Last 12 months
Inside the activity.
25 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 14 | 0 |
| Mar 2026 | 10 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2022 Filed Mar 18, 2022 20:08 UTC |
Follmann ChristianChief Operating Officer
|
GrantRestricted Stock Units | 12 | $17.12 | $205.44 |
DisclosureSEC source: 0001562180-22-002797 · primarydocument.xml · nonDerivative · entry 1 Follmann Christian · CIK 0001907321 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425 F1 · shares: Represents dividend equivalent shares received on March 16, 2022. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:08 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 214 | $16.99 | $3,635.86 |
DisclosureSEC source: 0001562180-22-002795 · primarydocument.xml · nonDerivative · entry 1 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,379 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F2 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 2 shares. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:07 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 205 | $16.99 | $3,482.95 |
DisclosureSEC source: 0001562180-22-002794 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,835 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:07 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 643 | $17.17 | $11,040.31 |
DisclosureSEC source: 0001562180-22-002793 · primarydocument.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,586 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F2 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by 1 share. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 23:04 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 1,668 | $17.02 | $28,389.36 |
DisclosureSEC source: 0001562180-22-002685 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,283 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 14, 2022. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:14 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,947 | $17.88 | $195,732.36 |
DisclosureSEC source: 0001562180-22-000844 · primarydocument.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,791 F3 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on January 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:14 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 24,683 | $17.88 | $441,332.04 |
DisclosureSEC source: 0001562180-22-000844 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,738 F2 · shares: Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on January 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:14 UTC |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 24,683 | $17.88 | $441,332.04 |
DisclosureSEC source: 0001562180-22-000844 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 31, 2022. Read SEC document |
| January 17, 2022 Filed Jan 18, 2022 22:42 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 2,843 | $17.63 | $50,122.09 |
DisclosureSEC source: 0001562180-22-000494 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096,055 F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 17, 2022. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:42 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 2,180 | $17.73 | $38,651.40 |
DisclosureSEC source: 0001562180-22-000495 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,951 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2022. Read SEC document |
| January 13, 2022 Filed Jan 18, 2022 22:42 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,421 | $17.73 | $184,764.33 |
DisclosureSEC source: 0001562180-22-000494 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,098,898 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2022. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 21:23 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 9,020 | $17.75 | $160,105.00 |
DisclosureSEC source: 0001562180-22-000478 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,131 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2022. Read SEC document |
| January 12, 2022 Filed Jan 14, 2022 21:22 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 35,314 | $17.75 | $626,823.50 |
DisclosureSEC source: 0001562180-22-000477 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,319 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2022. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 21:18 UTC |
Meyer Seth HChief Financial Officer
|
GrantCommon Stock | 72,857 | $17.50 | $1,274,997.50 |
DisclosureSEC source: 0001562180-22-000424 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,151 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| January 11, 2022 Filed Jan 12, 2022 21:17 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 211,429 | $17.50 | $3,700,007.50 |
DisclosureSEC source: 0001562180-22-000423 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144,633 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. Read SEC document |
| January 10, 2022 Filed Jan 11, 2022 23:18 UTC |
Botelho Kiersten ZazaGeneral Counsel & CCO
|
GrantCommon Stock | 5,875 | $17.02 | $99,992.50 |
DisclosureSEC source: 0001562180-22-000413 · primarydocument.xml · nonDerivative · entry 1 Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,875 F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions with one-third vesting on the one year anniversary of the grant followed by quarterly vesting over the following 24 months. Read SEC document |
| January 09, 2022 Filed Jan 11, 2022 23:35 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 50,077 | $17.03 | $852,811.31 |
DisclosureSEC source: 0001562180-22-000414 · primarydocument.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,204 F3 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the release of restricted stock units and dividend equivalent shares on January 9, 2022. Read SEC document |
