Tapewire

Nasdaq · USD

HDSN

HUDSON TECHNOLOGIES INC /NY

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Tapewire entity
6244
SEC CIK
0000925528
Parsed reports
256

Last 12 months

Inside the activity.

28 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026110
Jun 202610
Jul 202670
Aug 202630
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Exercise / conversionStock Option · Derivative 39,136 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · derivative · entry 8

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,136 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Exercise / conversionStock Option · Derivative 18,092 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · derivative · entry 7

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,092 shares

Expires 2021-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Tax withholdingCommon Stock 16,624 $2.79 $46,380.96
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · nonDerivative · entry 6

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,838

Read SEC document
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Exercise / conversionCommon Stock 42,553 $1.09 $46,382.77
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · nonDerivative · entry 5

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Tax withholdingCommon Stock 15,290 $2.79 $42,659.10
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · nonDerivative · entry 4

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,909

Read SEC document
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Exercise / conversionCommon Stock 39,136 $1.09 $42,658.24
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · nonDerivative · entry 3

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Tax withholdingCommon Stock 11,413 $2.79 $31,842.27
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · nonDerivative · entry 2

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,063

Read SEC document
May 27, 2021 Filed Jun 1, 2021 16:36 UTC Exercise / conversionCommon Stock 18,092 $1.76 $31,841.92
Disclosure

SEC source: 0001449374-21-000020 · edgar.xml · nonDerivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC Exercise / conversionStock Option · Derivative 36,774 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · derivative · entry 10

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,774 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC Exercise / conversionStock Option · Derivative 195,700 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · derivative · entry 9

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,700 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC Tax withholdingCommon Stock 14,846 $2.70 $40,084.20
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 8

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 745,807

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC Exercise / conversionCommon Stock 36,774 $1.09 $40,083.66
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 7

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 760,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Shares were directed to be issued to the Theresa Ann Mandracchia Family Revocable Trust.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC Tax withholdingCommon Stock 79,005 $2.70 $213,313.50
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 6

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 723,879

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC Exercise / conversionCommon Stock 195,700 $1.09 $213,313.00
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 5

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 802,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Shares were directed to be issued to the Theresa Ann Mandracchia Family Revocable Trust.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC SaleCommon Stock 23,927 $2.48 $59,338.96
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 4

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 607,184

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC SaleCommon Stock 23,926 $2.48 $59,336.48
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,000

F1 · ownership.direct: Shares previously reported held by Mr. Mandracchia's child are no longer beneficially owned by Mr. Mandracchia in accordance with applicable SEC rules.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:38 UTC SaleCommon Stock 76,073 $2.37 $180,293.01
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 631,111

Read SEC document
May 25, 2021 Filed May 27, 2021 17:38 UTC SaleCommon Stock 76,074 $2.37 $180,295.38
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,926

Read SEC document
March 12, 2021 Filed Mar 15, 2021 14:46 UTC SaleCommon Stock 600 $1.58 $945.00
Disclosure

SEC source: 0001449374-21-000004 · edgar.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 707,184

Read SEC document
March 12, 2021 Filed Mar 15, 2021 14:46 UTC SaleCommon Stock 8,100 $1.57 $12,725.10
Disclosure

SEC source: 0001449374-21-000004 · edgar.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 707,784

Read SEC document
March 12, 2021 Filed Mar 15, 2021 14:46 UTC SaleCommon Stock 91,300 $1.57 $143,341.00
Disclosure

SEC source: 0001449374-21-000004 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 715,884

Read SEC document
March 12, 2021 Filed Mar 16, 2021 13:00 UTC
Gaglione KennethVP - Operations
GrantStock Option · Derivative 23,810 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001449374-21-000006 · edgar.xml · derivative · entry 1

Gaglione Kenneth · CIK 0001824089 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

Underlying: Common Stock · 23,810 shares

Expires 2026-03-12

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:24 UTC
Houghton KathleenVP - Sales and Marketing
GrantStock Option · Derivative 47,619 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001449374-21-000012 · edgar.xml · derivative · entry 1

Houghton Kathleen · CIK 0001824104 · VP - Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires 2026-03-12

Read SEC document
March 12, 2021 Filed Mar 16, 2021 13:16 UTC GrantStock Option · Derivative 41,667 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001449374-21-000010 · edgar.xml · derivative · entry 1

