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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2020 Filed Mar 17, 2020 19:39 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 355 $21.54 $7,646.70
Disclosure

SEC source: 0001046025-20-000077 · wf-form4_158447393285838.xml · nonDerivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionRestricted Stock Units · Derivative 448 $21.54 Strike: $0.00 $9,649.92
Disclosure

SEC source: 0001046025-20-000076 · wf-form4_158447391058340.xml · derivative · entry 5

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448

Underlying: Common Stock · 448 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionRestricted Stock Units · Derivative 470 $21.54 Strike: $0.00 $10,123.80
Disclosure

SEC source: 0001046025-20-000076 · wf-form4_158447391058340.xml · derivative · entry 4

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939

Underlying: Common Stock · 470 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Glasby WilliamEVP Chief Techonology Officer
Tax withholdingCommon Stock 235 $21.54 $5,061.90
Disclosure

SEC source: 0001046025-20-000076 · wf-form4_158447391058340.xml · nonDerivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionCommon Stock 448 $21.54 $9,649.92
Disclosure

SEC source: 0001046025-20-000076 · wf-form4_158447391058340.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionCommon Stock 470 $21.54 $10,123.80
Disclosure

SEC source: 0001046025-20-000076 · wf-form4_158447391058340.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 564 $21.54 Strike: $0.00 $12,148.56
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · derivative · entry 9

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 564 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU grant 2018

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 476 $21.54 Strike: $0.00 $10,253.04
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · derivative · entry 8

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951

Underlying: Common Stock · 476 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 277 $21.54 Strike: $0.00 $5,966.58
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · derivative · entry 7

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554

Underlying: Common Stock · 277 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 549 $21.54 Strike: $0.00 $11,825.46
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · derivative · entry 6

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 549 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2017

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Tax withholdingCommon Stock 354 $21.54 $7,625.16
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · nonDerivative · entry 5

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,043

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionCommon Stock 564 $21.54 $12,148.56
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · nonDerivative · entry 4

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionCommon Stock 476 $21.54 $10,253.04
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · nonDerivative · entry 3

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionCommon Stock 277 $21.54 $5,966.58
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · nonDerivative · entry 2

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionCommon Stock 549 $21.54 $11,825.46
Disclosure

SEC source: 0001046025-20-000075 · wf-form4_158447388982884.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionRestricted Stock Units · Derivative 461 $21.54 Strike: $0.00 $9,929.94
Disclosure

SEC source: 0001046025-20-000074 · wf-form4_158447387051792.xml · derivative · entry 7

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461

Underlying: Common Stock · 461 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU grant 2018

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionRestricted Stock Units · Derivative 458 $21.54 Strike: $0.00 $9,865.32
Disclosure

SEC source: 0001046025-20-000074 · wf-form4_158447387051792.xml · derivative · entry 6

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 458 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2017

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionRestricted Stock Units · Derivative 467 $21.54 Strike: $0.00 $10,059.18
Disclosure

SEC source: 0001046025-20-000074 · wf-form4_158447387051792.xml · derivative · entry 5

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: Common Stock · 467 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Robison Sabrina CSVP Human Resources Director
Tax withholdingCommon Stock 339 $21.54 $7,302.06
Disclosure

SEC source: 0001046025-20-000074 · wf-form4_158447387051792.xml · nonDerivative · entry 4

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,077

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionCommon Stock 461 $21.54 $9,929.94
Disclosure

SEC source: 0001046025-20-000074 · wf-form4_158447387051792.xml · nonDerivative · entry 3

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionCommon Stock 458 $21.54 $9,865.32
Disclosure

SEC source: 0001046025-20-000074 · wf-form4_158447387051792.xml · nonDerivative · entry 2

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:38 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionCommon Stock 467 $21.54 $10,059.18
Disclosure

SEC source: 0001046025-20-000074 · wf-form4_158447387051792.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Exercise / conversionPerformance Share Units · Derivative 1,776 $21.54 Strike: $0.00 $38,255.04
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · derivative · entry 9

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,776 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: PSU grant 2017

