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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2020 Filed Sep 15, 2020 22:15 UTC
Gahler Steven AEVP Chief Marketing Officer
Tax withholdingCommon Stock 82 $19.86 $1,628.52
Disclosure

SEC source: 0001046025-20-000177 · wf-form4_160020813062714.xml · nonDerivative · entry 2

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229

Read SEC document
September 15, 2020 Filed Sep 15, 2020 22:15 UTC
Gahler Steven AEVP Chief Marketing Officer
Exercise / conversionCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000177 · wf-form4_160020813062714.xml · nonDerivative · entry 1

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:24 UTC GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000155 · wf-form4_159344785379712.xml · derivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:24 UTC GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000154 · wf-form4_159344783440188.xml · derivative · entry 1

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:23 UTC GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000153 · wf-form4_159344781606812.xml · derivative · entry 1

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:23 UTC GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000151 · wf-form4_159344777677833.xml · derivative · entry 1

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:23 UTC
Watson AnnDirector
GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000152 · wf-form4_159344779740847.xml · derivative · entry 1

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:22 UTC GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000150 · wf-form4_159344775568578.xml · derivative · entry 1

Dennis Stephen · CIK 0001729105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:22 UTC GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000149 · wf-form4_159344773502983.xml · derivative · entry 1

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:22 UTC GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000148 · wf-form4_159344771392775.xml · derivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:21 UTC
CLEES JOHN ADirector
GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000147 · wf-form4_159344769303437.xml · derivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
June 26, 2020 Filed Jun 29, 2020 16:21 UTC GrantRestricted Stock Units · Derivative 1,991 $18.84 Strike: $0.00 $37,510.44
Disclosure

SEC source: 0001046025-20-000146 · wf-form4_159344766706877.xml · derivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991

Underlying: Common Stock · 1,991 shares

Expires 2021-05-04

Read SEC document
May 14, 2020 Filed May 14, 2020 21:21 UTC PurchaseCommon Stock 1,000 $15.38 $15,380.00
Disclosure

SEC source: 0001046025-20-000126 · wf-form4_158949129837145.xml · nonDerivative · entry 1

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,246

Read SEC document
May 08, 2020 Filed May 11, 2020 17:05 UTC
Deuel Jeffrey JDirector · President & CEO
PurchaseCommon Stock 5,391 $18.55 $100,001.97
Disclosure

SEC source: 0001046025-20-000124 · wf-form4_158921669805783.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,351

Read SEC document
May 04, 2020 Filed May 5, 2020 21:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000112 · wf-form4_158871376042395.xml · derivative · entry 2

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:22 UTC Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000112 · wf-form4_158871376042395.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000113 · wf-form4_158871378520411.xml · derivative · entry 2

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:23 UTC Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000113 · wf-form4_158871378520411.xml · nonDerivative · entry 1

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:25 UTC
CLEES JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000120 · wf-form4_158871393558252.xml · derivative · entry 2

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:25 UTC
CLEES JOHN ADirector
Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000120 · wf-form4_158871393558252.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000119 · wf-form4_158871391388712.xml · derivative · entry 2

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:25 UTC Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000119 · wf-form4_158871391388712.xml · nonDerivative · entry 1

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000118 · wf-form4_158871389227604.xml · derivative · entry 2

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:25 UTC Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000118 · wf-form4_158871389227604.xml · nonDerivative · entry 1

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000117 · wf-form4_158871387067727.xml · derivative · entry 2

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:24 UTC Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000117 · wf-form4_158871387067727.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000116 · wf-form4_158871384996480.xml · derivative · entry 2

Dennis Stephen · CIK 0001729105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:24 UTC Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000116 · wf-form4_158871384996480.xml · nonDerivative · entry 1

Dennis Stephen · CIK 0001729105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:24 UTC Exercise / conversionRestricted Stock Units · Derivative 2,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000115 · wf-form4_158871382897535.xml · derivative · entry 3

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,503 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:24 UTC Tax withholdingCommon Stock 543 $19.40 $10,534.20
Disclosure

SEC source: 0001046025-20-000115 · wf-form4_158871382897535.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,080

Read SEC document
May 04, 2020 Filed May 5, 2020 21:24 UTC Exercise / conversionCommon Stock 2,503 $19.40 $48,558.20
Disclosure

SEC source: 0001046025-20-000115 · wf-form4_158871382897535.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000114 · wf-form4_158871380767000.xml · derivative · entry 2

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:23 UTC Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000114 · wf-form4_158871380767000.xml · nonDerivative · entry 1

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:22 UTC
Watson AnnDirector
Exercise / conversionRestricted Stock Units · Derivative 1,291 $19.40 Strike: $0.00 $25,045.40
Disclosure

SEC source: 0001046025-20-000111 · wf-form4_158871373876392.xml · derivative · entry 2

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,291 shares

Expires 2020-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2020 Filed May 5, 2020 21:22 UTC
Watson AnnDirector
Exercise / conversionCommon Stock 1,291 $19.40 $25,045.40
Disclosure

SEC source: 0001046025-20-000111 · wf-form4_158871373876392.xml · nonDerivative · entry 1

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 1,783 $21.54 Strike: $0.00 $38,405.82
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · derivative · entry 9

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,783 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,579 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 204 shares were granted upon vest. A total of 1,783 shares vested on 03/15/2020.

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 526 $21.54 Strike: $0.00 $11,330.04
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · derivative · entry 8

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 526 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU grant 2017

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 499 $21.54 Strike: $0.00 $10,748.46
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · derivative · entry 7

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998

Underlying: Common Stock · 499 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 462 $21.54 Strike: $0.00 $9,951.48
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · derivative · entry 6

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462

Underlying: Common Stock · 462 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU grant 2018

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 656 $21.54 $14,130.24
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · nonDerivative · entry 5

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,233

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 1,783 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · nonDerivative · entry 4

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 1,579 PSU's granted on 02/23/2017. Performance exceeded 100% so an additional 204 shares were granted upon vest. A total of 1,783 shares vested on 03/15/2020.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 526 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · nonDerivative · entry 3

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 499 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:36 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 462 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000069 · wf-form4_158447375516250.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:39 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 661 $21.54 Strike: $0.00 $14,237.94
Disclosure

SEC source: 0001046025-20-000077 · wf-form4_158447393285838.xml · derivative · entry 7

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660

Underlying: Common Stock · 661 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU grant 2018

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:39 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 519 $21.54 Strike: $0.00 $11,179.26
Disclosure

SEC source: 0001046025-20-000077 · wf-form4_158447393285838.xml · derivative · entry 6

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036

Underlying: Common Stock · 519 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 16, 2020 Filed Mar 17, 2020 19:39 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 355 $21.54 Strike: $0.00 $7,646.70
Disclosure

SEC source: 0001046025-20-000077 · wf-form4_158447393285838.xml · derivative · entry 5

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 355 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2017

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March 16, 2020 Filed Mar 17, 2020 19:39 UTC
Henning Thomas JEVP Chief Risk Officer
Tax withholdingCommon Stock 372 $21.54 $8,012.88
Disclosure

SEC source: 0001046025-20-000077 · wf-form4_158447393285838.xml · nonDerivative · entry 4

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,171

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March 16, 2020 Filed Mar 17, 2020 19:39 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 661 $21.54 $14,237.94
Disclosure

SEC source: 0001046025-20-000077 · wf-form4_158447393285838.xml · nonDerivative · entry 3

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 19:39 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionCommon Stock 519 $21.54 $11,179.26
Disclosure

SEC source: 0001046025-20-000077 · wf-form4_158447393285838.xml · nonDerivative · entry 2

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.