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HERBALIFE LTD.

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4842
SEC CIK
0001180262
Parsed reports
546

Last 12 months

Inside the activity.

4 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2017 Filed May 12, 2017 00:33 UTC
Hienrich EdiSVP/Managing Director EMEA
Tax withholdingCommon Stock 10,378 $72.81 $755,622.18
Disclosure

SEC source: 0001209191-17-031676 · doc4.xml · nonDerivative · entry 3

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,119

F3 · kind: The reporting person received 8,631 shares of common stock upon the net exercise of the 24,000 stock appreciation rights ("SARS"). The reporting person forfeited 4,991 shares of common stock underlying the SARS in payment of the exercise price and 10,378 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:33 UTC
Hienrich EdiSVP/Managing Director EMEA
Disposition to issuerCommon Stock 4,991 $72.81 $363,394.71
Disclosure

SEC source: 0001209191-17-031676 · doc4.xml · nonDerivative · entry 2

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,497

F3 · kind: The reporting person received 8,631 shares of common stock upon the net exercise of the 24,000 stock appreciation rights ("SARS"). The reporting person forfeited 4,991 shares of common stock underlying the SARS in payment of the exercise price and 10,378 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.

Read SEC document
May 09, 2017 Filed May 12, 2017 00:33 UTC
Hienrich EdiSVP/Managing Director EMEA
Exercise / conversionCommon Stock 24,000 $15.14 $363,360.00
Disclosure

SEC source: 0001209191-17-031676 · doc4.xml · nonDerivative · entry 1

Hienrich Edi · CIK 0001472187 · SVP/Managing Director EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016.

F2 · balance_after: The total number of shares has been adjusted to include 4,628 shares inadvertently omitted from prior reports.

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May 08, 2017 Filed May 10, 2017 00:30 UTC
COZZA KEITHDirector
GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031111 · doc4.xml · nonDerivative · entry 1

COZZA KEITH · CIK 0001559415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:41 UTC
Tartol JohnDirector
GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031121 · doc4.xml · nonDerivative · entry 1

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,087

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:28 UTC GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031104 · doc4.xml · nonDerivative · entry 1

Cardoso Pedro · CIK 0001463406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,871

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:33 UTC
Otero MariaDirector
GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031119 · doc4.xml · nonDerivative · entry 1

Otero Maria · CIK 0001594205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:33 UTC GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031118 · doc4.xml · nonDerivative · entry 1

Nelson James Larry · CIK 0001424471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:32 UTC GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031117 · doc4.xml · nonDerivative · entry 1

Montelongo Michael · CIK 0001328755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:31 UTC GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031114 · doc4.xml · nonDerivative · entry 1

GARY HUNTER CLARK · CIK 0001425798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:31 UTC
LYNN JESSEDirector
GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031115 · doc4.xml · nonDerivative · entry 1

LYNN JESSE · CIK 0001605350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:29 UTC GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031109 · doc4.xml · nonDerivative · entry 1

CHRISTODORO JONATHAN · CIK 0001575440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:29 UTC GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031107 · doc4.xml · nonDerivative · entry 1

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:28 UTC
Dunn JeffDirector
GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031102 · doc4.xml · nonDerivative · entry 1

Dunn Jeff · CIK 0001476192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,254

F1 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 08, 2017 Filed May 10, 2017 00:26 UTC GrantCommon Stock 1,665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031100 · doc4.xml · nonDerivative · entry 2

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094

F2 · kind: Consists of restricted stock units under the Herbalife Ltd. 2014 Stock Incentive Plan. This award will vest 100% on April 15, 2018.

Read SEC document
May 05, 2017 Filed May 10, 2017 00:39 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Exercise / conversionStock Appreciation Rights · Derivative 5,000 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001209191-17-031120 · doc4.xml · derivative · entry 5

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016.

Read SEC document
May 05, 2017 Filed May 10, 2017 00:39 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Tax withholdingCommon Stock 1,695 $69.40 $117,633.00
Disclosure

SEC source: 0001209191-17-031120 · doc4.xml · nonDerivative · entry 3

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,813

F2 · kind: The reporting person forfeited 492 shares of common stock underlying the SARS in payment of the exercise price and 1,695 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 5, 2017 of $69.40.

Read SEC document
May 05, 2017 Filed May 10, 2017 00:39 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Disposition to issuerCommon Stock 492 $69.40 $34,144.80
Disclosure

SEC source: 0001209191-17-031120 · doc4.xml · nonDerivative · entry 2

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,508

F2 · kind: The reporting person forfeited 492 shares of common stock underlying the SARS in payment of the exercise price and 1,695 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 5, 2017 of $69.40.

