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HECLA MINING CO/DE/

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3417
SEC CIK
0000719413
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284

Last 12 months

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0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 2, 2022 23:50 UTC
BAKER PHILLIPS S JRDirector · President & CEO
Tax withholdingCommon Stock 195,090 $5.76 $1,123,718.40
Disclosure

SEC source: 0001166074-22-000001 · primary_doc.xml · nonDerivative · entry 2

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,640,407

F6 · shares: Shares withheld for tax liability on 520,833 performance rights that vested.

F7 · balance_after: Consists of 2,620,520 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 223,923 unvested restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:50 UTC
BAKER PHILLIPS S JRDirector · President & CEO
Exercise / conversionCommon Stock 520,833 $0.00 $0.00
Disclosure

SEC source: 0001166074-22-000001 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2019.

F5 · balance_after: Consists of 2,815,610 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 223,923 unvested restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:55 UTC
Roberts Lauren MSr. VP & COO
GrantPhantom Stock · Derivative 14,386 $5.59 $80,468.09
Disclosure

SEC source: 0001784406-22-000001 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,256

Underlying: Common Stock · 14,386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the fourth quarter.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period of October 1, 2021 to December 31, 2021. At the end of the fourth quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan.

F4 · balance_after: Consists of 105,598 shares held directly 143,168 unvested performance-based units, 115,317 unvested restricted stock units, and 339,119 shares of phantom stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
December 09, 2021 Filed Jan 4, 2022 00:03 UTC GiftCommon Stock 53,688 $0.00 $0.00
Disclosure

SEC source: 0001178565-22-000001 · primary_doc.xml · nonDerivative · entry 1

STANLEY CHARLES B · CIK 0001178565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: All 53,688 shares directly held by Mr. Stanley were gifted to a trust created for the benefit of family. Mr. Stanley is not a trustee or beneficiary of the family trust.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 21:17 UTC OtherCommon Stock 36,117 $0.00 $0.00
Disclosure

SEC source: 0001398220-21-000004 · primary_doc.xml · nonDerivative · entry 1

Rogers Terry V · CIK 0001398220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,117

F1 · shares: Mr. Rogers was awarded 36,117 shares in June 2019 under the Hecla Mining Company Stock Plan for Nonemployee Directors ("Directors Stock Plan"). The shares are held by American Stock Transfer & Trust Company until a director either retires, terminates from the Board, death, or a date chosen 2 years from the date of grant. Mr. Rogers elected a distribution of the shares from the Directors Stock Plan on October 1, 2021.

F2 · balance_after: Total amount of shares held directly by Mr. Rogers.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:07 UTC
Roberts Lauren MSr. VP & COO
GrantPhantom Stock · Derivative 12,913 $6.23 $80,466.07
Disclosure

SEC source: 0001784406-21-000005 · primary_doc.xml · derivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,870

Underlying: Common Stock · 12,913 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F4 · price: The share price is based on the average closing price of Hecla's common stock for each day during the third quarter.

F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee deferred Compensation Plan during the period July 1, 2021 to September 30, 2021. At the end of the third quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan.

F5 · balance_after: Consists of 105,598 shares held directly 143,168 unvested performance-based units, 115,371 unvested restricted stock units, and 324,733 shares of phantom stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:07 UTC
Roberts Lauren MSr. VP & COO
GrantCommon Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000005 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,415

F1 · shares: Held as 200.783 units in Mr. Robert's 41(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 2,415 shares.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 20:46 UTC
Roberts Lauren MSr. VP & COO
GrantPhantom Stock · Derivative 10,711 $7.51 $80,468.53
Disclosure

SEC source: 0001784406-21-000004 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,957

Underlying: Common Stock · 10,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the second quarter 2021.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period April 1, 2021 to June 30, 2021. At the end of the second quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan.

