Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 23:50 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
Tax withholdingCommon Stock | 195,090 | $5.76 | $1,123,718.40 |
DisclosureSEC source: 0001166074-22-000001 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,640,407 F6 · shares: Shares withheld for tax liability on 520,833 performance rights that vested. F7 · balance_after: Consists of 2,620,520 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 223,923 unvested restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 23:50 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
Exercise / conversionCommon Stock | 520,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-22-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,835,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: See footnotes (1) and (2). Shares received upon settlement of performance rights awarded in June 2019. F5 · balance_after: Consists of 2,815,610 shares held directly, 1,795,964 shares held in the Key Employee Deferred Compensation Plan, and 223,923 unvested restricted stock units. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:55 UTC |
Roberts Lauren MSr. VP & COO
|
GrantPhantom Stock · Derivative | 14,386 | $5.59 | $80,468.09 |
DisclosureSEC source: 0001784406-22-000001 · primary_doc.xml · derivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,256 Underlying: Common Stock · 14,386 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the fourth quarter. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period of October 1, 2021 to December 31, 2021. At the end of the fourth quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan. F4 · balance_after: Consists of 105,598 shares held directly 143,168 unvested performance-based units, 115,317 unvested restricted stock units, and 339,119 shares of phantom stock held under the Key Employee Deferred Compensation Plan. Read SEC document |
| December 09, 2021 Filed Jan 4, 2022 00:03 UTC |
STANLEY CHARLES BDirector
|
GiftCommon Stock | 53,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001178565-22-000001 · primary_doc.xml · nonDerivative · entry 1 STANLEY CHARLES B · CIK 0001178565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · ownership.nature: All 53,688 shares directly held by Mr. Stanley were gifted to a trust created for the benefit of family. Mr. Stanley is not a trustee or beneficiary of the family trust. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 21:17 UTC |
Rogers Terry VDirector
|
OtherCommon Stock | 36,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001398220-21-000004 · primary_doc.xml · nonDerivative · entry 1 Rogers Terry V · CIK 0001398220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,117 F1 · shares: Mr. Rogers was awarded 36,117 shares in June 2019 under the Hecla Mining Company Stock Plan for Nonemployee Directors ("Directors Stock Plan"). The shares are held by American Stock Transfer & Trust Company until a director either retires, terminates from the Board, death, or a date chosen 2 years from the date of grant. Mr. Rogers elected a distribution of the shares from the Directors Stock Plan on October 1, 2021. F2 · balance_after: Total amount of shares held directly by Mr. Rogers. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:07 UTC |
Roberts Lauren MSr. VP & COO
|
GrantPhantom Stock · Derivative | 12,913 | $6.23 | $80,466.07 |
DisclosureSEC source: 0001784406-21-000005 · primary_doc.xml · derivative · entry 2 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,870 Underlying: Common Stock · 12,913 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F4 · price: The share price is based on the average closing price of Hecla's common stock for each day during the third quarter. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F3 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee deferred Compensation Plan during the period July 1, 2021 to September 30, 2021. At the end of the third quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan. F5 · balance_after: Consists of 105,598 shares held directly 143,168 unvested performance-based units, 115,371 unvested restricted stock units, and 324,733 shares of phantom stock held under the Key Employee Deferred Compensation Plan. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:07 UTC |
Roberts Lauren MSr. VP & COO
|
GrantCommon Stock | 2,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001784406-21-000005 · primary_doc.xml · nonDerivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 2,415 F1 · shares: Held as 200.783 units in Mr. Robert's 41(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 2,415 shares. Read SEC document |
| July 01, 2021 Filed Jul 1, 2021 20:46 UTC |
Roberts Lauren MSr. VP & COO
|
GrantPhantom Stock · Derivative | 10,711 | $7.51 | $80,468.53 |
