Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2018 Filed Jun 5, 2018 19:12 UTC |
Madden Michael TChief Commercial Officer
|
Exercise / conversionCommon Stock | 2,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019985 · form4.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 19:08 UTC |
Chopin Brian MChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019982 · form4.xml · derivative · entry 3 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,027 Underlying: Common Stock · 1,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F4 · derivative.exercise_date: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. F4 · derivative.expiration_date: The restricted stock units were granted under the Warrior Met Coal, Inc. 2017 Equity Incentive Plan and were fully vested as of June 1, 2017, the date of grant. The units will settle in shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis on the earliest of (i) one-third on each of the first three anniversaries of the date of grant; (ii) a change of control; (iii) the undersigned's separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) death of the undersigned. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 19:08 UTC |
Chopin Brian MChief Accounting Officer
|
Tax withholdingCommon Stock | 444 | $28.38 | $12,600.72 |
DisclosureSEC source: 0001127602-18-019982 · form4.xml · nonDerivative · entry 2 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,888 F3 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 8,716 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 19:08 UTC |
Chopin Brian MChief Accounting Officer
|
Exercise / conversionCommon Stock | 1,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019982 · form4.xml · nonDerivative · entry 1 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the settlement of restricted stock units, which settle into shares of common stock of Warrior Met Coal, Inc. on a one-for-one basis. F2 · balance_after: Includes 8,716 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 296,669 | $24.20 | $7,179,389.80 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 10 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 642,881 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F11 · ownership.nature: GSO Credit Alpha Fund AIV-2 LP ("COCA AIV-2 Fund", and collectively with Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund, Churchill Fund, Coastline Fund, Credit-A Fund and Palmetto Fund, the "GSO Funds") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 167,405 | $24.20 | $4,051,201.00 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 9 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 362,766 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F10 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP ("Palmetto Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 17,097 | $24.20 | $413,747.40 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 8 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 37,050 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F9 · ownership.nature: GSO Credit-A Partners LP ("Credit-A Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 48,711 | $24.20 | $1,178,806.20 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 7 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 105,558 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F8 · ownership.nature: GSO Coastline Credit Partners LP ("Coastline Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 126,800 | $24.20 | $3,068,560.00 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 6 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 274,775 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F7 · ownership.nature: GSO Churchill Partners LP ("Churchill Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 111,564 | $24.20 | $2,699,848.80 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 5 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 241,761 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F6 · ownership.nature: GSO Cactus Credit Opportunities Fund LP ("Cactus Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 60,369 | $24.20 | $1,460,929.80 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 4 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 130,821 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F5 · ownership.nature: GSO ADGM Locomotive Blocker Ltd. ("ADGM Fund") directly holds these securities. GSO Aiguille des Grands Montets Fund I LP, GSO Aiguille des Grands Montets Fund II LP and GSO Aiguille des Grands Montets Fund III LP are the shareholders of ADGM Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 53,348 | $24.20 | $1,291,021.60 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 3 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 115,606 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F4 · ownership.nature: Steamboat Locomotive Blocker Ltd. ("Steamboat Fund") directly holds these securities. Steamboat Credit Opportunities Intermediate Fund LP is the sole shareholder of Steamboat Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 462,967 | $24.20 | $11,203,801.40 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 2 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,003,247 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F3 · ownership.nature: GSO SSOMF Locomotive Blocker Ltd. ("SSOMF Fund") directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is the sole shareholder of SSOMF Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:43 UTC |