F4 · balance_after: Consists of 105,598 shares held directly, 143,168 unvested performance-based units, 115,371 unvested restricted stock units, and 311,820 shares of phantom stock held under the Key Employee Deferred Compensation Plan.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 00:02 UTC
Lawlar Russell DouglasSr. VP, CFO & Treasurer
GrantCommon Stock 1,383 $0.00 $0.00
Disclosure

SEC source: 0001841980-21-000002 · primary_doc.xml · nonDerivative · entry 4

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 1,383

F7 · shares: Held as 115.242 units in Mr. Lawlar's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 1,383 shares.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 22:53 UTC
Roberts Lauren MSr. VP & COO
GrantCommon Stock 2,406 $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 3

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 2,406

F5 · shares: Held as 200.432 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 2,406 shares.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 22:19 UTC
Sienko David CVP and General Counsel
OtherCommon Stock 1,196 $0.00 $0.00
Disclosure

SEC source: 0001481905-21-000002 · primary_doc.xml · nonDerivative · entry 3

Sienko David C · CIK 0001481905 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 1,196

F5 · shares: Held as 99.594 units in Mr. Sienko's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 1,196 shares.

Read SEC document
June 22, 2021 Filed Jun 23, 2021 21:38 UTC
BAKER PHILLIPS S JRDirector · President & CEO
OtherCommon Stock 44,309 $0.00 $0.00
Disclosure

SEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 2

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 44,309

F3 · shares: Held as 3,690.868 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 44,309 shares.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 00:02 UTC
Lawlar Russell DouglasSr. VP, CFO & Treasurer
GrantPerformance Rights · Derivative 13,959 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001841980-21-000002 · primary_doc.xml · derivative · entry 5

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,992

Underlying: Common Stock · 13,959 shares

Expires 2024-01-01

F8 · shares: Mr. Lawlar was awarded performance rights representing the contingent right to receive between $55,000 and $220,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Lawlar under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($220,000 in stock); 60th percentile rank among peers = target grant value ($110,000 in stock) and 50th percentile rank among peers = threshold award at 50% of target ($55,000 in stock).

F9 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $110,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($7.88). The actual number of shares received (if any) by Mr. Lawlar will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period.

F10 · balance_after: See footnote 6.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 00:02 UTC
Lawlar Russell DouglasSr. VP, CFO & Treasurer
OtherCommon Stock 4,552 $0.00 $0.00
Disclosure

SEC source: 0001841980-21-000002 · primary_doc.xml · nonDerivative · entry 3

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,992

F5 · shares: Shares transferred to ex-spouse pursuant to a domestic relations order.

F6 · balance_after: Consists of 9,200 shares held directly, 13,959 performance-based units, and 43,833 unvested restricted stock units.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 00:02 UTC
Lawlar Russell DouglasSr. VP, CFO & Treasurer
GrantCommon Stock 21,574 $7.88 $170,003.12
Disclosure

SEC source: 0001841980-21-000002 · primary_doc.xml · nonDerivative · entry 2

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,544

F3 · shares: Award of restricted stock units that best as follows: 7,192 shares on June 21, 2022; 7,191 shares on June 21, 2023, and 7,191 shares on June 21, 2024.

F4 · balance_after: See footnote 2.

Read SEC document
June 21, 2021 Filed Jun 24, 2021 00:02 UTC
Lawlar Russell DouglasSr. VP, CFO & Treasurer
Tax withholdingCommon Stock 6,258 $0.00 $0.00
Disclosure

SEC source: 0001841980-21-000002 · primary_doc.xml · nonDerivative · entry 1

Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,544

F1 · shares: Prior to becoming Sr. Vice President, CFO and Treasurer, Mr. Lawlar was awarded (i) restricted stock units on June 19, 2018, (ii) June 21, 2019, and June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (20,010 shares). Mr. Lawlar elected to have Hecla Mining Company withhold 6,258 shares to cover his tax liability.

F2 · balance_after: Consists of 13,752 shares held directly, 13,959 performance-based units, and 43,833 unvested restricted stock units.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 23:23 UTC
Brown Robert DenisVP - Corp. Development
GrantPerformance Rights · Derivative 13,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001667482-21-000001 · primary_doc.xml · derivative · entry 3

Brown Robert Denis · CIK 0001667482 · VP - Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,398

Underlying: Common Stock · 13,325 shares

Expires 2024-01-01

F5 · shares: Mr. Brown was awarded performance rights representing the contingent right to receive between $52,500 and $210,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Brown under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($210,000 in stock); 60th percentile rank among peers = target award at grant value ($105,000 in stock) and 50th percentile rank among peers = threshold award at 50% of target ($52,500 in stock).

