Tapewire

Nasdaq · USD

HCAT

Health Catalyst, Inc.

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Tapewire entity
1565
SEC CIK
0001636422
Parsed reports
554

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2020 Filed Feb 11, 2020 16:31 UTC GrantCommon Stock 6,385 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001083 · primarydocument.xml · nonDerivative · entry 1

Smith S. Dawn · CIK 0001473973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,385

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 33.33% of the RSUs will vest on January 1, 2021 and, thereafter, the remaining 66.67% of the RSUs will vest in 2 equal annual installments.

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February 07, 2020 Filed Feb 11, 2020 21:30 UTC GrantCommon Stock 6,385 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001082 · primarydocument.xml · nonDerivative · entry 1

Larson-Green Julie · CIK 0001796545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,385

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 33.33% of the RSUs will vest on January 1, 2021 and, thereafter, the remaining 66.67% of the RSUs will vest in 2 equal annual installments.

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February 05, 2020 Filed Feb 7, 2020 17:51 UTC OtherCommon Stock 33,232 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001027 · primarydocument.xml · nonDerivative · entry 2

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,789

F3 · kind: Shares acquired by the Reporting Person pursuant to pro rata distributions for no consideration.

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February 05, 2020 Filed Feb 7, 2020 17:51 UTC OtherCommon Stock 609,144 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001027 · primarydocument.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 609,143

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: These shares are held directly by HQC Acquisition, LLC. The Reporting Person is the President of HQC Acquisition, LLC and it is controlled by Sorenson Capital Partners. The Reporting Person is a founding member and general partner of Sorenson Capital Partners and disclaims beneficial ownership of the shares held by HQC Acquisition, LLC except to the extent of his pecuniary interest therein.

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January 27, 2020 Filed Jan 30, 2020 00:56 UTC OtherCommon Stock 156,323 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002318 · doc4.xml · nonDerivative · entry 3

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · SC US GF V Holdings, Ltd.

Disclosed balance after: 1,317,745

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F3 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF V Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund V, LP ("SC USGF V") and Sequoia Capital USGF Principals Fund V, L.P. (together, the "SC USGF V Funds"), which together own 100% of the outstanding shares of SC US GF V Holdings, Ltd ("SC USGF V Holdco"). As a result, SC US (TTGP), Ltd. and SCGF V Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF V Funds and SC USGF V Holdco. Each of SC US (TTGP), Ltd. and SCGF V Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF V Funds and SC USGF V Holdco, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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January 27, 2020 Filed Jan 30, 2020 00:56 UTC OtherCommon Stock 443,151 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002318 · doc4.xml · nonDerivative · entry 2

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital U.S. Growth Fund IV, L.P.

Disclosed balance after: 3,988,362

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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January 27, 2020 Filed Jan 30, 2020 00:56 UTC OtherCommon Stock 18,364 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002318 · doc4.xml · nonDerivative · entry 1

SC US (TTGP), LTD. · CIK 0001607841 · 10% owner

SCGF V Management, L.P. · CIK 0001552459 · 10% owner

SCGF IV MANAGEMENT LP · CIK 0001447940 · 10% owner

SEQUOIA CAPITAL U.S. GROWTH FUND V, L.P. · CIK 0001528109 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND V, L.P. · CIK 0001528063 · 10% owner

SC US GF V Holdings, Ltd. · CIK 0001552461 · 10% owner

SEQUOIA CAPITAL US GROWTH FUND IV LP · CIK 0001444121 · 10% owner

SEQUOIA CAPITAL USGF PRINCIPALS FUND IV LP · CIK 0001460980 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Sequoia Capital USGF Principals Fund IV, L.P.

Disclosed balance after: 165,274

F1 · kind: Represents a pro rata distribution of Common Stock of the Issuer to partners or members for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members.

F2 · ownership.nature: SC US (TTGP), Ltd. is the general partner of SCGF IV Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IV, LP and Sequoia Capital USGF Principals Fund IV, LP (collectively, the "SC USGF IV Funds"). As a result, SC US (TTGP), Ltd. and SCGF IV Management, L.P. may be deemed to share voting and dispositive power with respect to the shares held by the SC USGF IV Funds. Each of SC US (TTGP), Ltd. and SCGF IV Management, L.P. disclaims beneficial ownership of the shares held by the SC USGF IV Funds, except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
January 27, 2020 Filed Feb 13, 2020 00:06 UTC OtherCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001136 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,077

F1 · kind: Represents a pro rata distribution for no consideration.

