Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2019 Filed Jun 19, 2019 23:28 UTC |
Gervasi MarthaExecutive Vice President
|
Exercise / conversionStock Option · Derivative | 3,672 | $55.04 Strike: $35.83 | $202,106.88 |
DisclosureSEC source: 0001223203-19-000045 · primary_doc.xml · derivative · entry 4 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,362 Underlying: Common Stock · 3,672 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 23:28 UTC |
Gervasi MarthaExecutive Vice President
|
SaleCommon Stock | 3,672 | $55.04 | $202,106.88 |
DisclosureSEC source: 0001223203-19-000045 · primary_doc.xml · nonDerivative · entry 2 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,209.741 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Ms. Gervasi on May 17, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 23:28 UTC |
Gervasi MarthaExecutive Vice President
|
Exercise / conversionCommon Stock | 3,672 | $35.83 | $131,567.76 |
DisclosureSEC source: 0001223203-19-000045 · primary_doc.xml · nonDerivative · entry 1 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,881.741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2019 Filed Feb 11, 2020 21:55 UTC |
Swift ChristopherDirector · Chairman and CEO
|
GiftCommon Stock | 18,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001942 · doc5.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,238.78 F1 · kind: This transaction involved a gift to a charitable institution. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:15 UTC |
Allardice Robert B. IIIDirector
|
SaleCommon Stock | 2,000 | $55.23 | $110,464.00 |
DisclosureSEC source: 0001223203-19-000043 · primary_doc.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,183.673 Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:56 UTC |
Allardice Robert B. IIIDirector
|
SaleCommon Stock | 2,000 | $54.94 | $109,880.00 |
DisclosureSEC source: 0001223203-19-000042 · primary_doc.xml · nonDerivative · entry 3 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,183.673 Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:56 UTC |
Allardice Robert B. IIIDirector
|
SaleCommon Stock | 1,500 | $54.23 | $81,337.50 |
DisclosureSEC source: 0001223203-19-000042 · primary_doc.xml · nonDerivative · entry 2 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,183.673 Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:56 UTC |
Allardice Robert B. IIIDirector
|
SaleCommon Stock | 3,000 | $54.22 | $162,645.00 |
DisclosureSEC source: 0001223203-19-000042 · primary_doc.xml · nonDerivative · entry 1 Allardice Robert B. III · CIK 0001446359 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,683.673 F1 · price: Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.20 to $54.22 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 04, 2019 Filed Feb 11, 2020 21:55 UTC |
Bromage Kathleen MExecutive Vice President
|
GiftCommon Stock | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001941 · doc5.xml · nonDerivative · entry 1 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,806.054 F1 · kind: This transaction involved a gift to a charitable institution. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:21 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionStock Option · Derivative | 5,000 | $28.91 Strike: $28.91 | $144,550.00 |
DisclosureSEC source: 0001223203-19-000041 · primary_doc.xml · derivative · entry 4 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,011 Underlying: Common Stock · 5,000 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:21 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
SaleCommon Stock | 5,000 | $52.40 | $262,000.00 |
DisclosureSEC source: 0001223203-19-000041 · primary_doc.xml · nonDerivative · entry 2 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,341.845 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Paiano on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:21 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionCommon Stock | 5,000 | $28.91 | $144,550.00 |
DisclosureSEC source: 0001223203-19-000041 · primary_doc.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,341.845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:18 UTC |
Gervasi MarthaExecutive Vice President
|
SaleCommon Stock | 5,039 | $52.87 | $266,391.77 |
DisclosureSEC source: 0001223203-19-000040 · primary_doc.xml · nonDerivative · entry 1 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,209.741 Read SEC document |
| May 09, 2019 Filed May 13, 2019 20:44 UTC |
FETTER TREVORDirector
|
PurchaseCommon Stock | 10,000 | $52.19 | $521,900.00 |
DisclosureSEC source: 0001223203-19-000039 · primary_doc.xml · nonDerivative · entry 2 FETTER TREVOR · CIK 0001205447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,945 Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 20:10 UTC |
Lewis Scott R.SVP and Controller
|
Tax withholdingCommon Stock | 13 | $49.86 | $648.18 |
DisclosureSEC source: 0001225208-19-006564 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,846.548 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:07 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionStock Option · Derivative | 5,000 | $28.91 Strike: $28.91 | $144,550.00 |
DisclosureSEC source: 0001225208-19-006362 · doc4.xml · derivative · entry 4 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,011 Underlying: Common Stock · 5,000 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:07 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
SaleCommon Stock | 5,000 | $50.00 | $250,000.00 |