F6 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $105,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($7.88). The actual number of shares received (if any) by Mr. Brown will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period).

F7 · balance_after: See footnote 2.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 23:23 UTC
Brown Robert DenisVP - Corp. Development
GrantCommon Stock 20,305 $7.88 $160,003.40
Disclosure

SEC source: 0001667482-21-000001 · primary_doc.xml · nonDerivative · entry 2

Brown Robert Denis · CIK 0001667482 · VP - Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,398

F3 · shares: Award of restricted stock units that vest as follows: 6,769 shares on June 21, 2022, 6,768 shares on June 21, 2023, and 6,768 shares on June 21, 2024.

F4 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 23:23 UTC
Brown Robert DenisVP - Corp. Development
Tax withholdingCommon Stock 33,270 $0.00 $0.00
Disclosure

SEC source: 0001667482-21-000001 · primary_doc.xml · nonDerivative · entry 1

Brown Robert Denis · CIK 0001667482 · VP - Corp. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,398

F1 · shares: Mr. Brown was awarded (i) 52,219 restricted stock units on June 19, 2018; (ii) 81,522 restricted stock units on June 21, 2019; and (iii) 52,805 restricted stock units on June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (62,182 shares). Mr. Brown elected to have Hecla Mining Company withhold 33,270 shares to cover his tax liability.

F2 · balance_after: Consists of 211,238 shares held directly, 110,478 performance-based units, and 82,682 unvested restricted stock units.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:53 UTC
Roberts Lauren MSr. VP & COO
GrantPerformance Rights · Derivative 19,036 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000003 · primary_doc.xml · derivative · entry 4

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,246

Underlying: Common Stock · 19,036 shares

Expires 2024-01-01

F6 · shares: Mr. Roberts was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum awarded at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock).

F7 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($7.88). The actual number of shares received (if any) by Mr. Roberts will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period).

F8 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:53 UTC
Roberts Lauren MSr. VP & COO
GrantCommon Stock 28,553 $7.88 $224,997.64
Disclosure

SEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 2

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,246

F3 · shares: Award of restricted stock units that vest as follows: 9,518 shares on June 21, 2022, 9,518 shares on June 21, 2023, and 9,517 shares on June 21, 2024.

F4 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:53 UTC
Roberts Lauren MSr. VP & COO
Tax withholdingCommon Stock 24,102 $0.00 $0.00
Disclosure

SEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,246

F1 · shares: Mr. Roberts was awarded (i) 111,940 restricted stock units on August 5, 2019, and 74,257 restricted stock units on June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (62,066 shares). Mr. Roberts elected to have Hecla Mining Company withhold 24,102 shares to cover his tax liability.

F2 · balance_after: Total consists of 105,598 shares held directly, 143,168 performance-based shares, 115,371 unvested restricted stock units, and 301,109 shares held under the Hecla Mining Company Key Employee Deferred Compensation Plan.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:19 UTC
Sienko David CVP and General Counsel
GrantPerformance Rights · Derivative 12,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001481905-21-000002 · primary_doc.xml · derivative · entry 4

Sienko David C · CIK 0001481905 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,890

Underlying: Common Stock · 12,690 shares

Expires 2024-01-01

F6 · shares: Mr. Sienko was awarded performance rights representing the contingent right to receive between $50,000 and $200,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Sienko under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($200,000 in stock); 60th percentile rank among peers = target award at grant value ($100,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($50,000 in stock).

F7 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:19 UTC
Sienko David CVP and General Counsel
GrantCommon Stock 19,036 $7.88 $150,003.68
Disclosure

SEC source: 0001481905-21-000002 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,890

F3 · shares: Award of restricted stock units that vest as follows: 6,346 shares on June 21, 2022; 6,345 share on June 21, 2023; and 6,345 shares on June 21, 2024.