| January 09, 2022 Filed Jan 11, 2022 23:35 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 137,531 | $17.03 | $2,342,152.93 |
DisclosureSEC source: 0001562180-22-000414 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 983,281 F2 · shares: Represents Hercules, Inc. common stock received from released restricted stock units and dividend equivalent shares on January 9, 2022. Read SEC document |
| January 09, 2022 Filed Jan 11, 2022 23:35 UTC |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 137,531 | $17.03 | $2,342,152.93 |
DisclosureSEC source: 0001562180-22-000414 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,683 F1 · shares: Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 9, 2022. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:21 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 94 | $17.33 | $1,629.02 |
DisclosureSEC source: 0001562180-21-007877 · primarydocument.xml · nonDerivative · entry 2 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,630 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:21 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 91 | $17.15 | $1,560.65 |
DisclosureSEC source: 0001562180-21-007877 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,536 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 23:00 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 1,668 | $16.32 | $27,221.76 |
DisclosureSEC source: 0001562180-21-007731 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,294 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 14, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:55 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 237 | $16.94 | $4,014.78 |
DisclosureSEC source: 0001562180-21-007185 · primarydocument.xml · nonDerivative · entry 4 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,750 F4 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on November 17, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:55 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 534 | $16.94 | $9,045.96 |
DisclosureSEC source: 0001562180-21-007185 · primarydocument.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,987 F3 · shares: Represents Hercules, Inc. common stock received from vested dividend equivalent shares on November 17, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:55 UTC |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 534 | $16.94 | $9,045.96 |
DisclosureSEC source: 0001562180-21-007185 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,214 F2 · shares: Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on November 17, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:55 UTC |
Bluestein ScottChief Executive Officer
|
GrantRestricted Stock Units | 3,755 | $16.94 | $63,609.70 |
DisclosureSEC source: 0001562180-21-007185 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,748 F1 · shares: Represents dividend equivalent shares received on November 17, 2021. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:53 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 176 | $17.33 | $3,050.08 |
DisclosureSEC source: 0001562180-21-007182 · primarydocument.xml · nonDerivative · entry 1 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,167 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:54 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 521 | $17.33 | $9,028.93 |
DisclosureSEC source: 0001562180-21-007184 · primarydocument.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,942 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 17, 2021 Filed Nov 19, 2021 21:54 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 166 | $17.33 | $2,876.78 |
DisclosureSEC source: 0001562180-21-007183 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,445 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 22:17 UTC |
Bluestein ScottChief Executive Officer
|
SaleCommon Stock | 80,000 | $17.11 | $1,368,800.00 |
DisclosureSEC source: 0001562180-21-007082 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,453 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2021. F2 · price: Average sale price. Shares sold at prices between $17.06 and $17.20. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 22:07 UTC |
Randhawa Paramjeet KDirector
|
GrantCommon Stock | 1,971 | $18.07 | $35,615.97 |
DisclosureSEC source: 0001562180-21-006768 · primarydocument.xml · nonDerivative · entry 1 Randhawa Paramjeet K · CIK 0001335754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,971 F1 · shares: Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 657 shares vest on May 14, 2022, 657 shares vest on November 24, 2022 and 657 shares vest on June 12, 2023. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 21:36 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,924 | $17.67 | $193,027.08 |
DisclosureSEC source: 0001562180-21-006766 · primarydocument.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,453 F3 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on October 31, 2021. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 21:36 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 24,630 | $17.67 | $435,212.10 |
DisclosureSEC source: 0001562180-21-006766 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 936,377 F2 · shares: Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on October 31, 2021. Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 21:36 UTC |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 24,630 | $17.67 | $435,212.10 |
DisclosureSEC source: 0001562180-21-006766 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,353 F1 · shares: Represents vested restricted stock and dividend equivalent shares converted to Hercules Capital, Inc. common stock on October 31, 2021. Read SEC document |
