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HE

HAWAIIAN ELECTRIC INDUSTRIES INC

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4541
SEC CIK
0000354707
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237

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2019 Filed Mar 11, 2019 21:30 UTC GrantCommon Stock 500 $39.88 $19,939.00
Disclosure

SEC source: 0000354707-19-000049 · edgar.xml · nonDerivative · entry 1

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 9,274

Read SEC document
March 08, 2019 Filed Mar 8, 2019 22:12 UTC GrantCommon Stock 500 $39.17 $19,583.50
Disclosure

SEC source: 0000354707-19-000048 · edgar.xml · nonDerivative · entry 2

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 8,774

Read SEC document
March 07, 2019 Filed Mar 8, 2019 22:12 UTC GrantCommon Stock 500 $39.20 $19,599.00
Disclosure

SEC source: 0000354707-19-000048 · edgar.xml · nonDerivative · entry 1

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 8,274

Read SEC document
March 06, 2019 Filed Mar 7, 2019 21:15 UTC SaleCommon Stock 5,500 $38.85 $213,660.70
Disclosure

SEC source: 0000354707-19-000047 · edgar.xml · nonDerivative · entry 1

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James K. Scott Trust

Disclosed balance after: 52,804.4537

F1 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 22:23 UTC GrantCommon Stock 500 $38.81 $19,402.50
Disclosure

SEC source: 0000354707-19-000045 · edgar.xml · nonDerivative · entry 2

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 7,774

Read SEC document
March 04, 2019 Filed Mar 6, 2019 22:23 UTC GrantCommon Stock 500 $38.56 $19,279.50
Disclosure

SEC source: 0000354707-19-000045 · edgar.xml · nonDerivative · entry 1

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 7,274

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:52 UTC
LAU CONSTANCE HDirector · President & CEO
GrantCommon Stock 18,438 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000036 · edgar.xml · nonDerivative · entry 1

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,349

F1 · shares: Grant of 18,438 restricted stock units on February 14, 2019. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 14, 2019 Filed Feb 20, 2019 00:03 UTC
Ito Paul KVP-Taxes,Controller,CAO
GrantCommon Stock 2,249 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000038 · edgar.xml · nonDerivative · entry 1

Ito Paul K · CIK 0001360543 · VP-Taxes,Controller,CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108

F1 · shares: Grant of restricted stock untis on February 14, 2019. Each restricted stock unit represents contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes an accrued dividend (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid in HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:48 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GrantCommon Stock 3,717 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000035 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,125

F1 · shares: Grant of 3,717 restricted stock units on February 14, 2019. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units vest in annual installments over four years.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:36 UTC GrantCommon Stock 7,005 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000032 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,572

F1 · shares: Grant of 7,005 restricted stock units on February 14, 2019. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:41 UTC
OSHIMA ALAN M.Pres & CEO, Hawaiian Electric
GrantCommon Stock 12,202 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000034 · edgar.xml · nonDerivative · entry 1

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawaiian Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,745

F1 · shares: Grant of 12,202 restricted stock units on February 14, 2019. Each restricted stock unit represents a contingent right to receive one share of HEI common stock. The restricted stock units will vest in annual installments over four years.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 5, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:56 UTC
LAU CONSTANCE HDirector · President & CEO
GiftCommon Stock 15,495 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000016 · edgar.xml · nonDerivative · entry 3

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Constance Lau Trust

Disclosed balance after: 536,797.2813

F3 · kind: Transfer of shares to trust account.

F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan and shares previously acquired by the reinvestment of dividends.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:56 UTC
LAU CONSTANCE HDirector · President & CEO
GiftCommon Stock 15,495 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000016 · edgar.xml · nonDerivative · entry 2

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,911

F3 · kind: Transfer of shares to trust account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:56 UTC
LAU CONSTANCE HDirector · President & CEO
Tax withholdingCommon Stock 6,610 $37.98 $251,047.80
Disclosure

SEC source: 0000354707-19-000016 · edgar.xml · nonDerivative · entry 1

LAU CONSTANCE H · CIK 0001193241 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,406

F1 · price: Closing stock price on February 8, 2019.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:21 UTC Tax withholdingCommon Stock 3,377 $37.98 $128,258.46
Disclosure

SEC source: 0000354707-19-000012 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,567

F1 · price: Closing stock price on February 8, 2019.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:32 UTC
OSHIMA ALAN M.Pres & CEO, Hawaiian Electric
GiftCommon Stock 8,964 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000013 · edgar.xml · nonDerivative · entry 3

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawaiian Electric

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alan M Oshima & JoAnn R Oshima Trust

Disclosed balance after: 55,637.479

F3 · kind: Transfer of shares to Trust Account.