F4 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 22:19 UTC
Sienko David CVP and General Counsel
Tax withholdingCommon Stock 18,425 $0.00 $0.00
Disclosure

SEC source: 0001481905-21-000002 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,890

F1 · shares: Mr. Sienko was awarded (i) 45,692 restricted stock units on June 19, 2018; (ii) 81,522 restricted stock units on June 21, 2019; and (iii) 49,505 restricted stock units on June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (58,907 shares). Mr. Sienko elected to have Hecla Mining Company withhold 18,425 shares to cover his tax liability.

F2 · balance_after: Total consists of 583,636 shares held directly, 79,213 unvested restricted stock units, and 100,041 performance-based shares.

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:38 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantPerformance Rights · Derivative 63,452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001166074-21-000003 · primary_doc.xml · derivative · entry 4

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781,868

Underlying: Common Stock · 63,452 shares

Expires 2023-01-01

F6 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $250,000 and $1,000,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% ($1,000,000 in stock); 60th percentile rank among peers = target award at grant value ($500,000 in stock); and 50th percentile rank among peers = threshold award at 50% target ($250,000 in stock).

F7 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:38 UTC
BAKER PHILLIPS S JRDirector · President & CEO
GrantCommon Stock 63,452 $7.88 $500,001.76
Disclosure

SEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 3

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781,868

F4 · shares: Award of restricted stock units that vest as follows: 21,150 shares on June 21, 2022; 21,151 shares on June 1, 2023; and 21,151 shares on June 2, 2024.

F5 · balance_after: See footnote 2

Read SEC document
June 21, 2021 Filed Jun 23, 2021 21:38 UTC
BAKER PHILLIPS S JRDirector · President & CEO
Tax withholdingCommon Stock 68,274 $0.00 $0.00
Disclosure

SEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,781,868

F1 · shares: Mr. Baker was awarded (i) 130,548 restricted stock units on 6/19/18; (ii) 217,391 restricted stock units on 6/21/19; and (iii) 132,013 restricted stock units on 6/22/20. The restrictions lapsed on 1/3 of those vesting units (159,985 shares). Mr. Baker elected to have Hecla Mining Company withhold 68,274 shares to cover his tax liability.

F2 · balance_after: Consists of 2,294,777 shares held directly, 1,795,964 shares held in the Hecla Mining Company Key Employee Deferred Compensation Plan, 223,923 unvested restricted stock units, and 467,204 performance-based shares.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 23:17 UTC
Sienko David CVP and General Counsel
SaleCommon Stock 22,719 $7.97 $181,070.43
Disclosure

SEC source: 0001481905-21-000001 · primary_doc.xml · nonDerivative · entry 3

Sienko David C · CIK 0001481905 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F3 · shares: Mr. Sienko transferred the balance in his 401(k) Hecla stock fund to other funds in the his 401(k) Plan.

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June 17, 2021 Filed Jun 21, 2021 23:17 UTC
Sienko David CVP and General Counsel
OtherCommon Stock 22,719 $0.00 $0.00
Disclosure

SEC source: 0001481905-21-000001 · primary_doc.xml · nonDerivative · entry 2

Sienko David C · CIK 0001481905 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 22,719

F2 · shares: Held as 1,892.291 units in Mr. Sienko's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 22,719 shares.

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June 17, 2021 Filed Jun 21, 2021 23:17 UTC
Sienko David CVP and General Counsel
SaleCommon Stock 70,000 $7.99 $559,048.00
Disclosure

SEC source: 0001481905-21-000001 · primary_doc.xml · nonDerivative · entry 1

Sienko David C · CIK 0001481905 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,589

F1 · balance_after: Consists of 543,154 shares held directly,119,084 unvested restricted stock units, and 87,351 unvested performance-based units.