DisclosureSEC source: 0001784406-21-000004 · primary_doc.xml · derivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,957 Underlying: Common Stock · 10,711 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the second quarter 2021. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period April 1, 2021 to June 30, 2021. At the end of the second quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan. F4 · balance_after: Consists of 105,598 shares held directly, 143,168 unvested performance-based units, 115,371 unvested restricted stock units, and 311,820 shares of phantom stock held under the Key Employee Deferred Compensation Plan. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 00:02 UTC |
Lawlar Russell DouglasSr. VP, CFO & Treasurer
|
GrantCommon Stock | 1,383 | $0.00 | $0.00 |
DisclosureSEC source: 0001841980-21-000002 · primary_doc.xml · nonDerivative · entry 4 Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,383 F7 · shares: Held as 115.242 units in Mr. Lawlar's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 1,383 shares. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 22:53 UTC |
Roberts Lauren MSr. VP & COO
|
GrantCommon Stock | 2,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 3 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 2,406 F5 · shares: Held as 200.432 units in Mr. Robert's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 2,406 shares. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 22:19 UTC |
Sienko David CVP and General Counsel
|
OtherCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001481905-21-000002 · primary_doc.xml · nonDerivative · entry 3 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 1,196 F5 · shares: Held as 99.594 units in Mr. Sienko's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 1,196 shares. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 21:38 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
OtherCommon Stock | 44,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 2 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 44,309 F3 · shares: Held as 3,690.868 units in Mr. Baker's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 44,309 shares. Read SEC document |
| June 21, 2021 Filed Jun 24, 2021 00:02 UTC |
Lawlar Russell DouglasSr. VP, CFO & Treasurer
|
GrantPerformance Rights · Derivative | 13,959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001841980-21-000002 · primary_doc.xml · derivative · entry 5 Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,992 Underlying: Common Stock · 13,959 shares Expires 2024-01-01 F8 · shares: Mr. Lawlar was awarded performance rights representing the contingent right to receive between $55,000 and $220,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Lawlar under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($220,000 in stock); 60th percentile rank among peers = target grant value ($110,000 in stock) and 50th percentile rank among peers = threshold award at 50% of target ($55,000 in stock). F9 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $110,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($7.88). The actual number of shares received (if any) by Mr. Lawlar will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period. F10 · balance_after: See footnote 6. Read SEC document |
| June 21, 2021 Filed Jun 24, 2021 00:02 UTC |
Lawlar Russell DouglasSr. VP, CFO & Treasurer
|
OtherCommon Stock | 4,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001841980-21-000002 · primary_doc.xml · nonDerivative · entry 3 Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,992 F5 · shares: Shares transferred to ex-spouse pursuant to a domestic relations order. F6 · balance_after: Consists of 9,200 shares held directly, 13,959 performance-based units, and 43,833 unvested restricted stock units. Read SEC document |
| June 21, 2021 Filed Jun 24, 2021 00:02 UTC |
Lawlar Russell DouglasSr. VP, CFO & Treasurer
|
GrantCommon Stock | 21,574 | $7.88 | $170,003.12 |
DisclosureSEC source: 0001841980-21-000002 · primary_doc.xml · nonDerivative · entry 2 Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,544 F3 · shares: Award of restricted stock units that best as follows: 7,192 shares on June 21, 2022; 7,191 shares on June 21, 2023, and 7,191 shares on June 21, 2024. F4 · balance_after: See footnote 2. Read SEC document |
| June 21, 2021 Filed Jun 24, 2021 00:02 UTC |
Lawlar Russell DouglasSr. VP, CFO & Treasurer
|
Tax withholdingCommon Stock | 6,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001841980-21-000002 · primary_doc.xml · nonDerivative · entry 1 Lawlar Russell Douglas · CIK 0001841980 · Sr. VP, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,544 F1 · shares: Prior to becoming Sr. Vice President, CFO and Treasurer, Mr. Lawlar was awarded (i) restricted stock units on June 19, 2018, (ii) June 21, 2019, and June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (20,010 shares). Mr. Lawlar elected to have Hecla Mining Company withhold 6,258 shares to cover his tax liability. F2 · balance_after: Consists of 13,752 shares held directly, 13,959 performance-based units, and 43,833 unvested restricted stock units. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 23:23 UTC |
Brown Robert DenisVP - Corp. Development
|