F4 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:32 UTC
OSHIMA ALAN M.Pres & CEO, Hawaiian Electric
GiftCommon Stock 8,964 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000013 · edgar.xml · nonDerivative · entry 2

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawaiian Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,543

F3 · kind: Transfer of shares to Trust Account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:32 UTC
OSHIMA ALAN M.Pres & CEO, Hawaiian Electric
Tax withholdingCommon Stock 3,824 $37.98 $145,235.52
Disclosure

SEC source: 0000354707-19-000013 · edgar.xml · nonDerivative · entry 1

OSHIMA ALAN M. · CIK 0001470009 · Pres & CEO, Hawaiian Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,507

F1 · price: Closing stock price on February 8, 2019.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 00:13 UTC
Ito Paul KVP-Taxes,Controller,CAO
Tax withholdingCommon Stock 214 $37.98 $8,127.72
Disclosure

SEC source: 0000354707-19-000011 · edgar.xml · nonDerivative · entry 1

Ito Paul K · CIK 0001360543 · VP-Taxes,Controller,CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859

F1 · price: Closing Stock Price as of February 8, 2019.

F2 · balance_after: This number includes an accrued dividend (as denominated in shares of HE common stock) from January 31, 2018 (first RSU grants in 2018) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid in HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 08, 2019 Filed Feb 14, 2019 00:56 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GiftCommon Stock 3,057 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000026 · edgar.xml · nonDerivative · entry 3

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard Frederick Wacker Living Trust

Disclosed balance after: 98,858

F3 · kind: Transfer of shares to trust account.

Read SEC document
February 08, 2019 Filed Feb 14, 2019 00:56 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
GiftCommon Stock 3,057 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000026 · edgar.xml · nonDerivative · entry 2

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,408

F3 · kind: Transfer of shares to trust account.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
February 08, 2019 Filed Feb 14, 2019 00:56 UTC
WACKER RICHARD FPres & CEO, Amer Savings Bank
Tax withholdingCommon Stock 1,304 $37.98 $49,525.92
Disclosure

SEC source: 0000354707-19-000026 · edgar.xml · nonDerivative · entry 1

WACKER RICHARD F · CIK 0001233175 · Pres & CEO, Amer Savings Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,465

F1 · price: Closing stock price on February 8, 2019.

F2 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from February 6, 2015 (first RSU grants in 2015) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
December 14, 2018 Filed Feb 12, 2019 19:18 UTC GiftCommon Stock 488 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000009 · edgar.xml · nonDerivative · entry 2

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,055

F1 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 15:53 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000049 · edgar.xml · nonDerivative · entry 3

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Kelvin H Taketa Trust

Disclosed balance after: 40,401.799

F2 · kind: Transfer to trust account.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 15:53 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000049 · edgar.xml · nonDerivative · entry 2

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to trust account.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 15:53 UTC GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000049 · edgar.xml · nonDerivative · entry 1

TAKETA KELVIN H · CIK 0001198718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:58 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000051 · edgar.xml · nonDerivative · entry 3

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey Noboru Watanabe Trust

Disclosed balance after: 18,656.9766

F2 · kind: Transfer to trust account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:58 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000051 · edgar.xml · nonDerivative · entry 2

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to trust account.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:58 UTC GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000051 · edgar.xml · nonDerivative · entry 1

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:51 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000048 · edgar.xml · nonDerivative · entry 3

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By James K Scott Trust

Disclosed balance after: 57,350.645

F2 · kind: Transfer to Individual Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:51 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000048 · edgar.xml · nonDerivative · entry 2

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to Individual Trust Account.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:51 UTC GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000048 · edgar.xml · nonDerivative · entry 1