| October 31, 2021 Filed Dec 21, 2021 22:05 UTC Amendment |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 24,630 | $17.67 | $435,212.10 |
DisclosureSEC source: 0001562180-21-007830 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,993 F1 · balance_after: Originally reported as 155,353. Read SEC document |
| October 17, 2021 Filed Oct 18, 2021 20:31 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 2,843 | $17.40 | $49,468.20 |
DisclosureSEC source: 0001562180-21-006495 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,747 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 17, 2021. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 20:29 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 3,143 | $17.27 | $54,279.61 |
DisclosureSEC source: 0001562180-21-006472 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,962 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2021. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 20:29 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 10,421 | $17.27 | $179,970.67 |
DisclosureSEC source: 0001562180-21-006471 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 914,590 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 13, 2021. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 21:13 UTC |
Meyer Seth HChief Financial Officer
|
Tax withholdingCommon Stock | 1,517 | $16.57 | $25,136.69 |
DisclosureSEC source: 0001562180-21-005969 · primarydocument.xml · nonDerivative · entry 1 Meyer Seth H · CIK 0001768773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,105 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 14, 2021. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:50 UTC |
Koenig Bradford C.Director
|
GrantCommon Stock | 172 | $16.98 | $2,920.56 |
DisclosureSEC source: 0001562180-21-005457 · primarydocument.xml · nonDerivative · entry 1 Koenig Bradford C. · CIK 0001634656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,991 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:49 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 165 | $16.98 | $2,801.70 |
DisclosureSEC source: 0001562180-21-005456 · primarydocument.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,279 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:49 UTC |
CROWELL GAYLE ADirector
|
GrantCommon Stock | 498 | $16.98 | $8,456.04 |
DisclosureSEC source: 0001562180-21-005455 · primarydocument.xml · nonDerivative · entry 1 CROWELL GAYLE A · CIK 0001250893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,421 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:45 UTC |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingCommon Stock | 21 | $16.98 | $356.58 |
DisclosureSEC source: 0001562180-21-005493 · primarydocument.xml · nonDerivative · entry 4 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,106 F4 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on August 18, 2021. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:45 UTC |
Grace MelanieGeneral Counsel & CCO
|
GrantCommon Stock | 64 | $16.98 | $1,086.72 |
DisclosureSEC source: 0001562180-21-005493 · primarydocument.xml · nonDerivative · entry 3 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,127 F3 · shares: Represents Hercules, Inc. common stock received from vested dividend equivalent shares on August 18, 2021. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:45 UTC |
Grace MelanieGeneral Counsel & CCO
|
Disposition to issuerRestricted Stock Units | 64 | $16.98 | $1,086.72 |
DisclosureSEC source: 0001562180-21-005493 · primarydocument.xml · nonDerivative · entry 2 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,034 F2 · shares: Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on August 18, 2021. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:45 UTC |
Grace MelanieGeneral Counsel & CCO
|
GrantRestricted Stock Units | 485 | $16.98 | $8,235.30 |
DisclosureSEC source: 0001562180-21-005493 · primarydocument.xml · nonDerivative · entry 1 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098 F1 · shares: Represents dividend equivalent shares received on August 18, 2021. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:45 UTC |
Bluestein ScottChief Executive Officer
|
Tax withholdingCommon Stock | 417 | $16.98 | $7,080.66 |
DisclosureSEC source: 0001562180-21-005492 · primarydocument.xml · nonDerivative · entry 4 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,199 F4 · shares: Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on August 18, 2021. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:45 UTC |
Bluestein ScottChief Executive Officer
|
GrantCommon Stock | 1,127 | $16.98 | $19,136.46 |
DisclosureSEC source: 0001562180-21-005492 · primarydocument.xml · nonDerivative · entry 3 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,616 F3 · shares: Represents Hercules, Inc. common stock received from vested dividend equivalent shares on August 18, 2021. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:45 UTC |
Bluestein ScottChief Executive Officer
|
Disposition to issuerRestricted Stock Units | 1,127 | $16.98 | $19,136.46 |
DisclosureSEC source: 0001562180-21-005492 · primarydocument.xml · nonDerivative · entry 2 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,983 F2 · shares: Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on August 18, 2021. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 20:45 UTC |
Bluestein ScottChief Executive Officer
|
GrantRestricted Stock Units | 3,017 | $16.98 | $51,228.66 |
DisclosureSEC source: 0001562180-21-005492 · primarydocument.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,110 F1 · shares: Represents dividend equivalent shares received on August 18, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.