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Hercules Capital, Inc.

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4164
SEC CIK
0001280784
Parsed reports
659

Last 12 months

Inside the activity.

25 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 2026140
Mar 2026100
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2023 Filed Dec 11, 2023 22:30 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
GrantRestricted Stock Units · Derivative 9,791 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008275 · primarydocument.xml · derivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,199

Underlying: Common Stock · 9,791 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 22:30 UTC
Bluestein ScottChief Executive Officer
GrantRestricted Stock Units · Derivative 39,164 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008274 · primarydocument.xml · derivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,147

Underlying: Common Stock · 39,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 7, 2023 which will vest 100% on December 7, 2030.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 20:05 UTC
Loo WadeDirector
GrantCommon Stock 499 $15.56 $7,764.44
Disclosure

SEC source: 0001562180-23-007951 · primarydocument.xml · nonDerivative · entry 4

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 16,679

F4 · shares: Shares acquired as dividend reinvestment shares.

F3 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
November 22, 2023 Filed Nov 27, 2023 20:05 UTC
Loo WadeDirector
GrantCommon Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007951 · primarydocument.xml · nonDerivative · entry 3

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 16,180

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
November 22, 2023 Filed Nov 27, 2023 20:05 UTC
Loo WadeDirector
GrantCommon Stock 91 $15.87 $1,444.17
Disclosure

SEC source: 0001562180-23-007951 · primarydocument.xml · nonDerivative · entry 2

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,101

F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 20:05 UTC
Loo WadeDirector
Disposition to issuerCommon Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007951 · primarydocument.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,010

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
November 22, 2023 Filed Nov 28, 2023 01:06 UTC GrantCommon Stock 1,051 $15.72 $16,521.72
Disclosure

SEC source: 0001562180-23-007954 · primarydocument.xml · nonDerivative · entry 2

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,740

F2 · shares: Shares acquired as dividend reinvestment shares.

Read SEC document
November 22, 2023 Filed Nov 28, 2023 01:06 UTC GrantCommon Stock 149 $15.87 $2,364.63
Disclosure

SEC source: 0001562180-23-007954 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,689

F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
November 22, 2023 Filed Nov 28, 2023 01:06 UTC
Follmann ChristianChief Operating Officer
GrantCommon Stock 260 $15.56 $4,045.60
Disclosure

SEC source: 0001562180-23-007953 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,024

F1 · shares: Shares acquired as dividend reinvestment shares.

Read SEC document
November 22, 2023 Filed Nov 28, 2023 01:06 UTC GrantCommon Stock 28 $15.87 $444.36
Disclosure

SEC source: 0001562180-23-007952 · primarydocument.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 951

F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
November 22, 2023 Filed Nov 28, 2023 01:05 UTC GrantCommon Stock 5,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007949 · primarydocument.xml · nonDerivative · entry 3

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 85,113

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
November 22, 2023 Filed Nov 28, 2023 01:05 UTC GrantCommon Stock 149 $15.87 $2,364.63
Disclosure

SEC source: 0001562180-23-007949 · primarydocument.xml · nonDerivative · entry 2

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,066

F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
November 22, 2023 Filed Nov 28, 2023 01:05 UTC Disposition to issuerCommon Stock 5,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007949 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,917

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
October 12, 2023 Filed Oct 16, 2023 20:02 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 8,740 $16.25 $142,025.00
Disclosure

SEC source: 0001562180-23-007305 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,109,598

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2023.

Read SEC document
October 12, 2023 Filed Oct 16, 2023 20:02 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,720 $16.25 $44,200.00
Disclosure

SEC source: 0001562180-23-007304 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,577

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2023.

Read SEC document
October 12, 2023 Filed Oct 16, 2023 20:02 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 415 $16.25 $6,743.75
Disclosure

SEC source: 0001562180-23-007303 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,764

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 12, 2023.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 20:15 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,657 $16.26 $43,202.82
Disclosure

SEC source: 0001562180-23-007287 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,297

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2023.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 20:14 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 412 $16.26 $6,699.12
Disclosure

SEC source: 0001562180-23-007286 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,179

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2023.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 20:14 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 7,815 $16.26 $127,071.90
Disclosure

SEC source: 0001562180-23-007284 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,118,338

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2023.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 20:47 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 144 $16.26 $2,341.44
Disclosure

SEC source: 0001562180-23-007274 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,980

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2023.

Read SEC document
September 21, 2023 Filed Sep 25, 2023 20:04 UTC GrantCommon Stock 923 $16.24 $14,989.52
Disclosure

SEC source: 0001562180-23-007019 · primarydocument.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923

F1 · shares: Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 308 shares vest on December 20, 2023, 308 shares vest on March 19, 2024 and 307 shares vest on June 20, 2024.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:14 UTC GrantCommon Stock 1,693 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006814 · primarydocument.xml · nonDerivative · entry 3

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,693

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · ownership.nature: Held by the Aguirre Family 2004 Trust

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:14 UTC Disposition to issuerCommon Stock 1,693 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006814 · primarydocument.xml · nonDerivative · entry 2

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,214

F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:14 UTC GrantCommon Stock 2,828 $15.90 $44,965.20
Disclosure

SEC source: 0001562180-23-006814 · primarydocument.xml · nonDerivative · entry 1

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,907

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 17:15 UTC
Loo WadeDirector
GrantCommon Stock 5,656 $15.90 $89,930.40
Disclosure

SEC source: 0001562180-23-006816 · primarydocument.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,754

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:16 UTC GrantCommon Stock 5,656 $15.90 $89,930.40
Disclosure

SEC source: 0001562180-23-006818 · primarydocument.xml · nonDerivative · entry 1

Randhawa Paramjeet K · CIK 0001335754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,584

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:15 UTC GrantCommon Stock 5,656 $15.90 $89,930.40
Disclosure

SEC source: 0001562180-23-006817 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,717

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 21:15 UTC GrantCommon Stock 5,656 $15.90 $89,930.40
Disclosure

SEC source: 0001562180-23-006815 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,540

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 17:03 UTC
Loo WadeDirector
GrantCommon Stock 296 $16.45 $4,869.20
Disclosure

SEC source: 0001562180-23-006584 · primarydocument.xml · nonDerivative · entry 4

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 10,436

F4 · shares: Shares acquired as dividend reinvestment shares.