GrantPerformance Rights · Derivative | 13,325 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001667482-21-000001 · primary_doc.xml · derivative · entry 3 Brown Robert Denis · CIK 0001667482 · VP - Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,398 Underlying: Common Stock · 13,325 shares Expires 2024-01-01 F5 · shares: Mr. Brown was awarded performance rights representing the contingent right to receive between $52,500 and $210,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Brown under this plan are as follows: 100th percentile rank among peers = maximum award at 200% target ($210,000 in stock); 60th percentile rank among peers = target award at grant value ($105,000 in stock) and 50th percentile rank among peers = threshold award at 50% of target ($52,500 in stock). F6 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $105,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($7.88). The actual number of shares received (if any) by Mr. Brown will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period). F7 · balance_after: See footnote 2. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 23:23 UTC |
Brown Robert DenisVP - Corp. Development
|
GrantCommon Stock | 20,305 | $7.88 | $160,003.40 |
DisclosureSEC source: 0001667482-21-000001 · primary_doc.xml · nonDerivative · entry 2 Brown Robert Denis · CIK 0001667482 · VP - Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,398 F3 · shares: Award of restricted stock units that vest as follows: 6,769 shares on June 21, 2022, 6,768 shares on June 21, 2023, and 6,768 shares on June 21, 2024. F4 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 23:23 UTC |
Brown Robert DenisVP - Corp. Development
|
Tax withholdingCommon Stock | 33,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001667482-21-000001 · primary_doc.xml · nonDerivative · entry 1 Brown Robert Denis · CIK 0001667482 · VP - Corp. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,398 F1 · shares: Mr. Brown was awarded (i) 52,219 restricted stock units on June 19, 2018; (ii) 81,522 restricted stock units on June 21, 2019; and (iii) 52,805 restricted stock units on June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (62,182 shares). Mr. Brown elected to have Hecla Mining Company withhold 33,270 shares to cover his tax liability. F2 · balance_after: Consists of 211,238 shares held directly, 110,478 performance-based units, and 82,682 unvested restricted stock units. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:53 UTC |
Roberts Lauren MSr. VP & COO
|
GrantPerformance Rights · Derivative | 19,036 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001784406-21-000003 · primary_doc.xml · derivative · entry 4 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,246 Underlying: Common Stock · 19,036 shares Expires 2024-01-01 F6 · shares: Mr. Roberts was awarded performance rights representing the contingent right to receive between $75,000 and $300,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2022) relative to our peers. Examples of the potential grant of shares to Mr. Roberts under this plan are as follows: 100th percentile rank among peers = maximum awarded at 200% target ($300,000 in stock); 60th percentile rank among peers = target award at grant value ($150,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($75,000 in stock). F7 · derivative.underlying_shares: The number shown in Column 5 of Table II assumes a target payout (i.e., $150,000 worth of common stock), with the common stock valued at the closing price on the day of the award ($7.88). The actual number of shares received (if any) by Mr. Roberts will depend on the Total Shareholder Return performance over the 3-year period and will be determined following the termination of that period). F8 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:53 UTC |
Roberts Lauren MSr. VP & COO
|
GrantCommon Stock | 28,553 | $7.88 | $224,997.64 |
DisclosureSEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 2 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,246 F3 · shares: Award of restricted stock units that vest as follows: 9,518 shares on June 21, 2022, 9,518 shares on June 21, 2023, and 9,517 shares on June 21, 2024. F4 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:53 UTC |
Roberts Lauren MSr. VP & COO
|
Tax withholdingCommon Stock | 24,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001784406-21-000003 · primary_doc.xml · nonDerivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,246 F1 · shares: Mr. Roberts was awarded (i) 111,940 restricted stock units on August 5, 2019, and 74,257 restricted stock units on June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (62,066 shares). Mr. Roberts elected to have Hecla Mining Company withhold 24,102 shares to cover his tax liability. F2 · balance_after: Total consists of 105,598 shares held directly, 143,168 performance-based shares, 115,371 unvested restricted stock units, and 301,109 shares held under the Hecla Mining Company Key Employee Deferred Compensation Plan. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:19 UTC |
Sienko David CVP and General Counsel
|