GSO Special Situations Fund LP10% owner
GSO SSOMF Locomotive Blocker Ltd.10% owner
Steamboat Locomotive Blocker Ltd.10% owner
GSO ADGM Locomotive Blocker Ltd.10% owner
GSO Churchill Partners LP10% owner
GSO Coastline Credit Partners LP10% owner
GSO Credit-A Partners LP10% owner
GSO Credit Alpha Fund AIV-2 LP10% owner
|
SaleCommon Stock | 524,749 | $24.20 | $12,698,925.80 |
DisclosureSEC source: 0000899243-18-012711 · doc4.xml · nonDerivative · entry 1 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO SSOMF Locomotive Blocker Ltd. · CIK 0001702593 · 10% owner Steamboat Locomotive Blocker Ltd. · CIK 0001702595 · 10% owner GSO ADGM Locomotive Blocker Ltd. · CIK 0001702594 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner GSO Churchill Partners LP · CIK 0001702590 · 10% owner GSO Coastline Credit Partners LP · CIK 0001606011 · 10% owner GSO Credit-A Partners LP · CIK 0001545010 · 10% owner GSO Palmetto Opportunistic Investment Partners LP · CIK 0001555963 · 10% owner GSO Credit Alpha Fund AIV-2 LP · CIK 0001702589 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,137,128 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F2 · ownership.nature: GSO Special Situations Fund LP ("Special Situations Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 296,669 | $24.20 | $7,179,389.80 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 10 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 642,881 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F11 · ownership.nature: GSO Credit Alpha Fund AIV-2 LP ("COCA AIV-2 Fund", and collectively with Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund, Churchill Fund, Coastline Fund, Credit-A Fund and Palmetto Fund, the "GSO Funds") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 167,405 | $24.20 | $4,051,201.00 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 9 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 362,766 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F10 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP ("Palmetto Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 17,097 | $24.20 | $413,747.40 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 8 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 37,050 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F9 · ownership.nature: GSO Credit-A Partners LP ("Credit-A Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 48,711 | $24.20 | $1,178,806.20 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 7 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 105,558 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F8 · ownership.nature: GSO Coastline Credit Partners LP ("Coastline Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 126,800 | $24.20 | $3,068,560.00 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 6 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 274,775 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F7 · ownership.nature: GSO Churchill Partners LP ("Churchill Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 111,564 | $24.20 | $2,699,848.80 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 5 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 241,761 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F6 · ownership.nature: GSO Cactus Credit Opportunities Fund LP ("Cactus Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 60,369 | $24.20 | $1,460,929.80 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 4 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 130,821 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F5 · ownership.nature: GSO ADGM Locomotive Blocker Ltd. ("ADGM Fund") directly holds these securities. GSO Aiguille des Grands Montets Fund I LP, GSO Aiguille des Grands Montets Fund II LP and GSO Aiguille des Grands Montets Fund III LP are the shareholders of ADGM Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 53,348 | $24.20 | $1,291,021.60 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 3 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 115,606 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F4 · ownership.nature: Steamboat Locomotive Blocker Ltd. ("Steamboat Fund") directly holds these securities. Steamboat Credit Opportunities Intermediate Fund LP is the sole shareholder of Steamboat Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 462,967 | $24.20 | $11,203,801.40 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 2 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,003,247 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F3 · ownership.nature: GSO SSOMF Locomotive Blocker Ltd. ("SSOMF Fund") directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is the sole shareholder of SSOMF Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:42 UTC |
GSO Churchill Associates LLC10% owner
GSO Credit-A Associates LLC10% owner
GSO Credit Alpha Associates LLC10% owner
|
SaleCommon Stock | 524,749 | $24.20 | $12,698,925.80 |
