Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Director | May 21, 2018 | May 23, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date May 21, 2018 · Filed May 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 262,309 |
Reported balance
After 2018-05-21 transaction · row 1
1 source rowRow 1 · 2018-05-21 · Grant · Acquired 1,485 · Balance 262,309 F1: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2018 Filed May 23, 2018 20:20 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,485 | $12.40 | $18,414.00 |
DisclosureSEC source: 0001593968-18-000821 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,309 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:30 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,467 | $12.27 | $18,000.09 |
DisclosureSEC source: 0001593968-18-000553 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,824 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| December 31, 2017 Filed Feb 8, 2018 21:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 973 | $13.12 | $12,765.76 |
DisclosureSEC source: 0001593968-18-000315 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,357 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F2 · price: Average price Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 22:39 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,279 | $13.44 | $17,189.76 |
DisclosureSEC source: 0001593968-17-001271 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,384 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 466 | $12.92 | $6,020.72 |
DisclosureSEC source: 0001593968-17-001014 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,105 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 22:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,903 | $12.81 | $49,997.43 |
DisclosureSEC source: 0001593968-17-001000 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,639 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,216 | $13.31 | $16,184.96 |
DisclosureSEC source: 0001593968-17-000718 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,736 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,146 | $14.85 | $17,018.10 |
DisclosureSEC source: 0001593968-17-000443 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,520 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| December 31, 2016 Filed Jan 20, 2017 20:33 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000109 · primary_01.xml · nonDerivative · entry 1 Woodward Allyn C · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,374 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F1 · price: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 23:49 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001064 · primary_01.xml · nonDerivative · entry 1 WOODWARD ALLYN C JR · CIK 0001246094 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,621 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.