person · Reporting owner
Allardice Robert B. III
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ellington Credit CoEARN · Entity 6459 | Director | September 11, 2024 | September 13, 2024 |
| HARTFORD INSURANCE GROUP, INC.HIG · Entity 3092 | Director | November 02, 2021 | November 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ellington Credit Co
Report date September 11, 2024 · Filed September 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares of beneficial interestSEC Table I · non-derivative | Direct | 55,703 |
Reported balance
After 2024-09-11 transaction · row 1
1 source rowRow 1 · 2024-09-11 · Grant · Acquired 14,472 · Balance 55,703 F1: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Credit Company 2023 Equity Incentive Plan. 8,684 of the Common Shares vested immediately upon their granting and 5,788 of the Common Shares will vest, subject to certain limitations, on the day following the day that shareholders of Ellington Credit Company (the "Company") approve certain proposals put forward by the Company at its 2024 annual meeting of shareholders that would allow the Company to convert to a registered closed-end fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Credit Company 2023 Equity Incentive Plan. 8,684 of the Common Shares vested immediately upon their granting and 5,788 of the Common Shares will vest, subject to certain limitations, on the day following the day that shareholders of Ellington Credit Company (the "Company") approve certain proposals put forward by the Company at its 2024 annual meeting of shareholders that would allow the Company to convert to a registered closed-end fund.
HARTFORD INSURANCE GROUP, INC.
Report date November 02, 2021 · Filed November 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,943.1 |
Reported balance
After 2021-11-02 transaction · row 1
1 source rowRow 1 · 2021-11-02 · Sale · Disposed 3,000 · Balance 7,943.1 |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 2,843.411 |
Reported balance
Holding disclosure · report date 2021-11-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,843.411 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2024 Filed Sep 13, 2024 17:15 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 14,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001560672-24-000098 · wk-form4_1726262144.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,703 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Credit Company 2023 Equity Incentive Plan. 8,684 of the Common Shares vested immediately upon their granting and 5,788 of the Common Shares will vest, subject to certain limitations, on the day following the day that shareholders of Ellington Credit Company (the "Company") approve certain proposals put forward by the Company at its 2024 annual meeting of shareholders that would allow the Company to convert to a registered closed-end fund. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 16:22 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 8,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001560672-23-000067 · wk-form4_1694809321.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,231 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2023 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2024. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 16:02 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 6,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024986 · wf-form4_166327216052527.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,001 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2023. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 20:08 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 3,000 | $73.27 | $219,810.00 |
DisclosureSEC source: 0001225208-21-013481 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,943.1 Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 16:09 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 4,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-018690 · wf-form4_163173653832372.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,240 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 13, 2022. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 22:39 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 9,000 | $67.61 | $608,517.00 |
DisclosureSEC source: 0001225208-21-011552 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,943.1 F1 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $67.61 to $67.63 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 20:13 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantRestricted Stock Units | 2,829.299 | $63.62 | $180,000.00 |
DisclosureSEC source: 0001225208-21-011054 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,829.299 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2021-2022 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 16:05 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 3,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-013555 · wf-form4_160011391883348.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,036 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 9, 2021. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 22:30 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantRestricted Stock Units | 4,285.714 | $42.00 | $179,999.99 |
DisclosureSEC source: 0001225208-20-010300 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,285.714 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2020-2021 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| September 11, 2019 Filed Sep 13, 2019 14:13 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 3,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-011689 · wf-form4_156839840781057.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,281 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 10, 2020. Read SEC document |
| August 13, 2019 Filed Aug 15, 2019 20:05 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 3,000 | $59.02 | $177,051.00 |
DisclosureSEC source: 0001225208-19-011451 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,683.673 F1 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $59.017 to $59.02 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:09 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 6,000 | $57.93 | $347,586.00 |
DisclosureSEC source: 0001225208-19-011265 · doc4.xml · nonDerivative · entry 2 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,683.673 F2 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $57.93 to $57.94 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:09 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 3,500 | $58.71 | $205,478.00 |
DisclosureSEC source: 0001225208-19-011265 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,683.673 F1 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $58.70 to $58.71 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:18 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantRestricted Stock Units | 2,828.854 | $56.56 | $159,999.98 |
DisclosureSEC source: 0001225208-19-010978 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,828.854 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2019-2020 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:15 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 2,000 | $55.23 | $110,464.00 |
DisclosureSEC source: 0001223203-19-000043 · primary_doc.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,183.673 Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:56 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 2,000 | $54.94 | $109,880.00 |
DisclosureSEC source: 0001223203-19-000042 · primary_doc.xml · nonDerivative · entry 3 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,183.673 Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:56 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 1,500 | $54.23 | $81,337.50 |
DisclosureSEC source: 0001223203-19-000042 · primary_doc.xml · nonDerivative · entry 2 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,183.673 Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:56 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 3,000 | $54.22 | $162,645.00 |
DisclosureSEC source: 0001223203-19-000042 · primary_doc.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,683.673 F1 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.20 to $54.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 16:10 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 3,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-011872 · wf-form4_153695578889489.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,525 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 11, 2019. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 20:06 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantRestricted Stock Units | 3,037.782 | $52.67 | $159,999.98 |
DisclosureSEC source: 0001225208-18-012128 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,037.782 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2018-2019 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:16 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 2,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-009301 · wf-form4_150542015783821.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,239 F1 · price: The common shares of beneficial interest (the "Common Shares") of Ellington Residential Mortgage REIT (the "Company") were granted to the reporting person as an independent trustee under the Company's 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 11, 2018. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013159 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909.091 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:19 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 9,000 | $48.53 | $436,770.00 |
DisclosureSEC source: 0001225208-17-009036 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,581.525 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on February 17, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:11 UTC | HARTFORD INSURANCE GROUP, INC. HIG · Entity 3092 | SaleCommon Stock | 12,000 | $48.93 | $587,100.00 |
DisclosureSEC source: 0001225208-17-005300 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,581.525 Read SEC document |
| September 13, 2016 Filed Sep 15, 2016 16:38 UTC | Ellington Credit Co EARN · Entity 6459 | GrantCommon shares of beneficial interest | 2,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-019598 · wf-form4_147397189428447.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,745 F1 · price: The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as an independent trustee under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. The Common Shares will vest, subject to certain limitations, on September 12, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.