DisclosureSEC source: 0000899243-18-012710 · doc4.xml · nonDerivative · entry 1 GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner Steamboat Credit Opportunities Intermediate Fund LP · CIK 0001671459 · 10% owner GSO Aiguille des Grands Montets Fund I LP · CIK 0001702591 · 10% owner GSO Aiguille des Grands Montets Fund II LP · CIK 0001606014 · 10% owner GSO Aiguille des Grands Montets Fund III LP · CIK 0001702592 · 10% owner GSO Churchill Associates LLC · CIK 0001702588 · 10% owner GSO Credit-A Associates LLC · CIK 0001586810 · 10% owner GSO Palmetto Opportunistic Associates LLC · CIK 0001561668 · 10% owner GSO Credit Alpha Associates LLC · CIK 0001700304 · 10% owner GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,137,128 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F2 · ownership.nature: GSO Special Situations Fund LP ("Special Situations Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:29 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Principal Holdings I GP, LLC10% owner
Apollo Principal Holdings I, L.P.10% owner
Apollo Principal Holdings A GP, Ltd.10% owner
APH Holdings, L.P.10% owner
Apollo Capital Management VIII, LLC10% owner
Apollo Advisors VIII, L.P.10% owner
|
SaleCommon Stock | 3,192,328 | $24.20 | $77,254,337.60 |
DisclosureSEC source: 0001104659-18-033036 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Principal Holdings I GP, LLC · CIK 0001413407 · 10% owner Apollo Principal Holdings I, L.P. · CIK 0001413406 · 10% owner Apollo Principal Holdings III GP Ltd · CIK 0001566491 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Apollo Capital Management VIII, LLC · CIK 0001600223 · 10% owner Apollo Advisors VIII, L.P. · CIK 0001600221 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,917,687 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:34 UTC |
Gant Kelli K.Chief Administrative Officer
|
Tax withholdingCommon Stock | 3,008 | $26.45 | $79,561.60 |
DisclosureSEC source: 0001127602-18-017387 · form4.xml · nonDerivative · entry 1 Gant Kelli K. · CIK 0001702971 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,671 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:35 UTC |
Chopin Brian MChief Accounting Officer
|
Tax withholdingCommon Stock | 1,880 | $26.45 | $49,726.00 |
DisclosureSEC source: 0001127602-18-017388 · form4.xml · nonDerivative · entry 1 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,646 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 8,716 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:31 UTC |
SCHELLER WALTER JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 10,152 | $26.45 | $268,520.40 |
DisclosureSEC source: 0001127602-18-017385 · form4.xml · nonDerivative · entry 1 SCHELLER WALTER J · CIK 0001494489 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,819 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 47,067 shares of restricted stock granted to the reporting person on April 1, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 1, 2019, April 1, 2020 and April 1, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:32 UTC |
Richardson Jack K.Chief Operating Officer
|
Tax withholdingCommon Stock | 5,076 | $26.45 | $134,260.20 |
DisclosureSEC source: 0001127602-18-017386 · form4.xml · nonDerivative · entry 1 Richardson Jack K. · CIK 0001702584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,149 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 23,535 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:30 UTC |
Williams Stephen D.Director
|
GrantCommon Stock | 6,778 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017384 · form4.xml · nonDerivative · entry 1 Williams Stephen D. · CIK 0001702386 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,370 F1 · price: Represents the vesting of restricted stock upon the satisfaction of conditions outside of the reporting person's control. The reporting person was granted (i) 14,526 shares of restricted stock on April 1, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), 5,810 of which vested on May 10, 2018, and (ii) 4,844 shares of restricted stock on February 24, 2017 under the 2016 Plan, 968 of which vested on May 10, 2018. F2 · balance_after: Includes (i) 8,716 shares of restricted stock granted to the reporting person on April 1, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan (the "2016 Plan"), which vest in equal installments on April 1, 2019, April 1, 2020 and April 1, 2021, and (ii) 3,876 shares of restricted stock granted to the reporting person on February 24, 2017 under the 2016 Plan, which vest in equal installments on February 24, 2019, February 24, 2020, February 24, 2021 and February 24, 2022. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:29 UTC |
Madden Michael TChief Commercial Officer
|
Tax withholdingCommon Stock | 3,008 | $26.45 | $79,561.60 |
DisclosureSEC source: 0001127602-18-017382 · form4.xml · nonDerivative · entry 2 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,235 F3 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:29 UTC |
Madden Michael TChief Commercial Officer
|
GrantCommon Stock | 9,296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017382 · form4.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,243 F1 · price: Represents the vesting of restricted stock upon the satisfaction of conditions outside of the reporting person's control. The reporting person was granted 23,243 shares of restricted stock on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, 9,296 of which vested on May 10, 2018. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:27 UTC |