DisclosureSEC source: 0001225208-19-006362 · doc4.xml · nonDerivative · entry 2 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,341.845 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Paiano on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:07 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionCommon Stock | 5,000 | $28.91 | $144,550.00 |
DisclosureSEC source: 0001225208-19-006362 · doc4.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,341.845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 21:06 UTC |
Lewis Scott R.SVP and Controller
|
Tax withholdingCommon Stock | 1,987 | $49.40 | $98,157.80 |
DisclosureSEC source: 0001225208-19-004783 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,833.73 F1 · kind: Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2014 Incentive Stock Plan. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC |
Bromage Kathleen MExecutive Vice President
|
Tax withholdingCommon Stock | 1,139 | $49.07 | $55,890.73 |
DisclosureSEC source: 0001225208-19-003953 · doc4.xml · nonDerivative · entry 1 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,506.054 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:16 UTC |
Lewis Scott R.SVP and Controller
|
Tax withholdingCommon Stock | 697 | $49.07 | $34,201.79 |
DisclosureSEC source: 0001225208-19-003955 · doc4.xml · nonDerivative · entry 2 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,529.764 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:16 UTC |
Johnson Brion SExecutive Vice President
|
Tax withholdingCommon Stock | 7,206 | $49.07 | $353,598.42 |
DisclosureSEC source: 0001225208-19-003954 · doc4.xml · nonDerivative · entry 1 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,479.123 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC |
Bloom William AExecutive Vice President
|
Tax withholdingCommon Stock | 4,282 | $49.07 | $210,117.74 |
DisclosureSEC source: 0001225208-19-003952 · doc4.xml · nonDerivative · entry 1 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,367.459 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC |
Swift ChristopherDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 34,964 | $49.07 | $1,715,683.48 |
DisclosureSEC source: 0001225208-19-003951 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,438.78 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC |
Robinson David CEVP and General Counsel
|
Tax withholdingCommon Stock | 4,811 | $49.07 | $236,075.77 |
DisclosureSEC source: 0001225208-19-003950 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,018.161 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 1,738 | $49.07 | $85,283.66 |
DisclosureSEC source: 0001225208-19-003949 · doc4.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,333.606 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC |
Gervasi MarthaExecutive Vice President
|
Tax withholdingCommon Stock | 4,292 | $49.07 | $210,608.44 |
DisclosureSEC source: 0001225208-19-003948 · doc4.xml · nonDerivative · entry 1 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,248.741 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC |
ELLIOT DOUGLAS GPresident
|
Tax withholdingCommon Stock | 24,577 | $49.07 | $1,205,993.39 |
DisclosureSEC source: 0001225208-19-003947 · doc4.xml · nonDerivative · entry 1 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,528.515 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:15 UTC |
Costello Beth AnnEVP and CFO
|
Tax withholdingCommon Stock | 9,305 | $49.07 | $456,596.35 |
DisclosureSEC source: 0001225208-19-003946 · doc4.xml · nonDerivative · entry 1 Costello Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,245.187 F1 · kind: Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 20, 2019, in accordance with the Company's administrative rules. F2 · price: The closing price of the Company's common stock on February 20, 2019, the day of certification. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC |
Bromage Kathleen MExecutive Vice President
|
GrantStock Option · Derivative | 21,349 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003953 · doc4.xml · derivative · entry 2 Bromage Kathleen M · CIK 0001642348 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,349 Underlying: Common Stock · 21,349 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:16 UTC |
Lewis Scott R.SVP and Controller
|
GrantRestricted Stock Units | 4,189.186 | $49.01 | $205,312.01 |
DisclosureSEC source: 0001225208-19-003955 · doc4.xml · nonDerivative · entry 1 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100.043 Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:16 UTC |
Johnson Brion SExecutive Vice President
|
GrantStock Option · Derivative | 74,722 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003954 · doc4.xml · derivative · entry 2 Johnson Brion S · CIK 0001550901 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,722 Underlying: Common Stock · 74,722 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC |
Bloom William AExecutive Vice President
|
GrantStock Option · Derivative | 53,373 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003952 · doc4.xml · derivative · entry 3 Bloom William A · CIK 0001377322 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,373 Underlying: Common Stock · 53,373 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC |
Swift ChristopherDirector · Chairman and CEO
|
GrantStock Option · Derivative | 352,263 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003951 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,263 Underlying: Common Stock · 352,263 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC |
