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NYSE · USD

HIG

HARTFORD INSURANCE GROUP, INC.

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3092
SEC CIK
0000874766
Parsed reports
632

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 2026011
Mar 202603
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2017 Filed Mar 8, 2017 21:29 UTC
Lewis Scott R.SVP and Controller
Tax withholdingCommon Stock 2,372 $49.15 $116,583.80
Disclosure

SEC source: 0001225208-17-005883 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,595.268

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 21:29 UTC
Bromage Kathleen MSenior Vice President
Tax withholdingCommon Stock 1,223 $49.15 $60,110.45
Disclosure

SEC source: 0001225208-17-005882 · doc4.xml · nonDerivative · entry 1

Bromage Kathleen M · CIK 0001642348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,189.004

F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.

Read SEC document
March 01, 2017 Filed Mar 2, 2017 21:11 UTC PurchaseCommon Stock 1,005 $49.72 $49,968.60
Disclosure

SEC source: 0001225208-17-005298 · doc4.xml · nonDerivative · entry 1

Roseborough Teresa Wynn · CIK 0001534511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,754.525

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Rupp RobertExecutive Vice President
GrantStock Option · Derivative 56,543 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005303 · doc4.xml · derivative · entry 3

Rupp Robert · CIK 0001534150 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,543

Underlying: Common Stock · 56,543 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Swift ChristopherDirector · Chairman and CEO
GrantStock Option · Derivative 302,908 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005304 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,908

Underlying: Common Stock · 302,908 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Wilcox John AChief Strategy & Ventures Off.
GrantStock Option · Derivative 18,174 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005305 · doc4.xml · derivative · entry 2

Wilcox John A · CIK 0001685361 · Chief Strategy & Ventures Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,174

Underlying: Common Stock · 18,174 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Wilcox John AChief Strategy & Ventures Off.
GrantRestricted Stock Units 2,045.408 $48.89 $100,000.00
Disclosure

SEC source: 0001225208-17-005305 · doc4.xml · nonDerivative · entry 1

Wilcox John A · CIK 0001685361 · Chief Strategy & Ventures Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,296.315

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Robinson David CEVP and General Counsel
GrantStock Option · Derivative 40,388 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005302 · doc4.xml · derivative · entry 3

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,388

Underlying: Common Stock · 40,388 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Robinson David CEVP and General Counsel
GrantRestricted Stock Units 4,090.816 $48.89 $199,999.99
Disclosure

SEC source: 0001225208-17-005302 · doc4.xml · nonDerivative · entry 1

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,163.097

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Lewis Scott R.SVP and Controller
GrantRestricted Stock Units 4,003.886 $48.89 $195,749.99
Disclosure

SEC source: 0001225208-17-005301 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,145.573

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC SaleCommon Stock 12,000 $48.93 $587,100.00
Disclosure

SEC source: 0001225208-17-005300 · doc4.xml · nonDerivative · entry 1

Allardice Robert B. III · CIK 0001446359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581.525

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Johnson Brion SExecutive Vice President
GrantStock Option · Derivative 60,582 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005299 · doc4.xml · derivative · entry 3

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,582

Underlying: Common Stock · 60,582 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Gervasi MarthaExecutive Vice President
GrantStock Option · Derivative 40,388 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005297 · doc4.xml · derivative · entry 3

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,388

Underlying: Common Stock · 40,388 shares

Expires 2027-02-28

F2 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Gervasi MarthaExecutive Vice President
GrantRestricted Stock Units 10,227.04 $48.89 $499,999.99
Disclosure

SEC source: 0001225208-17-005297 · doc4.xml · nonDerivative · entry 2

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,833.708

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Gervasi MarthaExecutive Vice President
SaleCommon Stock 14,217 $48.69 $692,225.73
Disclosure

SEC source: 0001225208-17-005297 · doc4.xml · nonDerivative · entry 1

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,534.514

F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on December 6, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC GrantStock Option · Derivative 201,939 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005296 · doc4.xml · derivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,939