Boyles Dale WChief Financial Officer
|
Tax withholdingCommon Stock | 1,015 | $26.45 | $26,846.75 |
DisclosureSEC source: 0001127602-18-017380 · form4.xml · nonDerivative · entry 2 Boyles Dale W · CIK 0001419071 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,470 F3 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 12,552 shares of restricted stock granted to the reporting person on January 1, 2017 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on January 1, 2019, January 1, 2020, January 1, 2021 and January 1, 2022. Read SEC document |
| May 10, 2018 Filed May 14, 2018 21:27 UTC |
Boyles Dale WChief Financial Officer
|
GrantCommon Stock | 3,137 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017380 · form4.xml · nonDerivative · entry 1 Boyles Dale W · CIK 0001419071 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,485 F1 · price: Represents the vesting of restricted stock upon the satisfaction of conditions outside of the reporting person's control. The reporting person was granted 15,689 shares of restricted stock on January 1, 2017 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, 3,137 of which vested on May 10, 2018. F2 · balance_after: Includes 12,552 shares of restricted stock granted to the reporting person on January 1, 2017 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on January 1, 2019, January 1, 2020, January 1, 2021 and January 1, 2022. Read SEC document |
| May 10, 2018 Filed May 31, 2018 19:54 UTC Amendment |
SCHELLER WALTER JDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 13,918 | $26.45 | $368,131.10 |
DisclosureSEC source: 0001127602-18-019317 · form4a.xml · nonDerivative · entry 1 SCHELLER WALTER J · CIK 0001494489 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,053 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 47,067 shares of restricted stock granted to the reporting person on April 1, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 1, 2019, April 1, 2020 and April 1, 2021. Read SEC document |
| May 10, 2018 Filed May 31, 2018 19:53 UTC Amendment |
Richardson Jack K.Chief Operating Officer
|
Tax withholdingCommon Stock | 4,871 | $26.45 | $128,837.95 |
DisclosureSEC source: 0001127602-18-019315 · form4a.xml · nonDerivative · entry 1 Richardson Jack K. · CIK 0001702584 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,354 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 23,535 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 31, 2018 19:52 UTC Amendment |
Madden Michael TChief Commercial Officer
|
Tax withholdingCommon Stock | 2,730 | $26.45 | $72,208.50 |
DisclosureSEC source: 0001127602-18-019314 · form4a.xml · nonDerivative · entry 1 Madden Michael T · CIK 0001485027 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,513 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 31, 2018 19:51 UTC Amendment |
Gant Kelli K.Chief Administrative Officer
|
Tax withholdingCommon Stock | 2,730 | $26.45 | $72,208.50 |
DisclosureSEC source: 0001127602-18-019313 · form4a.xml · nonDerivative · entry 1 Gant Kelli K. · CIK 0001702971 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,949 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 13,947 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 31, 2018 19:50 UTC Amendment |
Boyles Dale WChief Financial Officer
|
Tax withholdingCommon Stock | 921 | $26.45 | $24,360.45 |
DisclosureSEC source: 0001127602-18-019312 · form4a.xml · nonDerivative · entry 1 Boyles Dale W · CIK 0001419071 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,564 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 12,552 shares of restricted stock granted to the reporting person on January 1, 2017 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on January 1, 2019, January 1, 2020, January 1, 2021 and January 1, 2022. Read SEC document |
| May 10, 2018 Filed May 31, 2018 19:49 UTC Amendment |
Chopin Brian MChief Accounting Officer
|
Tax withholdingCommon Stock | 1,706 | $26.45 | $45,123.70 |
DisclosureSEC source: 0001127602-18-019310 · form4a.xml · nonDerivative · entry 1 Chopin Brian M · CIK 0001642193 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,820 F1 · kind: Represents the withholding of shares for tax purposes. F2 · balance_after: Includes 8,716 shares of restricted stock granted to the reporting person on April 20, 2016 under the Warrior Met Coal, Inc. 2016 Equity Incentive Plan, which vest in equal installments on April 20, 2019, April 20, 2020 and April 20, 2021. