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Hercules Capital, Inc.

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4164
SEC CIK
0001280784
Parsed reports
659

Last 12 months

Inside the activity.

25 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 2026140
Mar 2026100
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2025 Filed May 9, 2025 20:21 UTC PurchaseCommon Stock 5,999 $17.49 $104,922.51
Disclosure

SEC source: 0001562180-25-003690 · primarydocument.xml · nonDerivative · entry 1

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,529

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $17.38 and $17.58.

Read SEC document
May 08, 2025 Filed May 9, 2025 16:22 UTC
Loo WadeDirector
GrantCommon Stock 5,645 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003693 · primarydocument.xml · nonDerivative · entry 3

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 25,054

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F4 · balance_after: Includes 40, 38 and 34 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively.

F5 · ownership.nature: Held by the Loo Revocable Trust

Read SEC document
May 08, 2025 Filed May 9, 2025 16:22 UTC
Loo WadeDirector
Disposition to issuerCommon Stock 5,645 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003693 · primarydocument.xml · nonDerivative · entry 2

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,504

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
May 08, 2025 Filed May 9, 2025 16:22 UTC
Loo WadeDirector
PurchaseCommon Stock 5,999 $17.49 $104,922.51
Disclosure

SEC source: 0001562180-25-003693 · primarydocument.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,149

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares sold at prices between $17.38 and $17.58.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:22 UTC PurchaseCommon Stock 5,999 $17.49 $104,922.51
Disclosure

SEC source: 0001562180-25-003694 · primarydocument.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,960

F1 · price: Average purchase price. Shares purchased at prices between $17.38 and $17.58.

F2 · balance_after: Includes 124, 117 and 108 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:21 UTC PurchaseCommon Stock 5,999 $17.49 $104,922.51
Disclosure

SEC source: 0001562180-25-003692 · primarydocument.xml · nonDerivative · entry 1

CROWELL GAYLE A · CIK 0001250893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,344

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $17.38 and $17.58.

F3 · balance_after: Includes 1,360, 1,343 and 1,276 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025, respectively.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:21 UTC GrantCommon Stock 1,411 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003691 · primarydocument.xml · nonDerivative · entry 3

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 108,863

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F4 · ownership.nature: Held by the Robert P. Badavas Trust of 2007

Read SEC document
May 08, 2025 Filed May 9, 2025 20:21 UTC Disposition to issuerCommon Stock 1,411 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003691 · primarydocument.xml · nonDerivative · entry 2

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,622

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:21 UTC PurchaseCommon Stock 1,799 $17.49 $31,464.51
Disclosure

SEC source: 0001562180-25-003691 · primarydocument.xml · nonDerivative · entry 1

BADAVAS ROBERT P · CIK 0001207407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,033

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $17.38 and $17.58.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:20 UTC PurchaseCommon Stock 5,976 $17.53 $104,759.28
Disclosure

SEC source: 0001562180-25-003689 · primarydocument.xml · nonDerivative · entry 1

Fallon Thomas J · CIK 0001399121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 98,882

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $17.46 and $17.67.

F3 · balance_after: Includes 182, 170 and 154 dividend reinvestment shares acquired on August 20, 2024, November 20, 2024 and March 5, 2025 respectively.

F4 · ownership.nature: Held by the Fallon Family Revocable Trust

Read SEC document
April 11, 2025 Filed Apr 15, 2025 23:33 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 4,577 $16.83 $77,030.91
Disclosure

SEC source: 0001562180-25-003168 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,630

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2025.

Read SEC document
April 11, 2025 Filed Apr 15, 2025 23:33 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 788 $16.83 $13,262.04
Disclosure

SEC source: 0001562180-25-003166 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,563

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2025.

Read SEC document
April 11, 2025 Filed Apr 15, 2025 23:33 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 829 $16.83 $13,952.07
Disclosure

SEC source: 0001562180-25-003167 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,951

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2025.

Read SEC document
April 11, 2025 Filed Apr 15, 2025 23:32 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 13,307 $16.83 $223,956.81
Disclosure

SEC source: 0001562180-25-003165 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,292,204

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 11, 2025.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:08 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 3,876 $17.49 $67,791.24
Disclosure

SEC source: 0001562180-25-003122 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,207

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2025.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:08 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 960 $17.49 $16,790.40
Disclosure

SEC source: 0001562180-25-003121 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,780

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2025.