Underlying: Common Stock · 201,939 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Bromage Kathleen MSenior Vice President
GrantStock Option · Derivative 16,155 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005295 · doc4.xml · derivative · entry 3

Bromage Kathleen M · CIK 0001642348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,155

Underlying: Common Stock · 16,155 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC GrantStock Option · Derivative 70,679 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005294 · doc4.xml · derivative · entry 3

Bombara Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,679

Underlying: Common Stock · 70,679 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:11 UTC
Bloom William AExecutive Vice President
GrantStock Option · Derivative 40,388 $0.00 Strike: $48.89 $0.00
Disclosure

SEC source: 0001225208-17-005293 · doc4.xml · derivative · entry 3

Bloom William A · CIK 0001377322 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,388

Underlying: Common Stock · 40,388 shares

Expires 2027-02-28

F1 · derivative.exercise_date: One-third of the options will become exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:04 UTC
Robinson David CEVP and General Counsel
Tax withholdingCommon Stock 450 $48.36 $21,762.00
Disclosure

SEC source: 0001225208-17-004713 · doc4.xml · nonDerivative · entry 1

Robinson David C · CIK 0001642349 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,258.102

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:04 UTC Tax withholdingCommon Stock 3,583 $48.36 $173,273.88
Disclosure

SEC source: 0001225208-17-004716 · doc4.xml · nonDerivative · entry 1

Bombara Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,993.779

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:04 UTC
Swift ChristopherDirector · Chairman and CEO
Tax withholdingCommon Stock 5,471 $48.36 $264,577.56
Disclosure

SEC source: 0001225208-17-004715 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,689.757

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:03 UTC
Gervasi MarthaExecutive Vice President
Tax withholdingCommon Stock 2,546 $48.36 $123,124.56
Disclosure

SEC source: 0001225208-17-004710 · doc4.xml · nonDerivative · entry 1

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,751.514

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:04 UTC
Rupp RobertExecutive Vice President
Tax withholdingCommon Stock 5,020 $48.36 $242,767.20
Disclosure

SEC source: 0001225208-17-004714 · doc4.xml · nonDerivative · entry 1

Rupp Robert · CIK 0001534150 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,132.933

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:04 UTC
Lewis Scott R.SVP and Controller
Tax withholdingCommon Stock 428 $48.36 $20,698.08
Disclosure

SEC source: 0001225208-17-004712 · doc4.xml · nonDerivative · entry 1

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,171.543

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:04 UTC
Johnson Brion SExecutive Vice President
Tax withholdingCommon Stock 3,963 $48.36 $191,650.68
Disclosure

SEC source: 0001225208-17-004711 · doc4.xml · nonDerivative · entry 1

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,789.736

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:03 UTC
Bromage Kathleen MSenior Vice President
Tax withholdingCommon Stock 228 $48.36 $11,026.08
Disclosure

SEC source: 0001225208-17-004708 · doc4.xml · nonDerivative · entry 1

Bromage Kathleen M · CIK 0001642348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,920.185

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:03 UTC Tax withholdingCommon Stock 7,103 $48.36 $343,501.08
Disclosure

SEC source: 0001225208-17-004709 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,577.212

F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules.

F2 · price: The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Swift ChristopherDirector · Chairman and CEO
Exercise / conversionPerformance Shares · Derivative 15,964.52 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004088 · doc4.xml · derivative · entry 7

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,964.52 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Swift ChristopherDirector · Chairman and CEO
GrantPerformance Shares · Derivative 15,964.52 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004088 · doc4.xml · derivative · entry 6

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,964.52

Underlying: Common Stock · 15,964.52 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Swift ChristopherDirector · Chairman and CEO
Exercise / conversionCommon Stock 15,964.52 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004088 · doc4.xml · nonDerivative · entry 1

Swift Christopher · CIK 0001349356 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,160.757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Rupp RobertExecutive Vice President
Exercise / conversionPerformance Shares · Derivative 10,159.24 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004089 · doc4.xml · derivative · entry 4