Read SEC document
May 05, 2017 Filed May 10, 2017 00:39 UTC
Chiu Shin-Shing BoscoPrincipal Accounting Officer
Exercise / conversionCommon Stock 5,000 $6.82 $34,100.00
Disclosure

SEC source: 0001209191-17-031120 · doc4.xml · nonDerivative · entry 1

Chiu Shin-Shing Bosco · CIK 0001504597 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2016.

Read SEC document
May 05, 2017 Filed May 10, 2017 00:26 UTC SaleCommon Stock 12,000 $67.00 $804,000.00
Disclosure

SEC source: 0001209191-17-031100 · doc4.xml · nonDerivative · entry 1

Bermingham Richard P · CIK 0001301747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,429

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2016.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 12:00 UTC
ICAHN CARL C10% owner
PurchaseCommon Shares, par value $0.001 per share ("Shares") 372,324 $51.35 $19,118,837.40
Disclosure

SEC source: 0001140361-17-011690 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

HIGH RIVER LIMITED PARTNERSHIP · CIK 0000928464 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · please see all footnotes

Disclosed balance after: 22,872,324

F1 · ownership.nature: High River Limited Partnership ("High River") directly beneficially owns 4,574,465 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 10,851,021 Shares, and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 7,446,838 Shares.

F2 · ownership.nature: Barberry Corp. ("Barberry") is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, and Icahn Master. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 23:42 UTC
Walsh DesPresident
Exercise / conversionStock Appreciation Right · Derivative 32,236 $0.00 Strike: $20.13 $0.00
Disclosure

SEC source: 0001209191-17-019413 · doc4.xml · derivative · entry 4

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,236 shares

Expires 2017-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 23:42 UTC
Walsh DesPresident
Tax withholdingCommon Stock 10,383 $53.10 $551,337.30
Disclosure

SEC source: 0001209191-17-019413 · doc4.xml · nonDerivative · entry 3

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,738

F1 · kind: The reporting person received 9,635 shares of common stock upon the net exercise of the 32,236 stock appreciation rights ("SARS"). The reporting person forfeited 12,218 shares of common stock underlying the SARS in payment of the exercise price and 10,383 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 7, 2017 of $53.10.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 23:42 UTC
Walsh DesPresident
Disposition to issuerCommon Stock 12,218 $53.10 $648,775.80
Disclosure

SEC source: 0001209191-17-019413 · doc4.xml · nonDerivative · entry 2

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,121

Read SEC document
March 07, 2017 Filed Mar 8, 2017 23:42 UTC
Walsh DesPresident
Exercise / conversionCommon Stock 32,236 $20.13 $648,749.50
Disclosure

SEC source: 0001209191-17-019413 · doc4.xml · nonDerivative · entry 1

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 23:33 UTC
LEVY ROBERTEVP, WW Sales & Marketing
Exercise / conversionStock Appreciation Right · Derivative 32,236 $0.00 Strike: $20.13 $0.00
Disclosure

SEC source: 0001209191-17-019410 · doc4.xml · derivative · entry 4

LEVY ROBERT · CIK 0001311283 · EVP, WW Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,236 shares

Expires 2017-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 23:33 UTC
LEVY ROBERTEVP, WW Sales & Marketing
Tax withholdingCommon Stock 8,109 $54.70 $443,562.30
Disclosure

SEC source: 0001209191-17-019410 · doc4.xml · nonDerivative · entry 3

LEVY ROBERT · CIK 0001311283 · EVP, WW Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,747

F1 · kind: The reporting person received 12,266 shares of common stock upon the net exercise of the 32,236 stock appreciation rights ("SARS"). The reporting person forfeited 11,861 shares of common stock underlying the SARS in payment of the exercise price and 8,109 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 6, 2017 of $54.70.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 23:33 UTC
LEVY ROBERTEVP, WW Sales & Marketing
Disposition to issuerCommon Stock 11,861 $54.70 $648,796.70
Disclosure

SEC source: 0001209191-17-019410 · doc4.xml · nonDerivative · entry 2

LEVY ROBERT · CIK 0001311283 · EVP, WW Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,856

Read SEC document
March 06, 2017 Filed Mar 8, 2017 23:33 UTC
LEVY ROBERTEVP, WW Sales & Marketing
Exercise / conversionCommon Stock 32,236 $20.13 $648,749.50
Disclosure