SCOTT JAMES K · CIK 0001193245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:56 UTC GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000050 · edgar.xml · nonDerivative · entry 1

TANIGUCHI BARRY K · CIK 0001313252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,460.9507

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:50 UTC GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000047 · edgar.xml · nonDerivative · entry 1

RUSSELL KEITH P · CIK 0001199202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,080

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:46 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000045 · edgar.xml · nonDerivative · entry 3

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Fowler Family Trust

Disclosed balance after: 34,216.0014

F3 · kind: Transfer to Family Trust Account.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:46 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000045 · edgar.xml · nonDerivative · entry 2

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,423.6357

F3 · kind: Transfer to Family Trust Account.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:46 UTC GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000045 · edgar.xml · nonDerivative · entry 1

FOWLER PEGGY Y · CIK 0001254397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,338.6357

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:48 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000046 · edgar.xml · nonDerivative · entry 3

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 22,630.0812

F2 · kind: Transfer to Trust Account.

F3 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:48 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000046 · edgar.xml · nonDerivative · entry 2

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to Trust Account.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:48 UTC GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000046 · edgar.xml · nonDerivative · entry 1

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:43 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000044 · edgar.xml · nonDerivative · entry 3

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 7,905

F2 · kind: Transfer to trust account.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:43 UTC GiftCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000044 · edgar.xml · nonDerivative · entry 2

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Transfer to trust account.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 19:43 UTC GrantCommon Stock 2,915 $0.00 $0.00
Disclosure

SEC source: 0000354707-18-000044 · edgar.xml · nonDerivative · entry 1

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

Read SEC document
May 16, 2018 Filed May 17, 2018 17:19 UTC SaleCommon Stock 10,000 $33.29 $332,872.00
Disclosure

SEC source: 0000354707-18-000043 · edgar.xml · nonDerivative · entry 1

FARGO THOMAS B · CIK 0001317283 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,531.7626

F1 · price: Weighted average sale price on May 16, 2018.

F2 · balance_after: Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
May 14, 2018 Filed Feb 12, 2019 19:18 UTC GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0000354707-19-000009 · edgar.xml · nonDerivative · entry 1

Hazelton Gregory C · CIK 0001647110 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,543

F1 · balance_after: This number includes accrued dividend equivalents (as denominated in shares of HE common stock) from October 24, 2016 (first RSU grants in 2016) to date. Dividend equivalents accrue with respect to outstanding RSUs when and as dividends are paid on HE common stock. Accrued dividend equivalents are denominated in HE common stock and paid upon vesting in shares of HE common stock.

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March 05, 2018 Filed Mar 6, 2018 18:22 UTC GrantCommon Stock 1,000 $33.37 $33,365.00
Disclosure

SEC source: 0000354707-18-000026 · edgar.xml · nonDerivative · entry 1

DAHL RICHARD J · CIK 0001278231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Richard J Dahl Revocable Living Trust

Disclosed balance after: 4,990

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March 05, 2018 Filed Mar 6, 2018 18:20 UTC SaleCommon Stock 8,587 $33.18 $284,916.66
Disclosure

SEC source: 0000354707-18-000025 · edgar.xml · nonDerivative · entry 6

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 19,229.716

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

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March 05, 2018 Filed Mar 6, 2018 18:20 UTC SaleCommon Stock 513 $33.17 $17,016.21
Disclosure

SEC source: 0000354707-18-000025 · edgar.xml · nonDerivative · entry 5

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 27,816.716

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

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March 05, 2018 Filed Mar 6, 2018 18:20 UTC SaleCommon Stock 100 $33.19 $3,319.09
Disclosure

SEC source: 0000354707-18-000025 · edgar.xml · nonDerivative · entry 4

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 28,329.716

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

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March 05, 2018 Filed Mar 6, 2018 18:20 UTC SaleCommon Stock 100 $33.18 $3,318.00
Disclosure

SEC source: 0000354707-18-000025 · edgar.xml · nonDerivative · entry 3

WATANABE JEFFREY N · CIK 0001199027 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Jeffrey N Watanabe Sub Trust

Disclosed balance after: 28,429.716

F2 · balance_after: Earned dividends are automatically invested in shares of HEI Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.