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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 2,313 $29.66 Strike: $0.00 $68,603.58
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · derivative · entry 8

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,626

Underlying: Common Stock · 2,313 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 944 $29.66 Strike: $0.00 $27,999.04
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · derivative · entry 7

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944

Underlying: Common Stock · 944 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionPerformance Share Units · Derivative 734 $29.66 Strike: $0.00 $21,770.44
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · derivative · entry 6

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Common Stock · 734 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents 2,294 PSU's granted on 02/18/2018. Total 734 PSU's vested represents percentage of Target Payout.

F2 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Tax withholdingCommon Stock 976 $29.66 $28,948.16
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · nonDerivative · entry 5

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,130

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionCommon Stock 764 $29.66 $22,660.24
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · nonDerivative · entry 4

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionCommon Stock 2,313 $29.66 $68,603.58
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · nonDerivative · entry 3

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionCommon Stock 944 $29.66 $27,999.04
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · nonDerivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Deuel Jeffrey JDirector · President & CEO
Exercise / conversionCommon Stock 734 $29.66 $21,770.44
Disclosure

SEC source: 0001046025-21-000056 · wf-form4_161593378008657.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 563 $29.66 Strike: $0.00 $16,698.58
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · derivative · entry 11

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 563 shares

Expires 2021-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU grant 2018

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 431 $29.66 Strike: $0.00 $12,783.46
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · derivative · entry 10

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

Underlying: Common Stock · 431 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 529 $29.66 Strike: $0.00 $15,690.14
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · derivative · entry 9

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058

Underlying: Common Stock · 529 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 277 $29.66 Strike: $0.00 $8,215.82
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · derivative · entry 8

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Underlying: Common Stock · 277 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 476 $29.66 Strike: $0.00 $14,118.16
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · derivative · entry 7

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

Underlying: Common Stock · 476 shares

Expires 2022-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Tax withholdingCommon Stock 471 $29.66 $13,969.86
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · nonDerivative · entry 6

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,110

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 563 $29.66 $16,698.58
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · nonDerivative · entry 5

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 431 $29.66 $12,783.46
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · nonDerivative · entry 4

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 529 $29.66 $15,690.14
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · nonDerivative · entry 3

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 277 $29.66 $8,215.82
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · nonDerivative · entry 2

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 22:29 UTC
Hirman Cindy MEVP Chief Banking Officer
Exercise / conversionCommon Stock 476 $29.66 $14,118.16
Disclosure

SEC source: 0001046025-21-000054 · wf-form4_161593372815365.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 7, 2022 19:18 UTC GiftCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001046025-22-000033 · wf-form4_164668071071806.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 0

Read SEC document
March 09, 2021 Filed Mar 10, 2021 17:36 UTC SaleCommon Stock 2,000 $29.62 $59,240.00
Disclosure

SEC source: 0001046025-21-000038 · wf-form4_161539776824496.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 12,000

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:12 UTC
Chalfant TonyEVP Chief Credit Officer
GrantPerformance Share Units · Derivative 1,643 $26.00 Strike: $0.00 $42,718.00
Disclosure

SEC source: 0001046025-21-000029 · wf-form4_161463313661692.xml · derivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643

Underlying: Common Stock · 1,643 shares

Expires 2024-03-15

F3 · security: PSU Grant 2021

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:12 UTC
Chalfant TonyEVP Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,643 $26.00 Strike: $0.00 $42,718.00
Disclosure

SEC source: 0001046025-21-000029 · wf-form4_161463313661692.xml · derivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643

Underlying: Common Stock · 1,643 shares

Expires 2024-03-15

F1 · security: RSU Grant 2021

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:11 UTC
Deuel Jeffrey JDirector · President & CEO
GrantPerformance Share Units · Derivative 6,635 $26.00 Strike: $0.00 $172,510.00
Disclosure

SEC source: 0001046025-21-000027 · wf-form4_161463305637162.xml · derivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,635