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 41,667 shares

Expires 2026-03-12

Read SEC document
March 12, 2021 Filed Mar 16, 2021 13:08 UTC
COLEMAN BRIAN FDirector · President, CEO
GrantStock Option · Derivative 261,905 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001449374-21-000008 · edgar.xml · derivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,905

Underlying: Common Stock · 261,905 shares

Expires 2026-03-12

Read SEC document
February 16, 2021 Filed Mar 11, 2021 18:43 UTC OtherCommon Stock 9,112 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000002 · edgar.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 34,112

Read SEC document
February 16, 2021 Filed Mar 11, 2021 18:43 UTC OtherCommon Stock 41,003 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000002 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 807,184

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:50 UTC Exercise / conversionStock Option · Derivative 40,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001449374-20-000032 · edgar.xml · derivative · entry 5

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:50 UTC Exercise / conversionStock Option · Derivative 35,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001449374-20-000032 · edgar.xml · derivative · entry 4

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:50 UTC SaleCommon Stock 75,000 $1.21 $91,102.50
Disclosure

SEC source: 0001449374-20-000032 · edgar.xml · nonDerivative · entry 3

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,928

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:50 UTC Exercise / conversionCommon Stock 40,000 $0.62 $24,800.00
Disclosure

SEC source: 0001449374-20-000032 · edgar.xml · nonDerivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:50 UTC Exercise / conversionCommon Stock 35,000 $0.75 $26,250.00
Disclosure

SEC source: 0001449374-20-000032 · edgar.xml · nonDerivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Exercise / conversionStock Option · Derivative 375,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · derivative · entry 12

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 375,000 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Exercise / conversionStock Option · Derivative 600,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · derivative · entry 11

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600,000 shares

Expires 2029-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Exercise / conversionStock Option · Derivative 423,000 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · derivative · entry 10

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 423,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Exercise / conversionStock Option · Derivative 484,562 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · derivative · entry 9

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 484,562 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Tax withholdingCommon Stock 209,888 $1.34 $281,249.92
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 8

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,203,536

F1 · shares: Cashless exercise of stock options.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Exercise / conversionCommon Stock 375,000 $0.75 $281,250.00
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 7

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Tax withholdingCommon Stock 335,820 $1.34 $449,998.80
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 6

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038,424

F1 · shares: Cashless exercise of stock options.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Exercise / conversionCommon Stock 600,000 $0.75 $450,000.00
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 5

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Tax withholdingCommon Stock 344,082 $1.34 $461,069.88
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 4

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,774,244

F1 · shares: Cashless exercise of stock options.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Exercise / conversionCommon Stock 423,000 $1.09 $461,070.00
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 3

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,118,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Tax withholdingCommon Stock 394,159 $1.34 $528,173.06
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 2

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,695,326

F1 · shares: Cashless exercise of stock options.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 19:23 UTC Exercise / conversionCommon Stock 484,562 $1.09 $528,172.58
Disclosure

SEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 1

Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,089,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 15:15 UTC SaleCommon Stock 15,000 $1.15 $17,280.00
Disclosure

SEC source: 0001449374-20-000027 · edgar.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,316

Read SEC document
September 14, 2020 Filed Sep 16, 2020 17:49 UTC
Gaglione KennethVP - Operations
GrantStock Option · Derivative 135,135 $0.00 Strike: $1.23 $0.00
Disclosure

SEC source: 0001449374-20-000025 · edgar.xml · derivative · entry 1

Gaglione Kenneth · CIK 0001824089 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,135

Underlying: Common Stock · 135,135 shares

Expires 2025-09-14

F1 · derivative.exercise_date: Exercisable one-half on date of grant and one-half on first anniversary of date of grant.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 17:06 UTC SaleCommon Stock 15,000 $1.22 $18,300.00
Disclosure

SEC source: 0001449374-20-000016 · edgar.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,316

Read SEC document
July 20, 2020 Filed Jul 22, 2020 17:05 UTC GiftCommon Stock 10,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001449374-20-000014 · edgar.xml · nonDerivative · entry 2

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,316

F2 · price: Shares donated to not-for-profit organization.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 17:05 UTC GrantCommon Stock 20,408 $0.00 $0.00
Disclosure

SEC source: 0001449374-20-000014 · edgar.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,520

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 16:11 UTC GrantStock Option · Derivative 21,739 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001449374-20-000012 · edgar.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,739

Underlying: Common Stock · 21,739 shares

Expires 2023-07-20

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.