GrantPerformance Rights · Derivative | 12,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001481905-21-000002 · primary_doc.xml · derivative · entry 4 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,890 Underlying: Common Stock · 12,690 shares Expires 2024-01-01 F6 · shares: Mr. Sienko was awarded performance rights representing the contingent right to receive between $50,000 and $200,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Sienko under this plan are as follows: 100th percentile rank among peers = maximum award at 200% of target ($200,000 in stock); 60th percentile rank among peers = target award at grant value ($100,000 in stock); and 50th percentile rank among peers = threshold award at 50% of target ($50,000 in stock). F7 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:19 UTC |
Sienko David CVP and General Counsel
|
GrantCommon Stock | 19,036 | $7.88 | $150,003.68 |
DisclosureSEC source: 0001481905-21-000002 · primary_doc.xml · nonDerivative · entry 2 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,890 F3 · shares: Award of restricted stock units that vest as follows: 6,346 shares on June 21, 2022; 6,345 share on June 21, 2023; and 6,345 shares on June 21, 2024. F4 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 22:19 UTC |
Sienko David CVP and General Counsel
|
Tax withholdingCommon Stock | 18,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001481905-21-000002 · primary_doc.xml · nonDerivative · entry 1 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,890 F1 · shares: Mr. Sienko was awarded (i) 45,692 restricted stock units on June 19, 2018; (ii) 81,522 restricted stock units on June 21, 2019; and (iii) 49,505 restricted stock units on June 22, 2020. The restrictions lapsed on 1/3 of those vesting units (58,907 shares). Mr. Sienko elected to have Hecla Mining Company withhold 18,425 shares to cover his tax liability. F2 · balance_after: Total consists of 583,636 shares held directly, 79,213 unvested restricted stock units, and 100,041 performance-based shares. Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:38 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
GrantPerformance Rights · Derivative | 63,452 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001166074-21-000003 · primary_doc.xml · derivative · entry 4 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781,868 Underlying: Common Stock · 63,452 shares Expires 2023-01-01 F6 · shares: Mr. Baker was awarded performance rights representing the contingent right to receive between $250,000 and $1,000,000 worth of Hecla Mining Company common stock based on Hecla Mining Company's Total Shareholder Return performance over the 3-year period (January 1, 2021 to December 31, 2023) relative to our peers. Examples of the potential grant of shares to Mr. Baker under this plan are as follows: 100th percentile rank among peers = maximum award at 200% ($1,000,000 in stock); 60th percentile rank among peers = target award at grant value ($500,000 in stock); and 50th percentile rank among peers = threshold award at 50% target ($250,000 in stock). F7 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:38 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
GrantCommon Stock | 63,452 | $7.88 | $500,001.76 |
DisclosureSEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 3 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781,868 F4 · shares: Award of restricted stock units that vest as follows: 21,150 shares on June 21, 2022; 21,151 shares on June 1, 2023; and 21,151 shares on June 2, 2024. F5 · balance_after: See footnote 2 Read SEC document |
| June 21, 2021 Filed Jun 23, 2021 21:38 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
Tax withholdingCommon Stock | 68,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001166074-21-000003 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781,868 F1 · shares: Mr. Baker was awarded (i) 130,548 restricted stock units on 6/19/18; (ii) 217,391 restricted stock units on 6/21/19; and (iii) 132,013 restricted stock units on 6/22/20. The restrictions lapsed on 1/3 of those vesting units (159,985 shares). Mr. Baker elected to have Hecla Mining Company withhold 68,274 shares to cover his tax liability. F2 · balance_after: Consists of 2,294,777 shares held directly, 1,795,964 shares held in the Hecla Mining Company Key Employee Deferred Compensation Plan, 223,923 unvested restricted stock units, and 467,204 performance-based shares. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 23:17 UTC |
Sienko David CVP and General Counsel
|
SaleCommon Stock | 22,719 | $7.97 | $181,070.43 |
DisclosureSEC source: 0001481905-21-000001 · primary_doc.xml · nonDerivative · entry 3 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F3 · shares: Mr. Sienko transferred the balance in his 401(k) Hecla stock fund to other funds in the his 401(k) Plan. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 23:17 UTC |
Sienko David CVP and General Counsel
|
OtherCommon Stock | 22,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001481905-21-000001 · primary_doc.xml · nonDerivative · entry 2 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 22,719 F2 · shares: Held as 1,892.291 units in Mr. Sienko's 401(k) account under the Hecla Mining Company Capital Accumulation Plan, and estimated to be 22,719 shares. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 23:17 UTC |
Sienko David CVP and General Counsel
