Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Swift ChristopherDirector · Chairman and CEO
|
GrantPerformance Shares · Derivative | 80,679.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004024 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,679.04 Underlying: Common Stock · 80,679.04 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Swift ChristopherDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 80,679.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004024 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,368.797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Johnson Brion SExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 15,126.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004022 · doc4.xml · derivative · entry 4 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,126.8 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Johnson Brion SExecutive Vice President
|
GrantPerformance Shares · Derivative | 15,126.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004022 · doc4.xml · derivative · entry 3 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,126.8 Underlying: Common Stock · 15,126.8 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:20 UTC |
Johnson Brion SExecutive Vice President
|
Exercise / conversionCommon Stock | 15,126.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004022 · doc4.xml · nonDerivative · entry 1 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,916.536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Robinson David CEVP and General Counsel
|
Exercise / conversionPerformance Shares · Derivative | 1,670.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004021 · doc4.xml · derivative · entry 4 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,670.24 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Robinson David CEVP and General Counsel
|
GrantPerformance Shares · Derivative | 1,670.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004021 · doc4.xml · derivative · entry 3 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670.24 Underlying: Common Stock · 1,670.24 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Robinson David CEVP and General Counsel
|
Exercise / conversionCommon Stock | 1,670.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004021 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,551.658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Lewis Scott R.SVP and Controller
|
Exercise / conversionPerformance Shares · Derivative | 1,412.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004020 · doc4.xml · derivative · entry 4 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,412.32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Lewis Scott R.SVP and Controller
|
GrantPerformance Shares · Derivative | 1,412.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004020 · doc4.xml · derivative · entry 3 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412.32 Underlying: Common Stock · 1,412.32 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Lewis Scott R.SVP and Controller
|
Exercise / conversionCommon Stock | 1,412.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004020 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,595.506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Gervasi MarthaExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 9,454.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004019 · doc4.xml · derivative · entry 4 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,454.64 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Gervasi MarthaExecutive Vice President
|
GrantPerformance Shares · Derivative | 9,454.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004019 · doc4.xml · derivative · entry 3 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,454.64 Underlying: Common Stock · 9,454.64 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Gervasi MarthaExecutive Vice President
|
Exercise / conversionCommon Stock | 9,454.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004019 · doc4.xml · nonDerivative · entry 1 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,989.154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
ELLIOT DOUGLAS GPresident
|
Exercise / conversionPerformance Shares · Derivative | 55,466.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004018 · doc4.xml · derivative · entry 4 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,466.32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
ELLIOT DOUGLAS GPresident
|
GrantPerformance Shares · Derivative | 55,466.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004018 · doc4.xml · derivative · entry 3 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,466.32 Underlying: Common Stock · 55,466.32 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
ELLIOT DOUGLAS GPresident
|
Exercise / conversionCommon Stock | 55,466.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004018 · doc4.xml · nonDerivative · entry 1 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,043.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Bromage Kathleen MExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 996.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004017 · doc4.xml · derivative · entry 4 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 996.32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Bromage Kathleen MExecutive Vice President
|
GrantPerformance Shares · Derivative | 996.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004017 · doc4.xml · derivative · entry 3 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996.32 Underlying: Common Stock · 996.32 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Bromage Kathleen MExecutive Vice President
|
Exercise / conversionCommon Stock | 996.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004017 · doc4.xml · nonDerivative · entry 1 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,721.01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionPerformance Shares · Derivative | 20,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004016 · doc4.xml · derivative · entry 4 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Costello Beth AnnEVP and CFO
|
GrantPerformance Shares · Derivative | 20,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004016 · doc4.xml · derivative · entry 3 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,800 Underlying: Common Stock · 20,800 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Costello Beth AnnEVP and CFO
|
Exercise / conversionCommon Stock | 20,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004016 · doc4.xml · nonDerivative · entry 1 Bombara Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,792.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Bloom William AExecutive Vice President
|
Exercise / conversionPerformance Shares · Derivative | 8,824.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004015 · doc4.xml · derivative · entry 4 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,824.4 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Bloom William AExecutive Vice President
|
GrantPerformance Shares · Derivative | 8,824.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004015 · doc4.xml · derivative · entry 3 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,824.4 Underlying: Common Stock · 8,824.4 shares Expires not disclosed F1 · derivative.exercise_price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:19 UTC |
Bloom William AExecutive Vice President
|
Exercise / conversionCommon Stock | 8,824.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004015 · doc4.xml · nonDerivative · entry 1 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,589.459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 21, 2018, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2015 through December 31, 2017 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| December 13, 2017 Filed Jan 22, 2018 21:24 UTC |
Bromage Kathleen MExecutive Vice President
|