Read SEC document
January 27, 2020 Filed May 5, 2020 19:27 UTC OtherCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003396 · primarydocument.xml · nonDerivative · entry 1

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Matoaka, LLC

Disclosed balance after: 141,349

F1 · kind: Represents a pro rata distribution for no consideration.

F2 · ownership.nature: The shares are held by Matoaka, LLC and Reporting Person holds the voting and dispositive power over the shares.

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January 21, 2020 Filed Jan 23, 2020 16:50 UTC
HAQUE PROMODDirector · 10% owner
OtherCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004707 · doc4.xml · nonDerivative · entry 2

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,352,090

F3 · kind: Shares were disposed of via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XII, LP ("NVP XII") to its limited partners.

F3 · price: Shares were disposed of via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XII, LP ("NVP XII") to its limited partners.

F4 · ownership.nature: The securities shown on Line 2 of Table I represent securities held of record by NVP XII. By virtue of his position as a Co-Chief Executive Officer of NVP Associates, the managing member of the general partner of NVP XII, Mr. Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 16:50 UTC
HAQUE PROMODDirector · 10% owner
OtherCommon Stock 599,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004707 · doc4.xml · nonDerivative · entry 1

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,352,747

F1 · kind: Shares were disposed of via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XI, LP ("NVP XI") to its limited partners.

F1 · price: Shares were disposed of via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XI, LP ("NVP XI") to its limited partners.

F2 · balance_after: The NVP XI distribution resulted in a change in the form of beneficial ownership so that following the distribution (i) 344 shares were beneficially owned by Haque Revocable Trust UA DTD 05/07/2002, of which Promod Haque is a Trustee, and (ii) 312 shares were beneficially owned by Haque Family Partners II, of which Promod Haque is a partner. The remaining 2,352,091 shares are held of record by NVP XI. By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Mr. Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.

F2 · ownership.nature: The NVP XI distribution resulted in a change in the form of beneficial ownership so that following the distribution (i) 344 shares were beneficially owned by Haque Revocable Trust UA DTD 05/07/2002, of which Promod Haque is a Trustee, and (ii) 312 shares were beneficially owned by Haque Family Partners II, of which Promod Haque is a partner. The remaining 2,352,091 shares are held of record by NVP XI. By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Mr. Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 17:30 UTC
Crowe Jeffrey10% owner
OtherCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004714 · doc4.xml · nonDerivative · entry 2

Norwest Venture Partners XI, LP · CIK 0001534522 · 10% owner

Norwest Venture Partners XII, LP · CIK 0001614660 · 10% owner

Crowe Jeffrey · CIK 0001535261 · 10% owner

Kossow Jon Erik · CIK 0001726084 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,352,090

F3 · kind: Shares were disposed of via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XII, LP ("NVP XII") to its limited partners.

F3 · price: Shares were disposed of via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XII, LP ("NVP XII") to its limited partners.

F4 · ownership.nature: The securities shown on Line 2 of Table I represent securities held of record by NVP XII. Genesis VC Partners XII, LLC ("Genesis XII") is the general partner of NVP XII and may be deemed to have sole voting and dispositive power over the shares held by NVP XII. NVP Associates, the managing member of Genesis XII, and Jeffrey Crowe and Jon E. Kossow, as Co-Chief Executive Officers of NVP Associates, may be deemed to share voting and dispositive power with respect to such securities. Such entities, Crowe and Kossow disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 17:30 UTC
Crowe Jeffrey10% owner
OtherCommon Stock 599,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004714 · doc4.xml · nonDerivative · entry 1

Norwest Venture Partners XI, LP · CIK 0001534522 · 10% owner

Norwest Venture Partners XII, LP · CIK 0001614660 · 10% owner

Crowe Jeffrey · CIK 0001535261 · 10% owner

Kossow Jon Erik · CIK 0001726084 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,352,153

F1 · kind: Shares were disposed of via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XI, LP ("NVP XI") to its limited partners.

F1 · price: Shares were disposed of via a pro rata in-kind distribution of Issuer's stock from Norwest Venture Partners XI, LP ("NVP XI") to its limited partners.