F2 · balance_after: Includes 234 dividend reinvestment shares acquired on March 5, 2025.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:07 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 10,370 $17.49 $181,371.30
Disclosure

SEC source: 0001562180-25-003119 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,305,511

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2025.

Read SEC document
April 09, 2025 Filed Apr 11, 2025 21:08 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 843 $17.49 $14,744.07
Disclosure

SEC source: 0001562180-25-003120 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,351

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2025.

Read SEC document
January 11, 2025 Filed Jan 15, 2025 00:42 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 7,721 $19.73 $152,335.33
Disclosure

SEC source: 0001562180-25-000365 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,083

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2025.

Read SEC document
January 11, 2025 Filed Jan 15, 2025 00:42 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 1,256 $19.73 $24,780.88
Disclosure

SEC source: 0001562180-25-000364 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,505

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2025.

Read SEC document
January 11, 2025 Filed Jan 15, 2025 00:42 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 819 $19.73 $16,158.87
Disclosure

SEC source: 0001562180-25-000363 · primarydocument.xml · nonDerivative · entry 2

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,194

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2025.

Read SEC document
January 11, 2025 Filed Jan 15, 2025 00:41 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 22,006 $19.73 $434,178.38
Disclosure

SEC source: 0001562180-25-000362 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,315,881

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2025.

Read SEC document
January 10, 2025 Filed Jan 15, 2025 00:42 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 213 $19.73 $4,202.49
Disclosure

SEC source: 0001562180-25-000363 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,013

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:07 UTC
Follmann ChristianChief Operating Officer
GrantCommon Stock 33,784 $19.98 $675,004.32
Disclosure

SEC source: 0001562180-25-000327 · primarydocument.xml · nonDerivative · entry 2

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,761

F3 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:07 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 4,266 $19.98 $85,234.68
Disclosure

SEC source: 0001562180-25-000327 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,977

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.

F2 · balance_after: Includes 235 dividend reinvestment shares acquired on November 20, 2024.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:06 UTC
Meyer Seth HChief Financial Officer
GrantCommon Stock 82,583 $19.98 $1,650,008.34
Disclosure

SEC source: 0001562180-25-000326 · primarydocument.xml · nonDerivative · entry 2

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,804

F2 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:06 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 16,351 $19.98 $326,692.98
Disclosure

SEC source: 0001562180-25-000326 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,221

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:06 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
GrantCommon Stock 27,528 $19.98 $550,009.44
Disclosure

SEC source: 0001562180-25-000325 · primarydocument.xml · nonDerivative · entry 2

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,226

F2 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:06 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 4,295 $19.98 $85,814.10
Disclosure

SEC source: 0001562180-25-000325 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,698

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:06 UTC
Bluestein ScottChief Executive Officer
GrantCommon Stock 241,742 $19.98 $4,830,005.16
Disclosure

SEC source: 0001562180-25-000324 · primarydocument.xml · nonDerivative · entry 2

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,337,887

F2 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 21:06 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 43,034 $19.98 $859,819.32
Disclosure

SEC source: 0001562180-25-000324 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,096,145

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2025.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 01:42 UTC
Meyer Seth HChief Financial Officer
GrantRestricted Stock Units · Derivative 10,576 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008282 · primarydocument.xml · derivative · entry 2

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,264

Underlying: Common Stock · 10,576 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.

F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 01:42 UTC
Meyer Seth HChief Financial Officer
GrantCommon Stock 132 $18.91 $2,496.12
Disclosure

SEC source: 0001562180-24-008282 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,572

F1 · shares: Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 01:42 UTC
Follmann ChristianChief Operating Officer
GrantRestricted Stock Units · Derivative 10,576 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008281 · primarydocument.xml · derivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,888

Underlying: Common Stock · 10,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 01:41 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
GrantRestricted Stock Units · Derivative 10,576 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008280 · primarydocument.xml · derivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,775

Underlying: Common Stock · 10,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 01:41 UTC
Bluestein ScottChief Executive Officer
GrantRestricted Stock Units · Derivative 33,051 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008279 · primarydocument.xml · derivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,198

Underlying: Common Stock · 33,051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.

F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on December 5, 2024 which will vest 100% on December 5, 2031.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:52 UTC
Follmann ChristianChief Operating Officer
Tax withholdingCommon Stock 1,251 $19.63 $24,557.13
Disclosure

SEC source: 0001562180-24-007325 · primarydocument.xml · nonDerivative · entry 1

Follmann Christian · CIK 0001907321 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,008

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2024.