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June 10, 2021 Filed Jun 10, 2021 21:18 UTC SaleCommon Stock 11,150 $8.98 $100,127.00
Disclosure

SEC source: 0001668495-21-000002 · primary_doc.xml · nonDerivative · entry 1

Ralbovsky Stephen F · CIK 0001668495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,123

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June 08, 2021 Filed Jun 9, 2021 23:06 UTC GrantCommon Stock 22,219 $4.05 $90,000.28
Disclosure

SEC source: 0001693472-21-000001 · primary_doc.xml · nonDerivative · entry 2

Boggs Catherine J · CIK 0001693472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,678

F4 · shares: Ms. Boggs elected to receive 75% of her award under the Hecla Mining Company Stock Plan for Nonemployee Directors directly, and 25% (7,406 shares) to the trust.

F5 · price: See footnote 2

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June 08, 2021 Filed Jun 9, 2021 23:06 UTC OtherCommon Stock 7,406 $4.05 $29,998.74
Disclosure

SEC source: 0001693472-21-000001 · primary_doc.xml · nonDerivative · entry 1

Boggs Catherine J · CIK 0001693472 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes 1 and 3

Disclosed balance after: 106,046

F1 · shares: Allocation of shares in trust to the account of Catherine J. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020).

F3 · balance_after: Total amount of shares held in trust on behalf of Ms. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors.

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June 08, 2021 Filed Jun 9, 2021 22:41 UTC
Wong AliceDirector
OtherCommon Stock 29,625 $4.05 $119,999.03
Disclosure

SEC source: 0001848750-21-000002 · primary_doc.xml · nonDerivative · entry 1

Wong Alice · CIK 0001848750 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 29,625

F1 · shares: Allocation of shares in trust to the account of Alice Wong in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: this price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020).

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June 08, 2021 Filed Jun 9, 2021 22:27 UTC OtherCommon Stock 29,625 $4.05 $119,999.03
Disclosure

SEC source: 0001191291-21-000002 · primary_doc.xml · nonDerivative · entry 1

CRUMLEY THEODORE · CIK 0001191291 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 250,056

F1 · shares: Allocation of shares in trust to the account of Ted Crumley in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020).

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June 08, 2021 Filed Jun 9, 2021 22:19 UTC OtherCommon Stock 29,625 $4.05 $119,999.03
Disclosure

SEC source: 0001668495-21-000001 · primary_doc.xml · nonDerivative · entry 1

Ralbovsky Stephen F · CIK 0001668495 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 177,717

F1 · shares: Allocation of shares in trust to the account of Stephen F. Ralbovsky in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020).

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June 08, 2021 Filed Jun 9, 2021 22:04 UTC OtherCommon Stock 29,625 $4.05 $119,999.03
Disclosure

SEC source: 0001398220-21-000003 · primary_doc.xml · nonDerivative · entry 1

Rogers Terry V · CIK 0001398220 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 174,236

F1 · shares: Allocation of shares in trust to the account of Terry V. Rogers in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020).

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June 08, 2021 Filed Jun 9, 2021 21:48 UTC OtherCommon Stock 29,625 $4.05 $119,999.03
Disclosure

SEC source: 0001668618-21-000001 · primary_doc.xml · nonDerivative · entry 1

Johnson George R · CIK 0001668618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 177,717

F1 · shares: Allocation of shares in trust to the account of George R. Johnson in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020).

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June 08, 2021 Filed Jun 9, 2021 21:34 UTC OtherCommon Stock 29,625 $4.05 $119,999.03
Disclosure

SEC source: 0001178565-21-000002 · primary_doc.xml · nonDerivative · entry 1

STANLEY CHARLES B · CIK 0001178565 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 219,103

F1 · shares: Allocation of shares in trust to the account of Charles B. Stanley in the Hecla Mining Company Stock Plan for Nonemployee Directors.

F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020).

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June 04, 2021 Filed Jun 8, 2021 00:02 UTC SaleCommon Stock 46,848 $8.98 $420,901.17
Disclosure

SEC source: 0001178565-21-000001 · primary_doc.xml · nonDerivative · entry 1

STANLEY CHARLES B · CIK 0001178565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,688

F1 · balance_after: Mr. Stanley also holds 189,478 shares indirectly under the Hecla Mining Company Stock Plan for Nonemployee Directors. Those shares are held in trust through the Company's transfer agent.