F2 · balance_after: The NVP XI distribution resulted in a change in the form of beneficial ownership so that following the distribution 62 shares were beneficially owned by Kossow Family Trust, of which Mr. Kossow is a Trustee. The remaining 2,352,091 shares are held of record by NVP XI. Genesis VC Partners XI, LLC ("Genesis XI") is the general partner of NVP XI and may be deemed to have sole voting and dispositive power over the shares held by NVP XI. NVP Associates, LLC ("NVP Associates"), the managing member of Genesis XI, and Jeffrey Crowe and Jon E. Kossow, as Co-Chief Executive Officers of NVP Associates, may be deemed to share voting and dispositive power with respect to such securities. Such entities, Crowe and Kossow disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 02:01 UTC
Llewelyn LindaChief People Officer
GrantCommon Stock 25,377 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000061 · primarydocument.xml · nonDerivative · entry 1

Llewelyn Linda · CIK 0001780878 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,377

F1 · shares: Includes 377 shares purchased pursuant to the Issuer's 2019 Employee Stock Purchase Plan on December 31, 2019, which transaction is considered exempt pursuant to Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934.

F2 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2020 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments

Read SEC document
January 02, 2020 Filed Jan 2, 2020 20:59 UTC
Burton Daniel D.Director · Chief Executive Officer
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000052 · primarydocument.xml · nonDerivative · entry 2

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,500

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2020 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments

Read SEC document
January 02, 2020 Filed Jan 2, 2020 21:00 UTC
Orenstein Daniel H.General Counsel
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000060 · primarydocument.xml · nonDerivative · entry 1

Orenstein Daniel H. · CIK 0001494174 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2020 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments

Read SEC document
January 02, 2020 Filed Jan 3, 2020 02:00 UTC
Horstmeier PaulChief Operating Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000056 · primarydocument.xml · nonDerivative · entry 1

Horstmeier Paul · CIK 0001780978 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2020 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments

Read SEC document
January 02, 2020 Filed Jan 3, 2020 02:00 UTC
Nelli James Patrick Jr.Chief Financial Officer
GrantCommon Stock 100,848 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000053 · primarydocument.xml · nonDerivative · entry 1

Nelli James Patrick Jr. · CIK 0001780883 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,348

F1 · shares: Includes 848 shares purchased pursuant to the Issuer's 2019 Employee Stock Purchase Plan on December 31, 2019, which transaction is considered exempt pursuant to Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934.

F2 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, 25% of the RSUs will vest on December 1, 2020 and, thereafter, the remaining 75% of the RSUs will vest in 12 equal quarterly installments

Read SEC document
December 30, 2019 Filed Jan 2, 2020 21:01 UTC
Sanders DaleChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,150 $0.00 Strike: $2.46 $0.00
Disclosure

SEC source: 0001562180-20-000062 · primarydocument.xml · derivative · entry 2

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,850

Underlying: Common Stock · 1,150 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the 50,000 shares underlying the option vested in an annual installment and the remaining balance vested in equal monthly installments until the option was vested in full on Nov. 1, 2015.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 21:01 UTC
Sanders DaleChief Technology Officer
Exercise / conversionCommon Stock 1,150 $2.46 $2,829.00
Disclosure

SEC source: 0001562180-20-000062 · primarydocument.xml · nonDerivative · entry 1

Sanders Dale · CIK 0001780970 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Jan 2, 2020 20:59 UTC
Burton Daniel D.Director · Chief Executive Officer
GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000052 · primarydocument.xml · nonDerivative · entry 1

Burton Daniel D. · CIK 0001780980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
September 01, 2019 Filed Sep 3, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
GrantCommon Stock 3,557 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048051 · doc4.xml · nonDerivative · entry 1

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,557

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 19:51 UTC
KANE JOHN ADirector
GrantCommon Stock 3,557 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004590 · primarydocument.xml · nonDerivative · entry 1

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,023

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 19:51 UTC GrantCommon Stock 3,557 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004588 · primarydocument.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,557

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
September 01, 2019 Filed Sep 3, 2019 23:51 UTC GrantCommon Stock 3,557 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004589 · primarydocument.xml · nonDerivative · entry 1

Dixon Michael Edward · CIK 0001780254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,557

F1 · shares: Represents an award of restricted stock units ("RSUs") granted pursuant to the Issuer's 2019 Stock Option and Incentive Plan (the "2019 Plan"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. Subject to the terms of the 2019 Plan, the RSUs will fully vest on the date of the next Annual Meeting of the Issuer's Stockholders.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries F Convertible Preferred Stock · Derivative 35,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 12