|
SaleCommon Stock | 70,000 | $7.99 | $559,048.00 |
DisclosureSEC source: 0001481905-21-000001 · primary_doc.xml · nonDerivative · entry 1 Sienko David C · CIK 0001481905 · VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,589 F1 · balance_after: Consists of 543,154 shares held directly,119,084 unvested restricted stock units, and 87,351 unvested performance-based units. Read SEC document |
| June 10, 2021 Filed Jun 10, 2021 21:18 UTC |
Ralbovsky Stephen FDirector
|
SaleCommon Stock | 11,150 | $8.98 | $100,127.00 |
DisclosureSEC source: 0001668495-21-000002 · primary_doc.xml · nonDerivative · entry 1 Ralbovsky Stephen F · CIK 0001668495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,123 Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:06 UTC |
Boggs Catherine JDirector
|
GrantCommon Stock | 22,219 | $4.05 | $90,000.28 |
DisclosureSEC source: 0001693472-21-000001 · primary_doc.xml · nonDerivative · entry 2 Boggs Catherine J · CIK 0001693472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,678 F4 · shares: Ms. Boggs elected to receive 75% of her award under the Hecla Mining Company Stock Plan for Nonemployee Directors directly, and 25% (7,406 shares) to the trust. F5 · price: See footnote 2 Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 23:06 UTC |
Boggs Catherine JDirector
|
OtherCommon Stock | 7,406 | $4.05 | $29,998.74 |
DisclosureSEC source: 0001693472-21-000001 · primary_doc.xml · nonDerivative · entry 1 Boggs Catherine J · CIK 0001693472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes 1 and 3 Disclosed balance after: 106,046 F1 · shares: Allocation of shares in trust to the account of Catherine J. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020). F3 · balance_after: Total amount of shares held in trust on behalf of Ms. Boggs in the Hecla Mining Company Stock Plan for Nonemployee Directors. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 22:41 UTC |
Wong AliceDirector
|
OtherCommon Stock | 29,625 | $4.05 | $119,999.03 |
DisclosureSEC source: 0001848750-21-000002 · primary_doc.xml · nonDerivative · entry 1 Wong Alice · CIK 0001848750 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 29,625 F1 · shares: Allocation of shares in trust to the account of Alice Wong in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: this price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020). Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 22:27 UTC |
CRUMLEY THEODOREDirector
|
OtherCommon Stock | 29,625 | $4.05 | $119,999.03 |
DisclosureSEC source: 0001191291-21-000002 · primary_doc.xml · nonDerivative · entry 1 CRUMLEY THEODORE · CIK 0001191291 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 250,056 F1 · shares: Allocation of shares in trust to the account of Ted Crumley in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020). Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 22:19 UTC |
Ralbovsky Stephen FDirector
|
OtherCommon Stock | 29,625 | $4.05 | $119,999.03 |
DisclosureSEC source: 0001668495-21-000001 · primary_doc.xml · nonDerivative · entry 1 Ralbovsky Stephen F · CIK 0001668495 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 177,717 F1 · shares: Allocation of shares in trust to the account of Stephen F. Ralbovsky in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020). Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 22:04 UTC |
Rogers Terry VDirector
|
OtherCommon Stock | 29,625 | $4.05 | $119,999.03 |
DisclosureSEC source: 0001398220-21-000003 · primary_doc.xml · nonDerivative · entry 1 Rogers Terry V · CIK 0001398220 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 174,236 F1 · shares: Allocation of shares in trust to the account of Terry V. Rogers in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020). Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:48 UTC |
Johnson George RDirector
|
OtherCommon Stock | 29,625 | $4.05 | $119,999.03 |
DisclosureSEC source: 0001668618-21-000001 · primary_doc.xml · nonDerivative · entry 1 Johnson George R · CIK 0001668618 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 177,717 F1 · shares: Allocation of shares in trust to the account of George R. Johnson in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020). Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:34 UTC |
STANLEY CHARLES BDirector
|
OtherCommon Stock | 29,625 | $4.05 | $119,999.03 |
DisclosureSEC source: 0001178565-21-000002 · primary_doc.xml · nonDerivative · entry 1 STANLEY CHARLES B · CIK 0001178565 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 219,103 F1 · shares: Allocation of shares in trust to the account of Charles B. Stanley in the Hecla Mining Company Stock Plan for Nonemployee Directors. F2 · price: This price is the average closing price for Hecla's common stock on the New York Stock Exchange for the prior calendar year (2020). Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 00:02 UTC |
STANLEY CHARLES BDirector
|
SaleCommon Stock | 46,848 | $8.98 | $420,901.17 |