F3 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
August 25, 2023 Filed Aug 28, 2023 17:03 UTC
Loo WadeDirector
GrantCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006584 · primarydocument.xml · nonDerivative · entry 3

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 10,140

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F3 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
August 25, 2023 Filed Aug 28, 2023 17:03 UTC
Loo WadeDirector
GrantCommon Stock 88 $16.41 $1,444.08
Disclosure

SEC source: 0001562180-23-006584 · primarydocument.xml · nonDerivative · entry 2

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,098

F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 17:03 UTC
Loo WadeDirector
Disposition to issuerCommon Stock 1,667 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006584 · primarydocument.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,010

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:04 UTC
Follmann ChristianChief Operating Officer
GrantCommon Stock 40 $16.34 $653.60
Disclosure

SEC source: 0001562180-23-006586 · primarydocument.xml · nonDerivative · entry 2

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,591

F1 · shares: Shares acquired as dividend reinvestment shares.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:04 UTC
Follmann ChristianChief Operating Officer
GrantCommon Stock 199 $16.45 $3,273.55
Disclosure

SEC source: 0001562180-23-006586 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,551

F1 · shares: Shares acquired as dividend reinvestment shares.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:04 UTC GrantCommon Stock 812 $16.44 $13,349.28
Disclosure

SEC source: 0001562180-23-006585 · primarydocument.xml · nonDerivative · entry 2

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,884

F2 · shares: Shares acquired as dividend reinvestment shares.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:04 UTC GrantCommon Stock 144 $16.41 $2,363.04
Disclosure

SEC source: 0001562180-23-006585 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,072

F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:03 UTC GrantCommon Stock 1,377 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006583 · primarydocument.xml · nonDerivative · entry 3

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 79,313

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned

F3 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:03 UTC GrantCommon Stock 144 $16.41 $2,363.04
Disclosure

SEC source: 0001562180-23-006583 · primarydocument.xml · nonDerivative · entry 2

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,061

F2 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:03 UTC Disposition to issuerCommon Stock 1,377 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006583 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,917

F1 · shares: Shares previously reported as directly owned are now being reported as indirectly owned

Read SEC document
July 12, 2023 Filed Jul 14, 2023 00:54 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,720 $15.73 $42,785.60
Disclosure

SEC source: 0001562180-23-005897 · primarydocument.xml · nonDerivative · entry 2

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,963

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 00:53 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 415 $15.73 $6,527.95
Disclosure

SEC source: 0001562180-23-005896 · primarydocument.xml · nonDerivative · entry 2

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,352

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 00:53 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 8,853 $15.73 $139,257.69
Disclosure

SEC source: 0001562180-23-005895 · primarydocument.xml · nonDerivative · entry 2

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,125,939

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 12, 2023.

Read SEC document
July 12, 2023 Filed Jul 17, 2023 22:08 UTC Amendment
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,720 $15.73 $42,785.60
Disclosure

SEC source: 0001562180-23-005919 · primarydocument.xml · nonDerivative · entry 2

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,954

F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer.

Read SEC document
July 12, 2023 Filed Jul 17, 2023 22:07 UTC Amendment
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 8,740 $15.73 $137,480.20
Disclosure

SEC source: 0001562180-23-005918 · primarydocument.xml · nonDerivative · entry 2

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,126,153

F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer.

F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 00:54 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,657 $15.55 $41,316.35
Disclosure

SEC source: 0001562180-23-005897 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,683

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2023.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 00:53 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 412 $15.55 $6,406.60
Disclosure

SEC source: 0001562180-23-005896 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,767

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2023.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 00:53 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 7,916 $15.55 $123,093.80
Disclosure

SEC source: 0001562180-23-005895 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,134,792

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 11, 2023.

Read SEC document
July 11, 2023 Filed Jul 17, 2023 22:08 UTC Amendment
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 2,666 $15.55 $41,456.30
Disclosure

SEC source: 0001562180-23-005919 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,674

F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer.

F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer.

Read SEC document
July 11, 2023 Filed Jul 17, 2023 22:07 UTC Amendment
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 7,815 $15.55 $121,523.25
Disclosure

SEC source: 0001562180-23-005918 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,134,893

F1 · shares: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer.

F1 · balance_after: This Form 4 amendment is to correct an administrative error in reporting the number of shares withheld to pay taxes with respect to to the vesting of restricted stock and the resulting amount of securities beneficially owned by the Issuer.

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July 10, 2023 Filed Jul 12, 2023 20:58 UTC
Botelho Kiersten ZazaGeneral Counsel & CCO
Tax withholdingCommon Stock 144 $15.30 $2,203.20
Disclosure

SEC source: 0001562180-23-005873 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · General Counsel & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,124

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 10, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.