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June 02, 2021 Filed Jun 2, 2021 21:57 UTC SaleCommon Stock 50,000 $9.34 $467,075.00
Disclosure

SEC source: 0001191291-21-000001 · primary_doc.xml · nonDerivative · entry 1

CRUMLEY THEODORE · CIK 0001191291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,536

F1 · balance_after: Mr. Crumley also holds 220,431 shares indirectly through the Hecla Mining Company Stock Plan for Non-Employee Directors. Those shares are held in trust through the Company's transfer agent.

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May 27, 2021 Filed May 28, 2021 20:16 UTC
BAKER PHILLIPS S JRDirector · President & CEO
SaleCommon Stock 663,967 $8.90 $5,910,966.22
Disclosure

SEC source: 0001166074-21-000002 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,723,238

F1 · balance_after: Includes 2,023,066 shares held directly; 1,795,964 shares held under the Key Employee Deferred Compensation Plan; 403,752 performance-based shares; and 320,456 unvested restricted stock units.

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May 26, 2021 Filed May 27, 2021 21:13 UTC SaleCommon Stock 48,103 $8.85 $425,750.03
Disclosure

SEC source: 0001398220-21-000002 · primary_doc.xml · nonDerivative · entry 1

Rogers Terry V · CIK 0001398220 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Mr. Rogers still holds 144,611 shares indirectly through the Stock Plan for Non-employee Directors that is held with the Company's transfer agent in trust.

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May 17, 2021 Filed May 17, 2021 20:54 UTC SaleCommon Stock 2,500 $8.55 $21,362.50
Disclosure

SEC source: 0001319269-21-000002 · primary_doc.xml · nonDerivative · entry 3

Nethercutt George R Jr · CIK 0001319269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,186

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May 17, 2021 Filed May 17, 2021 20:54 UTC SaleCommon Stock 2,500 $7.85 $19,629.00
Disclosure

SEC source: 0001319269-21-000002 · primary_doc.xml · nonDerivative · entry 2

Nethercutt George R Jr · CIK 0001319269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,686

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May 14, 2021 Filed May 17, 2021 20:54 UTC SaleCommon Stock 500 $7.46 $3,731.85
Disclosure

SEC source: 0001319269-21-000002 · primary_doc.xml · nonDerivative · entry 1

Nethercutt George R Jr · CIK 0001319269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,186

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May 10, 2021 Filed May 12, 2021 22:35 UTC SaleCommon Stock 2,000 $7.40 $14,800.00
Disclosure

SEC source: 0001319269-21-000001 · primary_doc.xml · nonDerivative · entry 1

Nethercutt George R Jr · CIK 0001319269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,686

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:09 UTC
Roberts Lauren MSr. VP & COO
GrantPhantom Stock · Derivative 110,718 $6.10 $675,911.25
Disclosure

SEC source: 0001784406-21-000002 · primary_doc.xml · derivative · entry 1

Roberts Lauren M · CIK 0001784406 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,758

Underlying: Common Stock · 110,718 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the first quarter 2021.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person.

F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period January 1, 2021 to March 31, 2021. He also deferred a portion of his short- and long-term incentive compensation he received in March 2021. At the end of the first quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan.

F4 · balance_after: Consists of 67,634 shares held directly, 124,132 unvested performance-based units, 148,883 unvested restricted stock units, and 301,109 shares of phantom stock held under the Key Employee Deferred Compensation Plan.

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February 24, 2021 Filed Mar 3, 2021 21:33 UTC
BAKER PHILLIPS S JRDirector · President & CEO
SaleCommon Stock 400,000 $7.33 $2,933,200.00
Disclosure

SEC source: 0001166074-21-000001 · primary_doc.xml · nonDerivative · entry 1

BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,543,863

F1 · balance_after: Total includes: (i) 2,867,033 shares held directly; (ii) 1,795,964 shares deferred in the Hecla Mining Company Key Employee Deferred Compensation Plan; (iii) 560,410 performance-based units; and (iv)320,456 unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.