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Hercules Capital, Inc.

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4164
SEC CIK
0001280784
Parsed reports
659

Last 12 months

Inside the activity.

25 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 2026140
Mar 2026100
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2023 Filed Jun 26, 2023 20:05 UTC GrantCommon Stock 4,234 $14.17 $59,995.78
Disclosure

SEC source: 0001562180-23-005499 · primarydocument.xml · nonDerivative · entry 1

Randhawa Paramjeet K · CIK 0001335754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,928

F1 · shares: Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:04 UTC GrantCommon Stock 107,452 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005498 · primarydocument.xml · nonDerivative · entry 3

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 107,452

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned

F3 · ownership.nature: Held by the Robert P. Badavas Trust of 2007

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:04 UTC Disposition to issuerCommon Stock 107,452 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005498 · primarydocument.xml · nonDerivative · entry 2

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,234

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned

Read SEC document
June 22, 2023 Filed Jun 26, 2023 20:04 UTC GrantCommon Stock 4,234 $14.17 $59,995.78
Disclosure

SEC source: 0001562180-23-005498 · primarydocument.xml · nonDerivative · entry 1

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,686

F1 · shares: Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.

Read SEC document
May 24, 2023 Filed May 25, 2023 20:18 UTC
Follmann ChristianChief Operating Officer
SaleCommon Stock 455 $13.72 $6,242.60
Disclosure

SEC source: 0001562180-23-004485 · primarydocument.xml · nonDerivative · entry 3

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,179

Read SEC document
May 24, 2023 Filed May 25, 2023 20:18 UTC
Follmann ChristianChief Operating Officer
PurchaseCommon Stock 455 $13.73 $6,247.15
Disclosure

SEC source: 0001562180-23-004485 · primarydocument.xml · nonDerivative · entry 2

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,634

Read SEC document
May 23, 2023 Filed May 25, 2023 16:18 UTC
Loo WadeDirector
GrantCommon Stock 276 $13.91 $3,839.16
Disclosure

SEC source: 0001562180-23-004486 · primarydocument.xml · nonDerivative · entry 4

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,473

F4 · shares: Shares acquired as dividend reinvestment shares.

F3 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
May 23, 2023 Filed May 25, 2023 16:18 UTC
Loo WadeDirector
GrantCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004486 · primarydocument.xml · nonDerivative · entry 3

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 8,197

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
May 23, 2023 Filed May 25, 2023 16:18 UTC
Loo WadeDirector
GrantCommon Stock 162 $13.09 $2,120.58
Disclosure

SEC source: 0001562180-23-004486 · primarydocument.xml · nonDerivative · entry 2

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,677

F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:18 UTC
Loo WadeDirector
Disposition to issuerCommon Stock 138 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004486 · primarydocument.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,515

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:18 UTC
Follmann ChristianChief Operating Officer
GrantCommon Stock 253 $13.91 $3,519.23
Disclosure

SEC source: 0001562180-23-004485 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,179

F1 · shares: Shares acquired as dividend reinvestment shares.

F2 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by one share.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:18 UTC GrantCommon Stock 865 $13.87 $11,997.55
Disclosure

SEC source: 0001562180-23-004484 · primarydocument.xml · nonDerivative · entry 2

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,928

F2 · shares: Shares acquired as dividend reinvestment shares.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:18 UTC GrantCommon Stock 218 $13.09 $2,853.62
Disclosure

SEC source: 0001562180-23-004484 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,063

F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:17 UTC GrantCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004483 · primarydocument.xml · nonDerivative · entry 3

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 77,936

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned

F3 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
May 23, 2023 Filed May 25, 2023 20:17 UTC GrantCommon Stock 218 $13.09 $2,853.62
Disclosure

SEC source: 0001562180-23-004483 · primarydocument.xml · nonDerivative · entry 2

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,294

F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:17 UTC Disposition to issuerCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004483 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,076

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned

Read SEC document
May 08, 2023 Filed May 9, 2023 20:17 UTC PurchaseCommon Stock 7,200 $13.66 $98,352.00
Disclosure

SEC source: 0001562180-23-004004 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,845

Read SEC document
May 02, 2023 Filed May 3, 2023 21:27 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 749,872 $13.05 $9,785,829.60
Disclosure

SEC source: 0001562180-23-003916 · primarydocument.xml · nonDerivative · entry 3

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,142,708

F3 · shares: Represents Issuer's common stock withheld to pay taxes applicable to the release of performance stock unit award and dividend equivalent units on May 2, 2023

Read SEC document
May 02, 2023 Filed May 3, 2023 21:27 UTC
Bluestein ScottChief Executive Officer
GrantCommon Stock 1,669,089 $13.05 $21,781,611.45
Disclosure

SEC source: 0001562180-23-003916 · primarydocument.xml · nonDerivative · entry 2

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892,580

F2 · shares: Represents Issuer's common stock received from released performance unit award and dividend equivalent units on May 2, 2023

Read SEC document
May 02, 2023 Filed May 3, 2023 21:27 UTC
Bluestein ScottChief Executive Officer
Disposition to issuerPerformance Stock Units 1,669,089 $13.05 $21,781,611.45
Disclosure

SEC source: 0001562180-23-003916 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents released performance unit award and dividend equivalent units converted to Issuers common stock on May 2, 2023.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 20:15 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 3,083 $12.45 $38,383.35
Disclosure

SEC source: 0001562180-23-003554 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,340

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 12, 2023.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 20:14 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 415 $12.45 $5,166.75
Disclosure

SEC source: 0001562180-23-003553 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,925

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 12, 2023.