DisclosureSEC source: 0001178565-21-000001 · primary_doc.xml · nonDerivative · entry 1 STANLEY CHARLES B · CIK 0001178565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,688 F1 · balance_after: Mr. Stanley also holds 189,478 shares indirectly under the Hecla Mining Company Stock Plan for Nonemployee Directors. Those shares are held in trust through the Company's transfer agent. Read SEC document |
| June 02, 2021 Filed Jun 2, 2021 21:57 UTC |
CRUMLEY THEODOREDirector
|
SaleCommon Stock | 50,000 | $9.34 | $467,075.00 |
DisclosureSEC source: 0001191291-21-000001 · primary_doc.xml · nonDerivative · entry 1 CRUMLEY THEODORE · CIK 0001191291 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,536 F1 · balance_after: Mr. Crumley also holds 220,431 shares indirectly through the Hecla Mining Company Stock Plan for Non-Employee Directors. Those shares are held in trust through the Company's transfer agent. Read SEC document |
| May 27, 2021 Filed May 28, 2021 20:16 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
SaleCommon Stock | 663,967 | $8.90 | $5,910,966.22 |
DisclosureSEC source: 0001166074-21-000002 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,723,238 F1 · balance_after: Includes 2,023,066 shares held directly; 1,795,964 shares held under the Key Employee Deferred Compensation Plan; 403,752 performance-based shares; and 320,456 unvested restricted stock units. Read SEC document |
| May 26, 2021 Filed May 27, 2021 21:13 UTC |
Rogers Terry VDirector
|
SaleCommon Stock | 48,103 | $8.85 | $425,750.03 |
DisclosureSEC source: 0001398220-21-000002 · primary_doc.xml · nonDerivative · entry 1 Rogers Terry V · CIK 0001398220 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Mr. Rogers still holds 144,611 shares indirectly through the Stock Plan for Non-employee Directors that is held with the Company's transfer agent in trust. Read SEC document |
| May 17, 2021 Filed May 17, 2021 20:54 UTC |
Nethercutt George R JrDirector
|
SaleCommon Stock | 2,500 | $8.55 | $21,362.50 |
DisclosureSEC source: 0001319269-21-000002 · primary_doc.xml · nonDerivative · entry 3 Nethercutt George R Jr · CIK 0001319269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,186 Read SEC document |
| May 17, 2021 Filed May 17, 2021 20:54 UTC |
Nethercutt George R JrDirector
|
SaleCommon Stock | 2,500 | $7.85 | $19,629.00 |
DisclosureSEC source: 0001319269-21-000002 · primary_doc.xml · nonDerivative · entry 2 Nethercutt George R Jr · CIK 0001319269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,686 Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:54 UTC |
Nethercutt George R JrDirector
|
SaleCommon Stock | 500 | $7.46 | $3,731.85 |
DisclosureSEC source: 0001319269-21-000002 · primary_doc.xml · nonDerivative · entry 1 Nethercutt George R Jr · CIK 0001319269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,186 Read SEC document |
| May 10, 2021 Filed May 12, 2021 22:35 UTC |
Nethercutt George R JrDirector
|
SaleCommon Stock | 2,000 | $7.40 | $14,800.00 |
DisclosureSEC source: 0001319269-21-000001 · primary_doc.xml · nonDerivative · entry 1 Nethercutt George R Jr · CIK 0001319269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,686 Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:09 UTC |
Roberts Lauren MSr. VP & COO
|
GrantPhantom Stock · Derivative | 110,718 | $6.10 | $675,911.25 |
DisclosureSEC source: 0001784406-21-000002 · primary_doc.xml · derivative · entry 1 Roberts Lauren M · CIK 0001784406 · Sr. VP & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,758 Underlying: Common Stock · 110,718 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F3 · price: The share price is based on the average closing price of Hecla's common stock for each day during the first quarter 2021. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares become payable in common stock at the election of the reporting person, upon the reporting person's termination of services as an officer, or upon a specified future date as previously elected by the reporting person. F2 · derivative.underlying_shares: Mr. Roberts deferred part of his salary into the Hecla Mining Company Key Employee Deferred Compensation Plan during the period January 1, 2021 to March 31, 2021. He also deferred a portion of his short- and long-term incentive compensation he received in March 2021. At the end of the first quarter, Mr. Roberts was then credited with a number of phantom stock units that were deferred under the plan. F4 · balance_after: Consists of 67,634 shares held directly, 124,132 unvested performance-based units, 148,883 unvested restricted stock units, and 301,109 shares of phantom stock held under the Key Employee Deferred Compensation Plan. Read SEC document |
| February 24, 2021 Filed Mar 3, 2021 21:33 UTC |
BAKER PHILLIPS S JRDirector · President & CEO
|
SaleCommon Stock | 400,000 | $7.33 | $2,933,200.00 |
DisclosureSEC source: 0001166074-21-000001 · primary_doc.xml · nonDerivative · entry 1 BAKER PHILLIPS S JR · CIK 0001166074 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,543,863 F1 · balance_after: Total includes: (i) 2,867,033 shares held directly; (ii) 1,795,964 shares deferred in the Hecla Mining Company Key Employee Deferred Compensation Plan; (iii) 560,410 performance-based units; and (iv)320,456 unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.