F1 · shares: Represents 1,572 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 204 shares were granted upon vest. A total of 1,776 shares vested on 03/15/2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 524 $21.54 Strike: $0.00 $11,286.96
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · derivative · entry 8

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU grant 2017

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Exercise / conversionPerformance Share Units · Derivative 466 $21.54 Strike: $0.00 $10,037.64
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · derivative · entry 7

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Underlying: Common Stock · 466 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 460 $21.54 Strike: $0.00 $9,908.40
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · derivative · entry 6

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

Underlying: Common Stock · 460 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU grant 2018

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Tax withholdingCommon Stock 641 $21.54 $13,807.14
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 5

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,241

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 1,776 $21.54 $38,255.04
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 4

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,572 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 204 shares were granted upon vest. A total of 1,776 shares vested on 03/15/2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 524 $21.54 $11,286.96
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 3

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 466 $21.54 $10,037.64
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 460 $21.54 $9,908.40
Disclosure

SEC source: 0001046025-20-000073 · wf-form4_158447384639036.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Exercise / conversionPerformance Share Units · Derivative 1,842 $21.54 Strike: $0.00 $39,676.68
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · derivative · entry 9

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,842 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,631 Performance shares granted on 02/23/17. Performance exceeded 100% an additional 211 shares granted on vest. Total PSU's vested on 3/15/20 were 1,842.

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 630 $21.54 Strike: $0.00 $13,570.20
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · derivative · entry 8

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258

Underlying: Common Stock · 630 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 543 $21.54 Strike: $0.00 $11,696.22
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · derivative · entry 7

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 543 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU grant 2017

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 521 $21.54 Strike: $0.00 $11,222.34
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · derivative · entry 6

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU grant 2018

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Tax withholdingCommon Stock 716 $21.54 $15,422.64
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · nonDerivative · entry 5

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,697

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Exercise / conversionCommon Stock 1,842 $21.54 $39,676.68
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · nonDerivative · entry 4

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,631 Performance shares granted on 02/23/17. Performance exceeded 100% an additional 211 shares granted on vest. Total PSU's vested on 3/15/20 were 1,842.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Exercise / conversionCommon Stock 630 $21.54 $13,570.20
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · nonDerivative · entry 3

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Exercise / conversionCommon Stock 543 $21.54 $11,696.22
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
McDonald BryanEVP and COO
Exercise / conversionCommon Stock 521 $21.54 $11,222.34
Disclosure

SEC source: 0001046025-20-000072 · wf-form4_158447382504911.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionPerformance Share Units · Derivative 2,593 $21.54 Strike: $0.00 $55,853.22
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · derivative · entry 9

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,593 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 2,295 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 298 shares were granted upon vest. A total of 2,593 vested on 03/15/2020.

F5 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 765 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · derivative · entry 8

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 765 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSU grant 2017

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 945 $21.54 Strike: $0.00 $20,355.30
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · derivative · entry 7

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

Underlying: Common Stock · 945 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU grant 2019

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 765 $21.54 Strike: $0.00 $16,478.10
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · derivative · entry 6

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

Underlying: Common Stock · 765 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU grant 2018

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Tax withholdingCommon Stock 1,027 $21.54 $22,121.58
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · nonDerivative · entry 5

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,960

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionCommon Stock 2,593 $21.54 $55,853.22
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · nonDerivative · entry 4

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 2,295 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 298 shares were granted upon vest. A total of 2,593 vested on 03/15/2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionCommon Stock 765 $21.54 $16,478.10
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · nonDerivative · entry 3

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionCommon Stock 945 $21.54 $20,355.30
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · nonDerivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:37 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionCommon Stock 765 $21.54 $16,478.10
Disclosure

SEC source: 0001046025-20-000071 · wf-form4_158447380266443.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC Exercise / conversionPerformance Share Units · Derivative 5,763 $21.54 Strike: $0.00 $124,135.02
Disclosure

SEC source: 0001046025-20-000070 · wf-form4_158447377563922.xml · derivative · entry 9

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,763 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 5,100 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 663 shares were granted upon vest. A total of 5,763 shares vested on 03/15/2020.

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.