GiftCommon Stock | 4,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001338 · doc5.xml · nonDerivative · entry 1 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,724.69 F1 · kind: This transaction involved a gift to a charitable institution. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 20:06 UTC |
Bloom William AExecutive Vice President
|
Tax withholdingCommon Stock | 15,197 | $55.71 | $846,624.87 |
DisclosureSEC source: 0001225208-17-013333 · doc4.xml · nonDerivative · entry 1 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,765.059 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:28 UTC |
RENYI THOMAS ADirector
|
GrantRestricted Stock Units | 1,818.182 | $55.00 | $100,000.01 |
DisclosureSEC source: 0001225208-17-013179 · doc4.xml · nonDerivative · entry 2 RENYI THOMAS A · CIK 0001209490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,502.193 F2 · shares: RSUs acquired in lieu of cash compensation pursuant to an election under The Hartford 2014 Incentive Stock Plan. The RSUs are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:28 UTC |
RENYI THOMAS ADirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013179 · doc4.xml · nonDerivative · entry 1 RENYI THOMAS A · CIK 0001209490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,684.011 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:27 UTC |
Mikells Kathryn ADirector
|
GrantRestricted Stock Units | 1,818.182 | $55.00 | $100,000.01 |
DisclosureSEC source: 0001225208-17-013178 · doc4.xml · nonDerivative · entry 2 Mikells Kathryn A · CIK 0001448903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,011.954 F2 · shares: RSUs acquired in lieu of cash compensation pursuant to an election under The Hartford 2014 Incentive Stock Plan. The RSUs are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:27 UTC |
Mikells Kathryn ADirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013178 · doc4.xml · nonDerivative · entry 1 Mikells Kathryn A · CIK 0001448903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,193.772 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:26 UTC |
FETTER TREVORDirector
|
GrantRestricted Stock Units | 2,454.545 | $55.00 | $134,999.98 |
DisclosureSEC source: 0001225208-17-013177 · doc4.xml · nonDerivative · entry 2 FETTER TREVOR · CIK 0001205447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,470.361 F2 · shares: RSUs acquired in lieu of cash compensation pursuant to an election under The Hartford 2014 Incentive Stock Plan. The RSUs are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:26 UTC |
FETTER TREVORDirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013177 · doc4.xml · nonDerivative · entry 1 FETTER TREVOR · CIK 0001205447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,015.816 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
GrantRestricted Stock Units | 9,090.909 | $55.00 | $500,000.00 |
DisclosureSEC source: 0001225208-17-013163 · doc4.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,090.909 Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC |
MORRIS MICHAEL GDirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013160 · doc4.xml · nonDerivative · entry 1 MORRIS MICHAEL G · CIK 0001192346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,469.0856 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC |
Allardice Robert B. IIIDirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013159 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909.091 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC |
SWYGERT H PATRICKDirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013158 · doc4.xml · nonDerivative · entry 1 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,468.894 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC |
Richardson JulieDirector
|
GrantRestricted Stock Units | 2,272.727 | $55.00 | $124,999.99 |
DisclosureSEC source: 0001225208-17-013156 · doc4.xml · nonDerivative · entry 2 Richardson Julie · CIK 0001466857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,103.23 F2 · shares: RSUs acquired in lieu of cash compensation pursuant to an election under The Hartford 2014 Incentive Stock Plan. The RSUs are fully vested and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC |
Richardson JulieDirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013156 · doc4.xml · nonDerivative · entry 1 Richardson Julie · CIK 0001466857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,830.503 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days following the termination of Board service. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:06 UTC |
Ruesterholz Virginia PDirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013154 · doc4.xml · nonDerivative · entry 1 Ruesterholz Virginia P · CIK 0001357109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,830.503 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:07 UTC |
Roseborough Teresa WynnDirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013155 · doc4.xml · nonDerivative · entry 1 Roseborough Teresa Wynn · CIK 0001534511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909.091 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:06 UTC |
STRAUSS CHARLES BDirector
|
GrantRestricted Stock Units | 2,909.091 | $55.00 | $160,000.01 |
DisclosureSEC source: 0001225208-17-013153 · doc4.xml · nonDerivative · entry 1 STRAUSS CHARLES B · CIK 0001180182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909.091 F1 · shares: The Restricted Stock Units vest upon the earlier of (i) the last day of the 2017-2018 Board service year or (ii) the first anniversary of the award grant date and will be payable in shares of The Hartford's common stock within 60 days thereafter. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:02 UTC |
STRAUSS CHARLES BDirector
|
OtherCommon Stock | 0.414 | $49.64 | $20.55 |
DisclosureSEC source: 0001225208-17-010988 · doc4.xml · nonDerivative · entry 1 STRAUSS CHARLES B · CIK 0001180182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,622.525 F1 · kind: The reporting person automatically received cash in lieu of a fractional share in connection with the transfer of shares from one brokerage account to another in accordance with the brokerage firm's policy. Read SEC document |
| May 01, 2017 Filed May 3, 2017 20:19 UTC |
Allardice Robert B. IIIDirector
|
SaleCommon Stock | 9,000 | $48.53 | $436,770.00 |
DisclosureSEC source: 0001225208-17-009036 · doc4.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,581.525 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on February 17, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:09 UTC |
Robinson David CEVP and General Counsel
|
Tax withholdingCommon Stock | 11 | $48.13 | $529.43 |
DisclosureSEC source: 0001225208-17-007875 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,881.418 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:09 UTC |
Lewis Scott R.SVP and Controller
|
Tax withholdingCommon Stock | 12 | $48.13 | $577.56 |
DisclosureSEC source: 0001225208-17-007874 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,183.186 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 21:09 UTC |
Bromage Kathleen MSenior Vice President
|
Tax withholdingCommon Stock | 6 | $48.13 | $288.78 |
DisclosureSEC source: 0001225208-17-007873 · doc4.xml · nonDerivative · entry 1 Bromage Kathleen M · CIK 0001642348 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,199.69 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:12 UTC |
Lewis Scott R.SVP and Controller
|
SaleCommon Stock | 2,423 | $48.37 | $117,200.51 |
DisclosureSEC source: 0001225208-17-006161 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,172.268 F1 · kind: Transaction effected pursuant to a pre-planned trading plan entered into on March 2, 2016 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:29 UTC |
Robinson David CEVP and General Counsel
|
Tax withholdingCommon Stock | 2,473 | $49.15 | $121,547.95 |
DisclosureSEC source: 0001225208-17-005884 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,868.128 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.