Underlying: Common Stock · 6,635 shares

Expires 2024-03-15

F3 · security: PSU's awarded in 2021

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:11 UTC
Deuel Jeffrey JDirector · President & CEO
GrantRestricted Stock Units · Derivative 6,635 $26.00 Strike: $0.00 $172,510.00
Disclosure

SEC source: 0001046025-21-000027 · wf-form4_161463305637162.xml · derivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,635

Underlying: Common Stock · 6,635 shares

Expires 2024-03-15

F1 · security: RSU's awarded in 2021

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:13 UTC
Glasby WilliamEVP Chief Information Officer
GrantRestricted Stock Units · Derivative 1,569 $26.00 Strike: $0.00 $40,794.00
Disclosure

SEC source: 0001046025-21-000030 · wf-form4_161463318732379.xml · derivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,569

Underlying: Common Stock · 1,569 shares

Expires 2024-03-15

F1 · security: RSU Grant 2021

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:12 UTC
Gahler Steven AEVP Chief Marketing Officer
GrantRestricted Stock Units · Derivative 1,451 $26.00 Strike: $0.00 $37,726.00
Disclosure

SEC source: 0001046025-21-000028 · wf-form4_161463311158744.xml · derivative · entry 1

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,451

Underlying: Common Stock · 1,451 shares

Expires 2024-03-15

F1 · security: RSU Grant 2021

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:10 UTC
Henning Thomas JEVP Chief Risk Officer
GrantRestricted Stock Units · Derivative 1,597 $26.00 Strike: $0.00 $41,522.00
Disclosure

SEC source: 0001046025-21-000026 · wf-form4_161463299104457.xml · derivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597

Underlying: Common Stock · 1,597 shares

Expires 2024-03-15

F1 · security: RSU Grant 2021

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:09 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantPerformance Share Units · Derivative 1,960 $26.00 Strike: $0.00 $50,960.00
Disclosure

SEC source: 0001046025-21-000025 · wf-form4_161463296177881.xml · derivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

Underlying: Common Stock · 1,960 shares

Expires 2024-03-15

F3 · shares: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:09 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantRestricted Stock Units · Derivative 1,960 $26.00 Strike: $0.00 $50,960.00
Disclosure

SEC source: 0001046025-21-000025 · wf-form4_161463296177881.xml · derivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

Underlying: Common Stock · 1,960 shares

Expires 2024-03-15

F1 · security: RSU Grant 2021

F2 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:09 UTC
Hirman Cindy MEVP Chief Banking Officer
GrantPerformance Share Units · Derivative 1,518 $26.00 Strike: $0.00 $39,468.00
Disclosure

SEC source: 0001046025-21-000024 · wf-form4_161463293115901.xml · derivative · entry 2

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518

Underlying: Common Stock · 1,518 shares

Expires 2024-03-15

F3 · security: PSU Grant 2021

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:09 UTC
Hirman Cindy MEVP Chief Banking Officer
GrantRestricted Stock Units · Derivative 1,518 $26.00 Strike: $0.00 $39,468.00
Disclosure

SEC source: 0001046025-21-000024 · wf-form4_161463293115901.xml · derivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518

Underlying: Common Stock · 1,518 shares

Expires 2024-03-15

F1 · security: RSU Grant 2021

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:08 UTC
Robison Sabrina CSVP Chief HR Officer
GrantRestricted Stock Units · Derivative 1,398 $26.00 Strike: $0.00 $36,348.00
Disclosure

SEC source: 0001046025-21-000023 · wf-form4_161463289718659.xml · derivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,398 shares

Expires 2024-03-15

F1 · security: RSU Grant 2021

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:08 UTC
McDonald BryanEVP and COO
GrantPerformance Share Units · Derivative 2,591 $26.00 Strike: $0.00 $67,366.00
Disclosure

SEC source: 0001046025-21-000022 · wf-form4_161463286382733.xml · derivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591

Underlying: Common Stock · 2,591 shares

Expires 2024-03-15

F3 · security: PSU Grant 2021

F4 · derivative.exercise_date: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:08 UTC
McDonald BryanEVP and COO
GrantRestricted Stock Units · Derivative 2,591 $26.00 Strike: $0.00 $67,366.00
Disclosure