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 35,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · ownership.nature: The securities shown on Line 2 of Table I and Lines 6 through 10 of Table II represent securities held of record by Norwest Venture Partners XII, LP ("NVP XII"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XII, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries E Convertible Preferred Stock · Derivative 424,568 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 11

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 424,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · ownership.nature: The securities shown on Line 2 of Table I and Lines 6 through 10 of Table II represent securities held of record by Norwest Venture Partners XII, LP ("NVP XII"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XII, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries D Convertible Preferred Stock · Derivative 471,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 10

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 471,831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · ownership.nature: The securities shown on Line 2 of Table I and Lines 6 through 10 of Table II represent securities held of record by Norwest Venture Partners XII, LP ("NVP XII"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XII, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 577,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 9

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 577,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · ownership.nature: The securities shown on Line 2 of Table I and Lines 6 through 10 of Table II represent securities held of record by Norwest Venture Partners XII, LP ("NVP XII"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XII, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 1,442,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 8

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 1,442,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · ownership.nature: The securities shown on Line 2 of Table I and Lines 6 through 10 of Table II represent securities held of record by Norwest Venture Partners XII, LP ("NVP XII"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XII, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries F Convertible Preferred Stock · Derivative 35,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 7

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 35,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.exercise_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · derivative.expiration_date: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · ownership.nature: The securities shown on Line 1 of Table I and Lines 1 through 5 of Table II represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries E Convertible Preferred Stock · Derivative 424,568 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 6

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 424,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.exercise_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · derivative.expiration_date: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · ownership.nature: The securities shown on Line 1 of Table I and Lines 1 through 5 of Table II represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries D Convertible Preferred Stock · Derivative 471,832 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 5

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 471,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.exercise_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · derivative.expiration_date: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · ownership.nature: The securities shown on Line 1 of Table I and Lines 1 through 5 of Table II represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 577,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 4

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 577,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · ownership.nature: The securities shown on Line 1 of Table I and Lines 1 through 5 of Table II represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 1,442,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · derivative · entry 3

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 0

Underlying: Common Stock · 1,442,727 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · ownership.nature: The securities shown on Line 1 of Table I and Lines 1 through 5 of Table II represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionCommon Stock 2,952,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · nonDerivative · entry 2

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,952,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F7 · ownership.nature: The securities shown on Line 2 of Table I and Lines 6 through 10 of Table II represent securities held of record by Norwest Venture Partners XII, LP ("NVP XII"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XII, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:00 UTC
HAQUE PROMODDirector · 10% owner
ConversionCommon Stock 2,952,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043589 · doc4.xml · nonDerivative · entry 1

HAQUE PROMOD · CIK 0001089744 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 2,952,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F2 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F3 · price: The Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F4 · price: The Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F5 · price: The Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and has no expiration date.

F6 · ownership.nature: The securities shown on Line 1 of Table I and Lines 1 through 5 of Table II represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of his position as a Co-Chief Executive Officer of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Promod Haque may be deemed to share voting and dispositive power with respect to such securities. Mr. Haque disclaims beneficial ownership of all such securities, except to the extent of any pecuniary interests therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:01 UTC
KANE JOHN ADirector
ConversionSeries F Preferred Stock · Derivative 589 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009173 · wf-form4_156444849916120.xml · derivative · entry 4

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · price: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · derivative.exercise_date: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · derivative.expiration_date: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:01 UTC
KANE JOHN ADirector
ConversionSeries E Preferred Stock · Derivative 23,586 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009173 · wf-form4_156444849916120.xml · derivative · entry 3

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:01 UTC
KANE JOHN ADirector
ConversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009173 · wf-form4_156444849916120.xml · nonDerivative · entry 2

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each share of Series F Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:01 UTC
KANE JOHN ADirector
ConversionCommon Stock 23,586 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009173 · wf-form4_156444849916120.xml · nonDerivative · entry 1

KANE JOHN A · CIK 0001049356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:02 UTC ConversionSeries E Preferred Stock · Derivative 94,348 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009174 · wf-form4_156444851985137.xml · derivative · entry 2

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Omkara, LLC

Disclosed balance after: 0

Underlying: Common Stock · 94,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: The shares are held by Omkara, LLC and the Reporting Person wholly-owns and holds the voting and dispositive power of these shares.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:02 UTC ConversionCommon Stock 94,348 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009174 · wf-form4_156444851985137.xml · nonDerivative · entry 1

