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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2023 Filed May 1, 2023 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000105 · wf-form4_168298210971463.xml · derivative · entry 2

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:02 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000105 · wf-form4_168298210971463.xml · nonDerivative · entry 1

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000104 · wf-form4_168298207173706.xml · derivative · entry 2

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:01 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000104 · wf-form4_168298207173706.xml · nonDerivative · entry 1

Rivera Frederick B · CIK 0001838045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000103 · wf-form4_168298204650830.xml · derivative · entry 2

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:01 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000103 · wf-form4_168298204650830.xml · nonDerivative · entry 1

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000102 · wf-form4_168298202545169.xml · derivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:00 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000102 · wf-form4_168298202545169.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:00 UTC
Watson AnnDirector
Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000101 · wf-form4_168298200939774.xml · derivative · entry 2

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:00 UTC
Watson AnnDirector
Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000101 · wf-form4_168298200939774.xml · nonDerivative · entry 1

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:00 UTC
CLEES JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000100 · wf-form4_168298199389179.xml · derivative · entry 2

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 23:00 UTC
CLEES JOHN ADirector
Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000100 · wf-form4_168298199389179.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000099 · wf-form4_168298197401600.xml · derivative · entry 2

Giacobbe Gail B. · CIK 0001904319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 22:59 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000099 · wf-form4_168298197401600.xml · nonDerivative · entry 1

Giacobbe Gail B. · CIK 0001904319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,808 $17.41 Strike: $0.00 $31,477.28
Disclosure

SEC source: 0001046025-23-000098 · wf-form4_168298195276844.xml · derivative · entry 2

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,808 shares

Expires 2023-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 1, 2023 22:59 UTC Exercise / conversionCommon Stock 1,808 $17.41 $31,477.28
Disclosure

SEC source: 0001046025-23-000098 · wf-form4_168298195276844.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2023 Filed Apr 27, 2023 21:19 UTC PurchaseCommon Stock 1,750 $17.37 $30,388.75
Disclosure

SEC source: 0001046025-23-000086 · wf-form4_168263034393186.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,742

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:34 UTC
Hirman Cindy MEVP Chief Banking Officer
Disposition to issuerPerformance Share Units · Derivative 1,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-23-000082 · wf-form4_168064401680352.xml · derivative · entry 6

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,518 shares

Expires 2024-03-15

F1 · shares: The reporting persons resignation triggered cancellation of Restricted Stock Units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:34 UTC
Hirman Cindy MEVP Chief Banking Officer
Disposition to issuerPerformance Share Units · Derivative 1,617 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-23-000082 · wf-form4_168064401680352.xml · derivative · entry 5

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,617 shares

Expires 2025-03-15

F1 · shares: The reporting persons resignation triggered cancellation of Restricted Stock Units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:34 UTC
Hirman Cindy MEVP Chief Banking Officer
Disposition to issuerRestricted Stock Units · Derivative 1,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-23-000082 · wf-form4_168064401680352.xml · derivative · entry 4

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,655 shares

Expires 2027-12-15

F1 · shares: The reporting persons resignation triggered cancellation of Restricted Stock Units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:34 UTC
Hirman Cindy MEVP Chief Banking Officer
Disposition to issuerRestricted Stock Units · Derivative 516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-23-000082 · wf-form4_168064401680352.xml · derivative · entry 3

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 516 shares

Expires 2024-03-15

F1 · shares: The reporting persons resignation triggered cancellation of Restricted Stock Units.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:34 UTC
Hirman Cindy MEVP Chief Banking Officer
Disposition to issuerRestricted Stock Units · Derivative 1,078 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-23-000082 · wf-form4_168064401680352.xml · derivative · entry 2

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,078 shares

Expires 2025-03-15

F2 · security: RSU Grant 2022

F1 · shares: The reporting persons resignation triggered cancellation of Restricted Stock Units.

F3 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:34 UTC
Hirman Cindy MEVP Chief Banking Officer
Disposition to issuerRestricted Stock Units · Derivative 1,724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001046025-23-000082 · wf-form4_168064401680352.xml · derivative · entry 1

Hirman Cindy M · CIK 0001640816 · EVP Chief Banking Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,724 shares

Expires 2027-03-15

F1 · shares: The reporting persons resignation triggered cancellation of Restricted Stock Units.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 638 $22.83 Strike: $0.00 $14,565.54
Disclosure

SEC source: 0001046025-23-000059 · wf-form4_167900247626492.xml · derivative · entry 7

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 638 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSU Grant 2020

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 542 $22.83 Strike: $0.00 $12,373.86
Disclosure

SEC source: 0001046025-23-000059 · wf-form4_167900247626492.xml · derivative · entry 6

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 542 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU Grant 2021

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 583 $22.83 Strike: $0.00 $13,309.89
Disclosure

SEC source: 0001046025-23-000059 · wf-form4_167900247626492.xml · derivative · entry 5