Read SEC document
April 12, 2023 Filed Apr 14, 2023 20:14 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 8,740 $12.45 $108,813.00
Disclosure

SEC source: 0001562180-23-003552 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,223,491

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 12, 2023.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 23:40 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 3,011 $12.43 $37,426.73
Disclosure

SEC source: 0001562180-23-003549 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,423

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2023.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 23:40 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 412 $12.43 $5,121.16
Disclosure

SEC source: 0001562180-23-003550 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,340

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2023.

Read SEC document
April 11, 2023 Filed Apr 13, 2023 23:39 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 7,815 $12.43 $97,140.45
Disclosure

SEC source: 0001562180-23-003548 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,232,231

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2023.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:49 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 144 $12.38 $1,782.72
Disclosure

SEC source: 0001562180-23-003525 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,268

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 10, 2023.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 16:57 UTC
Loo WadeDirector
PurchaseCommon Stock 4,000 $11.95 $47,800.00
Disclosure

SEC source: 0001668279-23-000001 · primary_doc.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 8,059

F1 · ownership.nature: Held by Loo Revocable Trust

Read SEC document
March 10, 2023 Filed Mar 13, 2023 20:14 UTC GrantCommon Stock 10,000 $12.75 $127,500.00
Disclosure

SEC source: 0001562180-23-002716 · primarydocument.xml · nonDerivative · entry 4

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 77,750

F4 · price: Average sale price. Shares sold at prices between $12.74 and $12.76.

F5 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share.

F3 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:14 UTC
Loo WadeDirector
GrantCommon Stock 121 $15.31 $1,852.51
Disclosure

SEC source: 0001562180-23-002717 · primarydocument.xml · nonDerivative · entry 4

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,059

F4 · shares: Shares acquired as dividend reinvestment shares.

F5 · balance_after: Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was overstated by 1 share.

F3 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:14 UTC
Loo WadeDirector
GrantCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002717 · primarydocument.xml · nonDerivative · entry 3

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,939

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:14 UTC
Loo WadeDirector
GrantCommon Stock 139 $15.32 $2,129.48
Disclosure

SEC source: 0001562180-23-002717 · primarydocument.xml · nonDerivative · entry 2

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,653

F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 16:14 UTC
Loo WadeDirector
Disposition to issuerCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002717 · primarydocument.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,514

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:15 UTC
Follmann ChristianChief Operating Officer
GrantCommon Stock 223 $15.31 $3,414.13
Disclosure

SEC source: 0001562180-23-002718 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,752

F1 · shares: Shares acquired as dividend reinvestment shares.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:14 UTC GrantCommon Stock 755 $15.33 $11,574.15
Disclosure

SEC source: 0001562180-23-002715 · primarydocument.xml · nonDerivative · entry 2

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,645

F2 · shares: Shares acquired as dividend reinvestment shares.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:14 UTC GrantCommon Stock 187 $15.32 $2,864.84
Disclosure

SEC source: 0001562180-23-002715 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,890

F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:14 UTC GrantCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002716 · primarydocument.xml · nonDerivative · entry 3

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 67,751

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned

F3 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:14 UTC GrantCommon Stock 187 $15.32 $2,864.84
Disclosure

SEC source: 0001562180-23-002716 · primarydocument.xml · nonDerivative · entry 2

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,262

F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:14 UTC Disposition to issuerCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002716 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,075

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:13 UTC
Bluestein ScottChief Executive Officer
GrantPerformance Stock Units 54,858 $13.83 $758,686.14
Disclosure

SEC source: 0001562180-23-002714 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669,089

F1 · shares: Vested Dividend Equivalent Units accrued on Performance Stock Units granted to the Reporting Person which remain outstanding and subject to release on May 2, 2023.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 22:00 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
GrantRestricted Stock Units · Derivative 3,408 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001123 · primarydocument.xml · derivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408

Underlying: Common Stock · 3,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.

F2 · derivative.expiration_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:59 UTC
Follmann ChristianChief Operating Officer
GrantRestricted Stock Units · Derivative 8,521 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001122 · primarydocument.xml · derivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

Underlying: Common Stock · 8,521 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.

F2 · derivative.expiration_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:59 UTC
Meyer Seth HChief Financial Officer
GrantRestricted Stock Units · Derivative 13,633 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001120 · primarydocument.xml · derivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,633

Underlying: Common Stock · 13,633 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.

F2 · derivative.expiration_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:59 UTC
Bluestein ScottChief Executive Officer
GrantRestricted Stock Units · Derivative 74,983 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001119 · primarydocument.xml · derivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,983

Underlying: Common Stock · 74,983 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.

F2 · derivative.expiration_date: The Reporting Person recieved an award of restricted stock units on February 6, 2023 which will vest 100% on February 6, 2030.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:42 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,180 $13.65 $29,757.00
Disclosure

SEC source: 0001562180-23-000453 · primarydocument.xml · nonDerivative · entry 2

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,434

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:42 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 493 $13.65 $6,729.45
Disclosure

SEC source: 0001562180-23-000452 · primarydocument.xml · nonDerivative · entry 2

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,529

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:41 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 10,421 $13.65 $142,246.65
Disclosure

SEC source: 0001562180-23-000451 · primarydocument.xml · nonDerivative · entry 2

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,046

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 13, 2023.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 22:42 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,150 $13.69 $29,433.50
Disclosure

SEC source: 0001562180-23-000453 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,614

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 22:42 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 490 $13.69 $6,708.10
Disclosure

SEC source: 0001562180-23-000452 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,022

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023.

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January 12, 2023 Filed Jan 17, 2023 22:41 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 8,263 $13.69 $113,120.47
Disclosure

SEC source: 0001562180-23-000451 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,467

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 12, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.