SEC source: 0001209191-17-019410 · doc4.xml · nonDerivative · entry 1

LEVY ROBERT · CIK 0001311283 · EVP, WW Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 00:16 UTC
Dunn JeffDirector
Exercise / conversionStock Appreciation Rights · Derivative 13,064 $0.00 Strike: $22.94 $0.00
Disclosure

SEC source: 0001209191-17-018508 · doc4.xml · derivative · entry 3

Dunn Jeff · CIK 0001476192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,064 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 00:16 UTC
Dunn JeffDirector
Disposition to issuerCommon Stock 5,353 $55.99 $299,714.47
Disclosure

SEC source: 0001209191-17-018508 · doc4.xml · nonDerivative · entry 2

Dunn Jeff · CIK 0001476192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,589

F1 · kind: The reporting person received 7,711 shares of common stock upon the net exercise of the 13,064 stock appreciation rights ("SARS"). The reporting person forfeited 5,353 shares of common stock underlying the SARS in payment of the exercise price, using the closing stock price on March 3, 2017 of $55.99.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 00:16 UTC
Dunn JeffDirector
Exercise / conversionCommon Stock 13,064 $22.94 $299,688.16
Disclosure

SEC source: 0001209191-17-018508 · doc4.xml · nonDerivative · entry 1

Dunn Jeff · CIK 0001476192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 2, 2017 22:30 UTC
Tartol JohnDirector
SaleCommon Stock 2,758 $56.48 $155,771.84
Disclosure

SEC source: 0001209191-17-016813 · doc4.xml · nonDerivative · entry 3

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,422

Read SEC document
March 01, 2017 Filed Mar 2, 2017 22:31 UTC Exercise / conversionStock Appreciation Rights · Derivative 13,064 $0.00 Strike: $22.94 $0.00
Disclosure

SEC source: 0001209191-17-016815 · doc4.xml · derivative · entry 3

Cardoso Pedro · CIK 0001463406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,064 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 22:31 UTC Disposition to issuerCommon Stock 5,287 $56.69 $299,720.03
Disclosure

SEC source: 0001209191-17-016815 · doc4.xml · nonDerivative · entry 2

Cardoso Pedro · CIK 0001463406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,206

F1 · kind: The reporting person received 7,777 shares of common stock upon the net exercise of the 13,064 stock appreciation rights ("SARS"). The reporting person forfeited 5,287 shares of common stock underlying the SARS in payment of the exercise price, using the closing stock price on March 1, 2017 of $56.69.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 22:31 UTC Exercise / conversionCommon Stock 13,064 $22.94 $299,688.16
Disclosure

SEC source: 0001209191-17-016815 · doc4.xml · nonDerivative · entry 1

Cardoso Pedro · CIK 0001463406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:31 UTC
Li JerrySVP, Managing Director, China
SaleCommon Stock 2,000 $56.73 $113,460.00
Disclosure

SEC source: 0001209191-17-017793 · doc4.xml · nonDerivative · entry 1

Li Jerry · CIK 0001615439 · SVP, Managing Director, China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:30 UTC
JOHNSON MICHAELDirector · Chairman & CEO
Exercise / conversionStock Appreciation Right · Derivative 290,000 $0.00 Strike: $20.13 $0.00
Disclosure

SEC source: 0001209191-17-016030 · doc4.xml · derivative · entry 6

JOHNSON MICHAEL · CIK 0001311173 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 290,000 shares

Expires 2017-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:30 UTC
JOHNSON MICHAELDirector · Chairman & CEO
Tax withholdingCommon Stock 100,667 $56.49 $5,686,678.83
Disclosure

SEC source: 0001209191-17-016030 · doc4.xml · nonDerivative · entry 3

JOHNSON MICHAEL · CIK 0001311173 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682,135

F1 · kind: The reporting person received 86,018 shares of common stock upon the net exercise of the 290,000 stock appreciation rights ("SARS"). The reporting person forfeited 103,315 shares of common stock underlying the SARS in payment of the exercise price and 100,667 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on February 28, 2017 of $56.49.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:30 UTC
JOHNSON MICHAELDirector · Chairman & CEO
Disposition to issuerCommon Stock 103,315 $56.49 $5,836,264.35
Disclosure

SEC source: 0001209191-17-016030 · doc4.xml · nonDerivative · entry 2

JOHNSON MICHAEL · CIK 0001311173 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782,802

Read SEC document
February 28, 2017 Filed Mar 1, 2017 22:30 UTC
JOHNSON MICHAELDirector · Chairman & CEO
Exercise / conversionCommon Stock 290,000 $20.13 $5,836,250.00
Disclosure