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 296,669 | $24.20 | $7,179,389.80 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 10 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 642,881 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F11 · ownership.nature: GSO Credit Alpha Fund AIV-2 LP ("COCA AIV-2 Fund", and collectively with Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund, Churchill Fund, Coastline Fund, Credit-A Fund and Palmetto Fund, the "GSO Funds") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 167,405 | $24.20 | $4,051,201.00 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 9 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 362,766 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F10 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP ("Palmetto Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 17,097 | $24.20 | $413,747.40 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 8 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 37,050 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F9 · ownership.nature: GSO Credit-A Partners LP ("Credit-A Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 48,711 | $24.20 | $1,178,806.20 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 7 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 105,558 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F8 · ownership.nature: GSO Coastline Credit Partners LP ("Coastline Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 126,800 | $24.20 | $3,068,560.00 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 6 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 274,775 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F7 · ownership.nature: GSO Churchill Partners LP ("Churchill Fund") directly holds these securities. F12 · ownership.nature: GSO Churchill Associates LLC is the general partner of Churchill Fund. GSO Credit-A Associates LLC is the general partner of Credit-A Fund. GSO Palmetto Opportunistic Associates LLC is the general partner of Palmetto Fund. GSO Credit Alpha Associates LLC is the general partner of COCA AIV-2 Fund. GSO Holdings I L.L.C. is the managing member of each of GSO Churchill Associates LLC, GSO Credit-A Associates LLC, GSO Palmetto Opportunistic Associates LLC and GSO Credit Alpha Associates LLC. Blackstone Holdings I L.P. is the managing member of GSO Holdings I L.L.C. with respect to the shares beneficially owned by GSO Credit Alpha Associates LLC. Blackstone Holdings II L.P. is the managing member of GSO Holdings I L.L.C. with respect to shares beneficially owned by GSO Churchill Associates LLC, GSO Credit-A Associates LLC and GSO Credit Palmetto Opportunistic Associates LLC. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 111,564 | $24.20 | $2,699,848.80 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 5 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 241,761 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F6 · ownership.nature: GSO Cactus Credit Opportunities Fund LP ("Cactus Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 60,369 | $24.20 | $1,460,929.80 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 4 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 130,821 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F5 · ownership.nature: GSO ADGM Locomotive Blocker Ltd. ("ADGM Fund") directly holds these securities. GSO Aiguille des Grands Montets Fund I LP, GSO Aiguille des Grands Montets Fund II LP and GSO Aiguille des Grands Montets Fund III LP are the shareholders of ADGM Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 53,348 | $24.20 | $1,291,021.60 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 3 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 115,606 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F4 · ownership.nature: Steamboat Locomotive Blocker Ltd. ("Steamboat Fund") directly holds these securities. Steamboat Credit Opportunities Intermediate Fund LP is the sole shareholder of Steamboat Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 462,967 | $24.20 | $11,203,801.40 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 2 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,003,247 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F3 · ownership.nature: GSO SSOMF Locomotive Blocker Ltd. ("SSOMF Fund") directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is the sole shareholder of SSOMF Fund. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:44 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings II L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
Goodman Bennett J10% owner
Smith J Albert III10% owner
|
SaleCommon Stock | 524,749 | $24.20 | $12,698,925.80 |
DisclosureSEC source: 0000899243-18-012713 · doc4.xml · nonDerivative · entry 1 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings II L.P. · CIK 0001484870 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,137,128 F1 · price: This amount represents the $24.20 public offering price per share of Issuer common stock. F2 · ownership.nature: GSO Special Situations Fund LP ("Special Situations Fund") directly holds these securities. F13 · ownership.nature: GSO Capital Partners LP is the investment manager or advisor with respect to the shares of Issuer common stock held by Special Situations Fund, SSOMF Fund, Steamboat Fund, ADGM Fund, Cactus Fund and Coastline Fund. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP with the investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. F14 · ownership.nature: Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting power and/or investment power with respect to the securities held by the GSO Funds. F15 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F16 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F17 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.