SEC source: 0001046025-21-000022 · wf-form4_161463286382733.xml · derivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591

Underlying: Common Stock · 2,591 shares

Expires 2024-03-15

F1 · security: RSU Grant 2021

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 23:12 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 701 $25.95 Strike: $0.00 $18,190.95
Disclosure

SEC source: 0001046025-21-000002 · wf-form4_161075235643432.xml · derivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 701 shares

Expires 2021-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 23:12 UTC
Chalfant TonyEVP Chief Credit Officer
Tax withholdingCommon Stock 162 $25.95 $4,203.90
Disclosure

SEC source: 0001046025-21-000002 · wf-form4_161075235643432.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Read SEC document
January 15, 2021 Filed Jan 15, 2021 23:12 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 701 $0.00 $0.00
Disclosure

SEC source: 0001046025-21-000002 · wf-form4_161075235643432.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 23:27 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionRestricted Stock Units · Derivative 265 $24.17 Strike: $0.00 $6,405.05
Disclosure

SEC source: 0001046025-20-000194 · wf-form4_160807481280553.xml · derivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,383

Underlying: Common Stock · 265 shares

Expires 2029-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2020 Filed Dec 15, 2020 23:27 UTC
Glasby WilliamEVP Chief Techonology Officer
Tax withholdingCommon Stock 55 $24.17 $1,329.35
Disclosure

SEC source: 0001046025-20-000194 · wf-form4_160807481280553.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491

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December 15, 2020 Filed Dec 15, 2020 23:27 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000194 · wf-form4_160807481280553.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 23:26 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 331 $24.17 Strike: $0.00 $8,000.27
Disclosure

SEC source: 0001046025-20-000193 · wf-form4_160807479634859.xml · derivative · entry 3

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317

Underlying: Common Stock · 331 shares

Expires 2027-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 23:26 UTC
Hirman Cindy MEVP Director of Retail Banking
Tax withholdingCommon Stock 69 $24.17 $1,667.73
Disclosure

SEC source: 0001046025-20-000193 · wf-form4_160807479634859.xml · nonDerivative · entry 2

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,305

Read SEC document
December 15, 2020 Filed Dec 15, 2020 23:26 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000193 · wf-form4_160807479634859.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 17:07 UTC
CLEES JOHN ADirector
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000190 · wf-form4_160675605315201.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,468

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November 11, 2020 Filed Nov 12, 2020 18:58 UTC SaleCommon Stock 4,516 $23.79 $107,423.00
Disclosure

SEC source: 0001046025-20-000188 · wf-form4_160520751285040.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,564

Read SEC document
September 15, 2020 Filed Sep 15, 2020 22:16 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionRestricted Stock Units · Derivative 112 $19.86 Strike: $0.00 $2,224.32
Disclosure

SEC source: 0001046025-20-000178 · wf-form4_160020814802722.xml · derivative · entry 3

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 22:16 UTC
Glasby WilliamEVP Chief Techonology Officer
Tax withholdingCommon Stock 17 $19.86 $337.62
Disclosure

SEC source: 0001046025-20-000178 · wf-form4_160020814802722.xml · nonDerivative · entry 2

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281

Read SEC document
September 15, 2020 Filed Sep 15, 2020 22:16 UTC
Glasby WilliamEVP Chief Techonology Officer
Exercise / conversionCommon Stock 112 $0.00 $0.00
Disclosure

SEC source: 0001046025-20-000178 · wf-form4_160020814802722.xml · nonDerivative · entry 1

Glasby William · CIK 0001719362 · EVP Chief Techonology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 15, 2020 22:15 UTC
Gahler Steven AEVP Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 311 $19.86 Strike: $0.00 $6,176.46
Disclosure

SEC source: 0001046025-20-000177 · wf-form4_160020813062714.xml · derivative · entry 3

Gahler Steven A · CIK 0001789393 · EVP Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622

Underlying: Common Stock · 311 shares

Expires 2022-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.