml · derivative · entry 1 BEISER SCOTT L · CIK 0001649212 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 905,261 Underlying: CLASS A COMMON STOCK · 3,132 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:37 UTC |
Adelson Scott JosephDirector · CO-PRESIDENT
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Tax withholdingCLASS B COMMON STOCK · Derivative | 16,212 | $59.38 | $962,668.56 |
DisclosureSEC source: 0001302215-20-000060 · wf-form4_158862461624181.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 821,739 Underlying: CLASS A COMMON STOCK · 16,212 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.