Last 12 months
Inside the activity.
25 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 14 | 0 |
| Mar 2026 | 10 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2016 Filed Dec 6, 2016 20:37 UTC |
Henriquez Manuel ADirector · President & CEO
|
Tax withholdingCommon Stock | 6,079 | $13.55 | $82,370.45 |
DisclosureSEC source: 0001593968-16-001276 · primary_01.xml · nonDerivative · entry 1 Henriquez Manuel A · CIK 0001329390 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,016,774 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 4, 2016. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 16:57 UTC |
BADAVAS ROBERT PDirector
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001241 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,925 Read SEC document |
| November 06, 2016 Filed Nov 7, 2016 19:59 UTC |
Harris Mark RChief Financial Officer
|
Tax withholdingCommon Stock | 1,114 | $12.90 | $14,370.60 |
DisclosureSEC source: 0001593968-16-001172 · primary_01.xml · nonDerivative · entry 1 Harris Mark R · CIK 0001650221 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,862 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on November 6, 2016. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 13:08 UTC |
Ho Doreen WooDirector
|
GrantOption (right to buy) · Derivative | 10,000 | $13.61 Strike: $13.61 | $136,100.00 |
DisclosureSEC source: 0001593968-16-001145 · primary_01.xml · derivative · entry 2 Ho Doreen Woo · CIK 0001453474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common · 10,000 shares Expires 2026-10-21 F2 · shares: Stock option granted as an automatic grant upon election to the board of directors pursuant to the Amended and Restated Non-Employee Incentive Plan. F3 · derivative.exercise_date: Stock option vests as to one-half of he underlying shares on 10/21/2017 and the remaining one-half vests on 10/21/2018. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 13:08 UTC |
Ho Doreen WooDirector
|
GrantCommon Stock | 3,333 | $13.61 | $45,362.13 |
DisclosureSEC source: 0001593968-16-001145 · primary_01.xml · nonDerivative · entry 1 Ho Doreen Woo · CIK 0001453474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 F1 · shares: Restricted Stock issued as an automatic grant upon election to the board of directors pursuant to the Amended and Restated Non-Employee Incentive Plan and subject to forfeiture restrictions. One-half vests on 10/21/2017 and the remaining one-half vests on 10/21/2018. Read SEC document |
| September 17, 2016 Filed Sep 19, 2016 20:34 UTC |
Grace MelanieGeneral Counsel & CCO
|
Tax withholdingCommon Stock | 1,204 | $13.29 | $16,001.16 |
DisclosureSEC source: 0001593968-16-001059 · primary_01.xml · nonDerivative · entry 1 Grace Melanie · CIK 0001653448 · General Counsel & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,196 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 17, 2016. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 16:32 UTC |
Hoffman Joseph FDirector
|
GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001058 · primary_01.xml · nonDerivative · entry 1 Hoffman Joseph F · CIK 0001638817 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,575 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 23:49 UTC |
Woodward Allyn CDirector
|
GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001064 · primary_01.xml · nonDerivative · entry 1 WOODWARD ALLYN C JR · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,621 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 23:43 UTC Amendment |
BADAVAS ROBERT PDirector
|
GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001062 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,925 F1 · balance_after: On September 19, 2016, the reporting person mistakenly filed a Form 4 reporting an acquisition of 3,720 shares of common stock that did not in fact occur. As of September 19, 2016, the reporting person owned 139,925. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:37 UTC |
Lyons Susanne DDirector
|
GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001060 · primary_01.xml · nonDerivative · entry 1 Lyons Susanne D · CIK 0001397588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,575 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:31 UTC |
BADAVAS ROBERT PDirector
|
GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001057 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,621 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:30 UTC |
BADAVAS ROBERT PDirector
|
GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001056 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,925 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:28 UTC |
Fallon Thomas JDirector
|
GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001054 · primary_01.xml · nonDerivative · entry 1 Fallon Thomas J · CIK 0001399121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,408 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 16:51 UTC |
Olson AndrewVP Finance & Sr Controller
|
Tax withholdingCommon Stock | 117 | $13.53 | $1,583.01 |
DisclosureSEC source: 0001593968-16-001051 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,105 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 10, 2016. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 16:50 UTC |
Henriquez Manuel ADirector · President & CEO
|
Tax withholdingCommon Stock | 13,154 | $13.53 | $177,973.62 |
DisclosureSEC source: 0001593968-16-001050 · primary_01.xml · nonDerivative · entry 1 Henriquez Manuel A · CIK 0001329390 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,022,853 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 10, 2016. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 16:49 UTC |
Bluestein ScottChief Investment Officer
|
Tax withholdingCommon Stock | 1,297 | $13.53 | $17,548.41 |
DisclosureSEC source: 0001593968-16-001049 · primary_01.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,220 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 10, 2016. Read SEC document |
| September 04, 2016 Filed Sep 6, 2016 20:07 UTC |
Henriquez Manuel ADirector · President & CEO
|
Tax withholdingCommon Stock | 6,079 | $13.76 | $83,647.04 |
DisclosureSEC source: 0001593968-16-001030 · primary_01.xml · nonDerivative · entry 1 Henriquez Manuel A · CIK 0001329390 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,036,007 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 4, 2016. Read SEC document |
| September 04, 2016 Filed Sep 6, 2016 20:08 UTC |
Bluestein ScottChief Investment Officer
|
Tax withholdingCommon Stock | 800 | $13.76 | $11,008.00 |
DisclosureSEC source: 0001593968-16-001031 · primary_01.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,517 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 4, 2016. Read SEC document |
| February 09, 2016 Filed Jan 13, 2017 17:31 UTC Amendment |
Bluestein ScottChief Investment Officer
|
Tax withholdingCommon Stock | 276 | $10.32 | $2,848.32 |
DisclosureSEC source: 0001593968-17-000087 · primary_01.xml · nonDerivative · entry 1 Bluestein Scott · CIK 0001505910 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,420 F1 · balance_after: Amount of securities beneficially owned originally reported as 248,420. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.