F2 · balance_after: Includes 236 dividend reinvestment shares acquired on August 20, 2024.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:52 UTC
Meyer Seth HChief Financial Officer
Tax withholdingCommon Stock 7,770 $19.63 $152,525.10
Disclosure

SEC source: 0001562180-24-007324 · primarydocument.xml · nonDerivative · entry 1

Meyer Seth H · CIK 0001768773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,440

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2024.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:52 UTC
Bluestein ScottChief Executive Officer
Tax withholdingCommon Stock 22,027 $19.63 $432,390.01
Disclosure

SEC source: 0001562180-24-007323 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,139,179

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2024.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 20:52 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 803 $19.63 $15,762.89
Disclosure

SEC source: 0001562180-24-007322 · primarydocument.xml · nonDerivative · entry 2

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,993

F2 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 11, 2024.

Read SEC document
October 10, 2024 Filed Oct 15, 2024 20:52 UTC
Botelho Kiersten ZazaChief Legal Officer & CCO
Tax withholdingCommon Stock 213 $19.74 $4,204.62
Disclosure

SEC source: 0001562180-24-007322 · primarydocument.xml · nonDerivative · entry 1

Botelho Kiersten Zaza · CIK 0001902313 · Chief Legal Officer & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,796

F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 10, 2024..

Read SEC document
September 26, 2024 Filed Sep 28, 2024 00:38 UTC
Bluestein ScottChief Executive Officer
SaleCommon Stock 100,000 $19.59 $1,958,640.00
Disclosure

SEC source: 0001562180-24-006976 · primarydocument.xml · nonDerivative · entry 1

Bluestein Scott · CIK 0001505910 · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,161,207

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024.

F2 · price: Average sale price. Shares sold at prices between $19.5200 and $19.6400.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 22:49 UTC GrantCommon Stock 4,521 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006119 · primarydocument.xml · nonDerivative · entry 3

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 6,214

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F5 · ownership.nature: Held by the Aguirre Family 2004 Trust

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August 06, 2024 Filed Aug 8, 2024 22:49 UTC Disposition to issuerCommon Stock 4,521 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006119 · primarydocument.xml · nonDerivative · entry 2

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,530

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F4 · balance_after: Includes 91 and 86 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively.

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August 06, 2024 Filed Aug 8, 2024 22:49 UTC PurchaseCommon Stock 5,660 $18.49 $104,661.32
Disclosure

SEC source: 0001562180-24-006119 · primarydocument.xml · nonDerivative · entry 1

Aguirre DeAnne · CIK 0001934428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,874

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $18.4250 and $18.5500.

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August 06, 2024 Filed Aug 8, 2024 18:50 UTC
Loo WadeDirector
GrantCommon Stock 1,596 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006121 · primarydocument.xml · nonDerivative · entry 3

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 19,296

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

F4 · balance_after: Includes 522 and 500 dividend reinvestment shares acquired on March 6, 2024 May 21, 2024, respectively.

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August 06, 2024 Filed Aug 8, 2024 18:50 UTC
Loo WadeDirector
Disposition to issuerCommon Stock 1,596 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-006121 · primarydocument.xml · nonDerivative · entry 2

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,150

F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned.

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August 06, 2024 Filed Aug 8, 2024 18:50 UTC
Loo WadeDirector
PurchaseCommon Stock 5,645 $18.54 $104,675.80
Disclosure

SEC source: 0001562180-24-006121 · primarydocument.xml · nonDerivative · entry 1

Loo Wade · CIK 0001668279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,746

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $18.5150 and $18.5600.

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August 06, 2024 Filed Aug 8, 2024 22:50 UTC PurchaseCommon Stock 1,608 $18.03 $28,996.58
Disclosure

SEC source: 0001562180-24-006123 · primarydocument.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,613

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $18.00 and $18.0500.

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August 06, 2024 Filed Aug 8, 2024 22:50 UTC PurchaseCommon Stock 2,898 $18.07 $52,377.87
Disclosure

SEC source: 0001562180-24-006122 · primarydocument.xml · nonDerivative · entry 1

Randhawa Paramjeet K · CIK 0001335754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,972

F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer.

F2 · price: Average purchase price. Shares purchased at prices between $18.01 and $18.12.

F3 · balance_after: Includes 124, 132, 120 and 114 dividend reinvestment shares acquired on August 25, 2023, November 22, 2023, March 6, 2024 May 21, 2024, respectively.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.