Pramoda Anita · CIK 0001573574 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Omkara, LLC

Disclosed balance after: 94,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: The shares are held by Omkara, LLC and the Reporting Person wholly-owns and holds the voting and dispositive power of these shares.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:01 UTC ConversionSeries D Preferred Stock · Derivative 235,916 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009171 · wf-form4_156444845692930.xml · derivative · entry 6

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 235,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F4 · price: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F4 · derivative.exercise_date: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F4 · derivative.expiration_date: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: These shares are held directly by HQC Acquisition, LLC. The Reporting Person is the President of HQC Acquisition, LLC and it is controlled by Sorenson Capital Partners. The Reporting Person is a founding member and general partner of Sorenson Capital Partners and disclaims beneficial ownership of the shares held by HQC Acquisition, LLC except to the extent of his pecuniary interest therein.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 21:01 UTC ConversionSeries C Preferred Stock · Derivative 345,591 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009171 · wf-form4_156444845692930.xml · derivative · entry 5

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 345,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F3 · price: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F3 · derivative.exercise_date: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F3 · derivative.expiration_date: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: These shares are held directly by HQC Acquisition, LLC. The Reporting Person is the President of HQC Acquisition, LLC and it is controlled by Sorenson Capital Partners. The Reporting Person is a founding member and general partner of Sorenson Capital Partners and disclaims beneficial ownership of the shares held by HQC Acquisition, LLC except to the extent of his pecuniary interest therein.

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July 29, 2019 Filed Jul 29, 2019 21:01 UTC ConversionSeries B Preferred Stock · Derivative 636,780 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009171 · wf-form4_156444845692930.xml · derivative · entry 4

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 636,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · price: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · derivative.exercise_date: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F1 · derivative.expiration_date: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: These shares are held directly by HQC Acquisition, LLC. The Reporting Person is the President of HQC Acquisition, LLC and it is controlled by Sorenson Capital Partners. The Reporting Person is a founding member and general partner of Sorenson Capital Partners and disclaims beneficial ownership of the shares held by HQC Acquisition, LLC except to the extent of his pecuniary interest therein.

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July 29, 2019 Filed Jul 29, 2019 21:01 UTC ConversionCommon Stock 235,916 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009171 · wf-form4_156444845692930.xml · nonDerivative · entry 3

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,218,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of Series D Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: These shares are held directly by HQC Acquisition, LLC. The Reporting Person is the President of HQC Acquisition, LLC and it is controlled by Sorenson Capital Partners. The Reporting Person is a founding member and general partner of Sorenson Capital Partners and disclaims beneficial ownership of the shares held by HQC Acquisition, LLC except to the extent of his pecuniary interest therein.

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July 29, 2019 Filed Jul 29, 2019 21:01 UTC ConversionCommon Stock 345,591 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009171 · wf-form4_156444845692930.xml · nonDerivative · entry 2

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 982,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Series C Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: These shares are held directly by HQC Acquisition, LLC. The Reporting Person is the President of HQC Acquisition, LLC and it is controlled by Sorenson Capital Partners. The Reporting Person is a founding member and general partner of Sorenson Capital Partners and disclaims beneficial ownership of the shares held by HQC Acquisition, LLC except to the extent of his pecuniary interest therein.

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July 29, 2019 Filed Jul 29, 2019 21:01 UTC ConversionCommon Stock 636,780 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009171 · wf-form4_156444845692930.xml · nonDerivative · entry 1

Bullock D Fraser · CIK 0001366853 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 636,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series B Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F2 · ownership.nature: These shares are held directly by HQC Acquisition, LLC. The Reporting Person is the President of HQC Acquisition, LLC and it is controlled by Sorenson Capital Partners. The Reporting Person is a founding member and general partner of Sorenson Capital Partners and disclaims beneficial ownership of the shares held by HQC Acquisition, LLC except to the extent of his pecuniary interest therein.

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July 29, 2019 Filed Jul 29, 2019 21:01 UTC ConversionSeries E Preferred Stock · Derivative 943,484 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009172 · wf-form4_156444847869001.xml · derivative · entry 6

Cozzens Todd C · CIK 0001382487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 943,484 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F4 · price: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F4 · derivative.exercise_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

F4 · derivative.expiration_date: Each share of Series E Preferred Stock automatically converted to common stock immediately prior to the closing of the Issuer's initial public offering on a one-for-one basis, and had no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.