SEC source: 0001209191-17-016030 · doc4.xml · nonDerivative · entry 1

JOHNSON MICHAEL · CIK 0001311173 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2017 Filed Mar 2, 2017 22:30 UTC
Tartol JohnDirector
Exercise / conversionStock Appreciation Rights · Derivative 13,064 $0.00 Strike: $22.94 $0.00
Disclosure

SEC source: 0001209191-17-016813 · doc4.xml · derivative · entry 4

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,064 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2017 Filed Mar 2, 2017 22:30 UTC
Tartol JohnDirector
Disposition to issuerCommon Stock 5,306 $56.49 $299,735.94
Disclosure

SEC source: 0001209191-17-016813 · doc4.xml · nonDerivative · entry 2

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,180

F1 · kind: The reporting person received 7,758 shares of common stock upon the net exercise of the 13,064 stock appreciation rights ("SARS"). The reporting person forfeited 5,306 shares of common stock underlying the SARS in payment of the exercise price, using the closing stock price on February 28, 2017 of $56.49 and sold 2,758 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise.

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February 28, 2017 Filed Mar 2, 2017 22:30 UTC
Tartol JohnDirector
Exercise / conversionCommon Stock 13,064 $22.94 $299,688.16
Disclosure

SEC source: 0001209191-17-016813 · doc4.xml · nonDerivative · entry 1

Tartol John · CIK 0001343530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 23, 2017 Filed Feb 28, 2017 00:22 UTC
LEVY ROBERTEVP, WW Sales & Marketing
GrantStock Appreciation Rights · Derivative 4,367 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-17-015007 · doc4.xml · derivative · entry 3

LEVY ROBERT · CIK 0001311283 · EVP, WW Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,367

Underlying: Common Stock · 4,367 shares

Expires 2026-05-09

F3 · balance_after: On May 9, 2016, the reporting person was granted an award of 21,834 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 4,367 SARs which will vest on May 9, 2017.

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February 23, 2017 Filed Feb 28, 2017 00:22 UTC
LEVY ROBERTEVP, WW Sales & Marketing
GrantStock Appreciation Rights · Derivative 10,603 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-17-015007 · doc4.xml · derivative · entry 2

LEVY ROBERT · CIK 0001311283 · EVP, WW Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,206

Underlying: Common Stock · 10,603 shares

Expires 2025-03-02

F2 · balance_after: On March 2, 2015, the reporting person was granted an award of 53,017 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 10,603 SARs which will vest on March 2, 2017.

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February 23, 2017 Filed Feb 28, 2017 00:22 UTC
LEVY ROBERTEVP, WW Sales & Marketing
GrantStock Appreciation Rights · Derivative 15,011 $0.00 Strike: $59.98 $0.00
Disclosure

SEC source: 0001209191-17-015007 · doc4.xml · derivative · entry 1

LEVY ROBERT · CIK 0001311283 · EVP, WW Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,019

Underlying: Common Stock · 15,011 shares

Expires 2024-04-30

F1 · balance_after: On April 30, 2014, the reporting person was granted an award of 25,019 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2014, 2015 and 2016. The performance criteria for 2016 was met, resulting in 15,011 SARs which will vest on April 30, 2017.

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February 23, 2017 Filed Feb 28, 2017 00:25 UTC
Walsh DesPresident
GrantStock Appreciation Rights · Derivative 12,133 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-17-015018 · doc4.xml · derivative · entry 4

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,133

Underlying: Common Stock · 12,133 shares

Expires 2026-05-09

F4 · balance_after: On May 9, 2016, the reporting person was granted an award of 60,655 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 12,133 SARs which will vest on May 9, 2017.

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February 23, 2017 Filed Feb 28, 2017 00:25 UTC
Walsh DesPresident
GrantStock Appreciation Rights · Derivative 16,650 $0.00 Strike: $47.80 $0.00
Disclosure

SEC source: 0001209191-17-015018 · doc4.xml · derivative · entry 3

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,300

Underlying: Common Stock · 16,650 shares

Expires 2025-05-07

F3 · balance_after: On May 7, 2015, the reporting person was granted an award of 83,250 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 16,650 SARs which will vest on May 7, 2017.

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February 23, 2017 Filed Feb 28, 2017 00:25 UTC
Walsh DesPresident
GrantStock Appreciation Rights · Derivative 24,470 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-17-015018 · doc4.xml · derivative · entry 2

Walsh Des · CIK 0001373040 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,940

Underlying: Common Stock · 24,470 shares

Expires 2025-03-02

F2 · balance_after: On March 2, 2015, the reporting person was granted an award of 122,349 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 24,470 SARs which will vest on March 2, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.