organization · Reporting owner
Estate of Kevin J. Zugibe
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HUDSON TECHNOLOGIES INC /NY
Report date November 30, 2020 · Filed December 03, 2020
Section 16 reporting ended · disclosed 2020-12-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,203,536 |
Ending reported balance
After 2020-11-30 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2020-11-30 · Exercise / conversion · Acquired 484,562 · Balance 4,089,485 Row 2 · 2020-11-30 · Tax withholding · Disposed 394,159 · Balance 3,695,326 F1: Cashless exercise of stock options. Row 3 · 2020-11-30 · Exercise / conversion · Acquired 423,000 · Balance 4,118,326 Row 4 · 2020-11-30 · Tax withholding · Disposed 344,082 · Balance 3,774,244 F1: Cashless exercise of stock options. Row 5 · 2020-11-30 · Exercise / conversion · Acquired 600,000 · Balance 4,374,244 Row 6 · 2020-11-30 · Tax withholding · Disposed 335,820 · Balance 4,038,424 F1: Cashless exercise of stock options. Row 7 · 2020-11-30 · Exercise / conversion · Acquired 375,000 · Balance 4,413,424 Row 8 · 2020-11-30 · Tax withholding · Disposed 209,888 · Balance 4,203,536 F1: Cashless exercise of stock options. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2021-11-30 | Direct | 0 |
Reported balance
After 2020-11-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-11-30 · Exercise / conversion · Disposed 484,562 · Balance 0 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2021-11-30 | Direct | 0 |
Reported balance
After 2020-11-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-11-30 · Exercise / conversion · Disposed 423,000 · Balance 0 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2029-12-19 | Direct | 0 |
Reported balance
After 2020-11-30 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-11-30 · Exercise / conversion · Disposed 600,000 · Balance 0 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2029-12-19 | Direct | 0 |
Reported balance
After 2020-11-30 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-11-30 · Exercise / conversion · Disposed 375,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Cashless exercise of stock options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 375,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · derivative · entry 12 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375,000 shares Expires 2029-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 600,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · derivative · entry 11 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2029-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 423,000 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · derivative · entry 10 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 423,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 484,562 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · derivative · entry 9 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 484,562 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 209,888 | $1.34 | $281,249.92 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 8 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,203,536 F1 · shares: Cashless exercise of stock options. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 375,000 | $0.75 | $281,250.00 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 7 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,413,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 335,820 | $1.34 | $449,998.80 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 6 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,038,424 F1 · shares: Cashless exercise of stock options. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 600,000 | $0.75 | $450,000.00 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 5 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,374,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 344,082 | $1.34 | $461,069.88 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 4 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774,244 F1 · shares: Cashless exercise of stock options. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 423,000 | $1.09 | $461,070.00 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 3 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,118,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 394,159 | $1.34 | $528,173.06 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 2 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695,326 F1 · shares: Cashless exercise of stock options. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 19:23 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 484,562 | $1.09 | $528,172.58 |
DisclosureSEC source: 0001449374-20-000030 · edgar.xml · nonDerivative · entry 1 Estate of Kevin J. Zugibe · CIK 0001824177 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,089,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.