Robinson David CEVP and General Counsel
|
GrantStock Option · Derivative | 53,373 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003950 · doc4.xml · derivative · entry 3 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,373 Underlying: Common Stock · 53,373 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
GrantStock Option · Derivative | 34,159 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003949 · doc4.xml · derivative · entry 3 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,159 Underlying: Common Stock · 34,159 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC |
Gervasi MarthaExecutive Vice President
|
GrantStock Option · Derivative | 46,968 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003948 · doc4.xml · derivative · entry 3 Gervasi Martha · CIK 0001550665 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,968 Underlying: Common Stock · 46,968 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC |
ELLIOT DOUGLAS GPresident
|
GrantStock Option · Derivative | 219,898 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003947 · doc4.xml · derivative · entry 2 ELLIOT DOUGLAS G · CIK 0001224074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,898 Underlying: Common Stock · 219,898 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:15 UTC |
Costello Beth AnnEVP and CFO
|
GrantStock Option · Derivative | 75,790 | $0.00 Strike: $49.01 | $0.00 |
DisclosureSEC source: 0001225208-19-003946 · doc4.xml · derivative · entry 3 Costello Beth Ann · CIK 0001399852 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,790 Underlying: Common Stock · 75,790 shares Expires 2029-02-26 F3 · derivative.exercise_date: One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Robinson David CEVP and General Counsel
|
Exercise / conversionPerformance Shares · Derivative | 10,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003384 · doc4.xml · derivative · entry 4 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Robinson David CEVP and General Counsel
|
GrantPerformance Shares · Derivative | 10,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003384 · doc4.xml · derivative · entry 3 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,323 Underlying: Common Stock · 10,323 shares Expires not disclosed F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Robinson David CEVP and General Counsel
|
Exercise / conversionCommon Stock | 10,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003384 · doc4.xml · nonDerivative · entry 1 Robinson David C · CIK 0001642349 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,829.161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Swift ChristopherDirector · Chairman and CEO
|
Exercise / conversionPerformance Shares · Derivative | 82,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003385 · doc4.xml · derivative · entry 6 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Swift ChristopherDirector · Chairman and CEO
|
GrantPerformance Shares · Derivative | 82,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003385 · doc4.xml · derivative · entry 5 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,014 Underlying: Common Stock · 82,014 shares Expires not disclosed F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Swift ChristopherDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 82,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003385 · doc4.xml · nonDerivative · entry 1 Swift Christopher · CIK 0001349356 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,402.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionPerformance Shares · Derivative | 3,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003383 · doc4.xml · derivative · entry 4 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,659 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
GrantPerformance Shares · Derivative | 3,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003383 · doc4.xml · derivative · entry 3 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,659 Underlying: Common Stock · 3,659 shares Expires not disclosed F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Paiano Robert WEVP & Chief Risk Officer
|
Exercise / conversionCommon Stock | 3,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003383 · doc4.xml · nonDerivative · entry 1 Paiano Robert W · CIK 0001709978 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,071.606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Lewis Scott R.SVP and Controller
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Exercise / conversionPerformance Shares · Derivative | 1,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003382 · doc4.xml · derivative · entry 4 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:11 UTC |
Lewis Scott R.SVP and Controller
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GrantPerformance Shares · Derivative | 1,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003382 · doc4.xml · derivative · entry 3 Lewis Scott R. · CIK 0001576319 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,348 Underlying: Common Stock · 1,348 shares Expires not disclosed F1 · derivative.exercise_price: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.exercise_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. F1 · derivative.expiration_date: On February 20, 2019, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2016 through December 31, 2018 performance period. The performance shares were paid in shares of the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.