Rupp Robert · CIK 0001534150 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,159.24 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Rupp RobertExecutive Vice President
GrantPerformance Shares · Derivative 10,159.24 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004089 · doc4.xml · derivative · entry 3

Rupp Robert · CIK 0001534150 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,159.24

Underlying: Common Stock · 10,159.24 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Rupp RobertExecutive Vice President
Exercise / conversionCommon Stock 10,159.24 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004089 · doc4.xml · nonDerivative · entry 1

Rupp Robert · CIK 0001534150 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,152.933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:05 UTC
Gervasi MarthaExecutive Vice President
Exercise / conversionPerformance Shares · Derivative 5,079.36 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004095 · doc4.xml · derivative · entry 4

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,079.36 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:05 UTC
Gervasi MarthaExecutive Vice President
GrantPerformance Shares · Derivative 5,079.36 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004095 · doc4.xml · derivative · entry 3

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,079.36

Underlying: Common Stock · 5,079.36 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:05 UTC
Gervasi MarthaExecutive Vice President
Exercise / conversionCommon Stock 5,079.36 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004095 · doc4.xml · nonDerivative · entry 1

Gervasi Martha · CIK 0001550665 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,297.514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:05 UTC
Johnson Brion SExecutive Vice President
Exercise / conversionPerformance Shares · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004096 · doc4.xml · derivative · entry 4

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:05 UTC
Johnson Brion SExecutive Vice President
GrantPerformance Shares · Derivative 7,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004096 · doc4.xml · derivative · entry 3

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,982

Underlying: Common Stock · 7,982 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:05 UTC
Johnson Brion SExecutive Vice President
Exercise / conversionCommon Stock 7,982 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004096 · doc4.xml · nonDerivative · entry 1

Johnson Brion S · CIK 0001550901 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,752.736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:05 UTC Exercise / conversionPerformance Shares · Derivative 14,513.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004094 · doc4.xml · derivative · entry 4

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,513.2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:05 UTC GrantPerformance Shares · Derivative 14,513.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004094 · doc4.xml · derivative · entry 3

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,513.2

Underlying: Common Stock · 14,513.2 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:05 UTC Exercise / conversionCommon Stock 14,513.2 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004094 · doc4.xml · nonDerivative · entry 1

ELLIOT DOUGLAS G · CIK 0001224074 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,680.212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Bromage Kathleen MSenior Vice President
Exercise / conversionPerformance Shares · Derivative 573.04 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004093 · doc4.xml · derivative · entry 4

Bromage Kathleen M · CIK 0001642348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 573.04 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Bromage Kathleen MSenior Vice President
GrantPerformance Shares · Derivative 573.04 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004093 · doc4.xml · derivative · entry 3

Bromage Kathleen M · CIK 0001642348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573.04

Underlying: Common Stock · 573.04 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

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February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Bromage Kathleen MSenior Vice President
Exercise / conversionCommon Stock 573.04 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004093 · doc4.xml · nonDerivative · entry 1

Bromage Kathleen M · CIK 0001642348 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,148.185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC Exercise / conversionPerformance Shares · Derivative 7,256.6 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004092 · doc4.xml · derivative · entry 4

Bombara Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,256.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC GrantPerformance Shares · Derivative 7,256.6 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004092 · doc4.xml · derivative · entry 3

Bombara Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,256.6

Underlying: Common Stock · 7,256.6 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC Exercise / conversionCommon Stock 7,256.6 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004092 · doc4.xml · nonDerivative · entry 1

Bombara Beth Ann · CIK 0001399852 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,576.779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 21:04 UTC
Lewis Scott R.SVP and Controller
Exercise / conversionPerformance Shares · Derivative 787.28 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004091 · doc4.xml · derivative · entry 4

Lewis Scott R. · CIK 0001576319 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 787.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.exercise_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

F1 · derivative.expiration_date: On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.