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Common Stock · 583 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Chalfant TonyEVP Chief Credit Officer
Tax withholdingCommon Stock 329 $22.83 $7,511.07
Disclosure

SEC source: 0001046025-23-000059 · wf-form4_167900247626492.xml · nonDerivative · entry 4

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,639

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 542 $22.83 $12,373.86
Disclosure

SEC source: 0001046025-23-000059 · wf-form4_167900247626492.xml · nonDerivative · entry 3

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 638 $22.83 $14,565.54
Disclosure

SEC source: 0001046025-23-000059 · wf-form4_167900247626492.xml · nonDerivative · entry 2

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Chalfant TonyEVP Chief Credit Officer
Exercise / conversionCommon Stock 583 $22.83 $13,309.89
Disclosure

SEC source: 0001046025-23-000059 · wf-form4_167900247626492.xml · nonDerivative · entry 1

Chalfant Tony · CIK 0001817084 · EVP Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 895 $22.83 Strike: $0.00 $20,432.85
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · derivative · entry 11

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790

Underlying: Common Stock · 895 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant Awarded 02/22/2022

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 567 $22.83 Strike: $0.00 $12,944.61
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · derivative · entry 10

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583

Underlying: Common Stock · 567 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSU Grant Awarded 02/25/2021

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 154 $22.83 Strike: $0.00 $3,515.82
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · derivative · entry 9

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

Underlying: Common Stock · 154 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: RSU Grant Awarded 02/22/2022

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 201 $22.83 Strike: $0.00 $4,588.83
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · derivative · entry 8

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 201 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionRestricted Stock Units · Derivative 436 $22.83 Strike: $0.00 $9,953.88
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · derivative · entry 7

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 436 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant Awarded 02/26/2020

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Tax withholdingCommon Stock 462 $22.83 $10,547.46
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · nonDerivative · entry 6

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,455

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 895 $22.83 $20,432.85
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · nonDerivative · entry 5

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 567 $22.83 $12,944.61
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · nonDerivative · entry 4

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 154 $22.83 $3,515.82
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · nonDerivative · entry 3

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 201 $22.83 $4,588.83
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · nonDerivative · entry 2

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Curran Amy E.EVP Director Commercial Lend
Exercise / conversionCommon Stock 436 $22.83 $9,953.88
Disclosure

SEC source: 0001046025-23-000061 · wf-form4_167900250555050.xml · nonDerivative · entry 1

Curran Amy E. · CIK 0001961127 · EVP Director Commercial Lend

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 872 $22.83 Strike: $0.00 $19,907.76
Disclosure

SEC source: 0001046025-23-000060 · wf-form4_167900249176489.xml · derivative · entry 7

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,746

Underlying: Common Stock · 872 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: RSU Grant 2022

F2 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 515 $22.83 Strike: $0.00 $11,757.45
Disclosure

SEC source: 0001046025-23-000060 · wf-form4_167900249176489.xml · derivative · entry 6

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 515 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 461 $22.83 Strike: $0.00 $10,524.63
Disclosure

SEC source: 0001046025-23-000060 · wf-form4_167900249176489.xml · derivative · entry 5

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

Underlying: Common Stock · 461 shares

Expires 2024-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Robison Sabrina CEVP Chief HR Officer
Tax withholdingCommon Stock 417 $22.83 $9,520.11
Disclosure

SEC source: 0001046025-23-000060 · wf-form4_167900249176489.xml · nonDerivative · entry 4

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,718

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionCommon Stock 872 $22.83 $19,907.76
Disclosure

SEC source: 0001046025-23-000060 · wf-form4_167900249176489.xml · nonDerivative · entry 3

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionCommon Stock 515 $22.83 $11,757.45
Disclosure

SEC source: 0001046025-23-000060 · wf-form4_167900249176489.xml · nonDerivative · entry 2

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:35 UTC
Robison Sabrina CEVP Chief HR Officer
Exercise / conversionCommon Stock 461 $22.83 $10,524.63
Disclosure

SEC source: 0001046025-23-000060 · wf-form4_167900249176489.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · EVP Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 196 $22.83 Strike: $0.00 $4,474.68
Disclosure

SEC source: 0001046025-23-000058 · wf-form4_167900245304081.xml · derivative · entry 7

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 196 shares

Expires 2023-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Award Date 02/26/2020

Read SEC document
March 15, 2023 Filed Mar 16, 2023 21:34 UTC
Wilson Kelli AnnEVP Chief Banking Officer
Exercise / conversionRestricted Stock Units · Derivative 391 $22.83 Strike: $0.00 $8,926.53
Disclosure

SEC source: 0001046025-23-000058 · wf-form4_167900245304081.xml · derivative · entry 6

Wilson Kelli Ann · CIK 0001961133 · EVP Chief Banking Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 391 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Award Date 02/22/22

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.